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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.9%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.01B
AUM Growth
+$212M
Cap. Flow
+$69.9M
Cap. Flow %
2.32%
Top 10 Hldgs %
20.05%
Holding
1,384
New
123
Increased
566
Reduced
572
Closed
89

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12.2M
2
GLD icon
SPDR Gold Trust
GLD
+$8.86M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.77M
4
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$7.48M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$6.77M

Top Sells

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$5.92M
2
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$5.7M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$5.18M
4
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$4.65M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$4.61M

Sector Composition

Rank Sector Weight
1 Technology 10.47%
2 Healthcare 4.8%
3 Consumer Discretionary 4.45%
4 Financials 4.25%
5 Industrials 3.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QUAL icon
126
iShares MSCI USA Quality Factor ETF
QUAL
$45.8B
$5.19M 0.17%
41,830
+6,311
+18% +$758K
DOW icon
127
Dow Inc
DOW
$21.6B
$5.17M 0.17%
94,235
+4,789
+5% +$269K
VLUE icon
128
iShares MSCI USA Value Factor ETF
VLUE
$9.4B
$5.11M 0.17%
55,154
-5,785
-9% -$544K
CSCO icon
129
Cisco
CSCO
$450B
$5.05M 0.17%
96,648
+3,424
+4% +$167K
BALT icon
130
Innovator Defined Wealth Shield ETF
BALT
$2.66B
$5.03M 0.17%
184,587
-2,482
-1% -$66.8K
PSTP icon
131
Innovator Power Buffer Step-Up Strategy ETF
PSTP
$132M
$5.01M 0.17%
192,848
-7,406
-4% -$189K
BSCP
132
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$5.01M 0.17%
246,831
+25,383
+11% +$513K
SO icon
133
Southern Company
SO
$110B
$4.86M 0.16%
69,911
-182
-0.3% -$12.3K
AMGN icon
134
Amgen
AMGN
$203B
$4.74M 0.16%
19,622
+2,963
+18% +$727K
CVS icon
135
CVS Health
CVS
$137B
$4.71M 0.16%
63,380
+5,013
+9% +$420K
AZO icon
136
AutoZone
AZO
$48.3B
$4.71M 0.16%
1,915
-44
-2% -$107K
DUK icon
137
Duke Energy
DUK
$102B
$4.71M 0.16%
48,805
-623
-1% -$61.5K
FXH icon
138
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
$4.64M 0.15%
43,163
+376
+0.9% +$40.9K
GIS icon
139
General Mills
GIS
$19.2B
$4.54M 0.15%
53,122
+3,827
+8% +$306K
VWO icon
140
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$4.54M 0.15%
112,319
+12,073
+12% +$492K
FTC icon
141
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.31B
$4.52M 0.15%
48,540
-6,443
-12% -$599K
DIA icon
142
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$4.51M 0.15%
13,554
-3,753
-22% -$1.25M
IEF icon
143
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$4.5M 0.15%
45,359
+15,126
+50% +$1.48M
IBTD
144
DELISTED
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
$4.47M 0.15%
180,319
+9,940
+6% +$246K
AMD icon
145
Advanced Micro Devices
AMD
$851B
$4.44M 0.15%
45,262
+2,416
+6% +$197K
IXC icon
146
iShares Global Energy ETF
IXC
$2.71B
$4.43M 0.15%
117,364
-7,457
-6% -$288K
ACWV icon
147
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.26B
$4.4M 0.15%
45,434
-2,617
-5% -$249K
MA icon
148
Mastercard
MA
$477B
$4.4M 0.15%
12,095
-370
-3% -$134K
SLV icon
149
iShares Silver Trust
SLV
$28.1B
$4.34M 0.14%
196,272
+3,200
+2% +$66.3K
TGT icon
150
Target
TGT
$62.1B
$4.29M 0.14%
25,882
+373
+1% +$61.3K
4 5
6
7 8

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Sigma Planning Corp's Q1 2023 Portfolio in Review

As of Q1 2023, Sigma Planning Corp held 1,384 positions worth $3.01B, up 7.6% from $2.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q1 2023 filing shows 123 new, 566 increased, 572 reduced and 89 closed positions. Its largest new stake was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M. The largest sale was iShares TIPS Bond ETF, an estimated $5.92M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2023 buy was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M.
  • Sigma Planning Corp added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2023, an estimated $12.2M increase.
  • Sigma Planning Corp's biggest Q1 2023 reduction was iShares TIPS Bond ETF, cutting an estimated $5.92M.
  • Sigma Planning Corp fully exited FT Vest US Equity Deep Buffer ETF March in Q1 2023, selling an estimated $4.35M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.01B portfolio in Q1 2023.
  • Sigma Planning Corp opened 123 new positions and closed 89 in Q1 2023.
  • Sigma Planning Corp's portfolio value rose 7.6% quarter-over-quarter to $3.01B.

Based on Sigma Planning Corp's 13F filing for Q1 2023, filed 8 May 2023.