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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.38%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$714M
AUM Growth
+$83.2M
Cap. Flow
+$65.6M
Cap. Flow %
9.18%
Top 10 Hldgs %
18.43%
Holding
772
New
101
Increased
311
Reduced
267
Closed
74

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$8.66M
2
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$5.86M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$5.7M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.54M
5
MBB icon
iShares MBS ETF
MBB
+$5.52M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.45M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$3.13M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$2.43M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$2.35M
5
SCI icon
Service Corp International
SCI
+$2.25M

Sector Composition

Rank Sector Weight
1 Healthcare 5.8%
2 Technology 5.68%
3 Consumer Staples 5.32%
4 Industrials 4.77%
5 Financials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DD icon
151
DuPont de Nemours
DD
$18.6B
$1.15M 0.16%
8,783
-168
-2% -$21.6K
IYK icon
152
iShares US Consumer Staples ETF
IYK
$1.39B
$1.15M 0.16%
+31,692
New +$1.14M
FDIS icon
153
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.59B
$1.14M 0.16%
37,280
+11,718
+46% +$365K
BP icon
154
BP
BP
$113B
$1.14M 0.16%
43,398
-3,741
-8% -$106K
MMP
155
DELISTED
Magellan Midstream Partners, L.P.
MMP
$1.14M 0.16%
16,804
-3,413
-17% -$221K
PWV icon
156
Invesco Large Cap Value ETF
PWV
$1.66B
$1.14M 0.16%
39,188
-895
-2% -$26.4K
MUB icon
157
iShares National Muni Bond ETF
MUB
$45.1B
$1.12M 0.16%
10,084
+1,834
+22% +$201K
LLY icon
158
Eli Lilly
LLY
$1.07T
$1.11M 0.15%
13,125
-2,862
-18% -$238K
SFL icon
159
SFL Corp
SFL
$1.59B
$1.09M 0.15%
+66,045
New +$1.11M
XLY icon
160
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$1.09M 0.15%
27,974
+580
+2% +$23K
IEV icon
161
iShares Europe ETF
IEV
$1.63B
$1.08M 0.15%
26,818
+6,158
+30% +$255K
CNI icon
162
Canadian National Railway
CNI
$78.3B
$1.07M 0.15%
+19,138
New +$1.12M
PAYX icon
163
Paychex
PAYX
$40.4B
$1.07M 0.15%
20,202
+1,548
+8% +$80.9K
IWM icon
164
iShares Russell 2000 ETF
IWM
$80.9B
$1.06M 0.15%
9,416
-21,028
-69% -$2.43M
XLU icon
165
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
$1.06M 0.15%
48,824
+5,772
+13% +$125K
LNKD
166
DELISTED
LinkedIn Corporation
LNKD
$1.06M 0.15%
+4,690
New +$1.06M
STE icon
167
Steris
STE
$20.9B
$1.05M 0.15%
+14,007
New +$1.01M
MU icon
168
Micron Technology
MU
$1.04T
$1.04M 0.15%
73,349
+61,636
+526% +$985K
DD
169
DELISTED
Du Pont De Nemours E I
DD
$1.04M 0.15%
15,595
+165
+1% +$10.5K
KR icon
170
Kroger
KR
$34.8B
$1.03M 0.14%
24,590
+1,383
+6% +$53.6K
INCY icon
171
Incyte
INCY
$23.5B
$1.02M 0.14%
9,384
-169
-2% -$18.8K
UNH icon
172
UnitedHealth
UNH
$382B
$999K 0.14%
8,492
-952
-10% -$111K
VB icon
173
Vanguard Small-Cap ETF
VB
$79.5B
$997K 0.14%
9,007
+1,316
+17% +$149K
FXH icon
174
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
$995K 0.14%
16,466
-828
-5% -$49.4K
RTN
175
DELISTED
Raytheon Company
RTN
$985K 0.14%
7,913
+334
+4% +$40.1K
5 6
7
8 9

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Sigma Planning Corp's Q4 2015 Portfolio in Review

As of Q4 2015, Sigma Planning Corp held 772 positions worth $714M, up 13% from $631M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp deployed $65.6M of net new capital in Q4 2015, opening 101 new positions and adding to 311 existing holdings. Its largest new stake was ProShares Ultra S&P500: 473,608 shares worth $3.73M.

By sector, the portfolio is most concentrated in Healthcare at 5.8% of assets, down from 6.1% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $7.45M trimmed.

  • Sigma Planning Corp's largest Q4 2015 buy was ProShares Ultra S&P500: 473,608 shares worth $3.73M.
  • Sigma Planning Corp added most to iShares 7-10 Year Treasury Bond ETF in Q4 2015, an estimated $8.66M increase.
  • Sigma Planning Corp's biggest Q4 2015 reduction was iShares Core S&P 500 ETF, cutting an estimated $7.45M.
  • Sigma Planning Corp fully exited Service Corp International in Q4 2015, selling an estimated $2.25M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $714M portfolio in Q4 2015.
  • Sigma Planning Corp opened 101 new positions and closed 74 in Q4 2015.
  • Sigma Planning Corp's portfolio value rose 13% quarter-over-quarter to $714M.

Based on Sigma Planning Corp's 13F filing for Q4 2015, filed 20 Jan 2016.