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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.42%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.32B
AUM Growth
-$30.1M
Cap. Flow
+$18.8M
Cap. Flow %
0.57%
Top 10 Hldgs %
19.8%
Holding
1,540
New
127
Increased
671
Reduced
531
Closed
168

Top Buys

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$13.7M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$9.67M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$8.51M
4
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$8.04M
5
RPG icon
Invesco S&P 500 Pure Growth ETF
RPG
+$7.21M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$11.9M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$10.3M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$7.75M
4
RPV icon
Invesco S&P 500 Pure Value ETF
RPV
+$7.34M
5
BBWI icon
Bath & Body Works
BBWI
+$7.26M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Consumer Discretionary 5.83%
3 Financials 4.89%
4 Healthcare 4.72%
5 Communication Services 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESGU icon
126
iShares ESG Aware MSCI USA ETF
ESGU
$17.6B
$5.57M 0.17%
56,526
+2,409
+4% +$244K
NUE icon
127
Nucor
NUE
$56.4B
$5.54M 0.17%
56,237
-33,651
-37% -$3.58M
XLB icon
128
State Street Materials Select Sector SPDR ETF
XLB
$8.51B
$5.54M 0.17%
140,024
-6,736
-5% -$280K
ACWV icon
129
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.26B
$5.54M 0.17%
53,885
+2,506
+5% +$264K
IGSB icon
130
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$5.54M 0.17%
101,315
-3,853
-4% -$211K
JNK icon
131
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$5.45M 0.16%
49,788
+9,580
+24% +$1.05M
BMY icon
132
Bristol-Myers Squibb
BMY
$127B
$5.41M 0.16%
91,382
+6,213
+7% +$409K
LMT icon
133
Lockheed Martin
LMT
$134B
$5.4M 0.16%
15,657
-1,015
-6% -$367K
TTD icon
134
Trade Desk
TTD
$8.13B
$5.37M 0.16%
76,390
-500
-0.7% -$38.7K
HON icon
135
Honeywell
HON
$77.1B
$5.32M 0.16%
26,610
+311
+1% +$66.3K
VYM icon
136
Vanguard High Dividend Yield ETF
VYM
$81.1B
$5.31M 0.16%
51,370
-1,962
-4% -$207K
VBR icon
137
Vanguard Small-Cap Value ETF
VBR
$37.1B
$5.31M 0.16%
31,362
-693
-2% -$119K
XLY icon
138
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$5.29M 0.16%
58,978
+12,090
+26% +$1.1M
XLU icon
139
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
$5.17M 0.16%
161,978
+16,048
+11% +$536K
IJK icon
140
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$5.17M 0.16%
65,255
-7,897
-11% -$641K
XLP icon
141
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$5.14M 0.15%
74,736
-2,144
-3% -$153K
BND icon
142
Vanguard Total Bond Market
BND
$157B
$5.13M 0.15%
60,066
+1,406
+2% +$121K
QQQ icon
143
PUT
Invesco QQQ Trust
QQQ
$455B
$5.12M 0.15%
14,300
+3,500
+32% +$1.29M
MA icon
144
Mastercard
MA
$477B
$5.11M 0.15%
14,682
+343
+2% +$125K
CVX icon
145
Chevron
CVX
$388B
$5.09M 0.15%
50,186
-29
-0.1% -$2.89K
MMM icon
146
3M
MMM
$89B
$5.06M 0.15%
34,479
+527
+2% +$85.4K
LOW icon
147
Lowe's Companies
LOW
$116B
$5.05M 0.15%
24,893
+721
+3% +$144K
IAU icon
148
iShares Gold Trust
IAU
$63B
$4.99M 0.15%
149,430
+4,684
+3% +$160K
FLOT icon
149
iShares Floating Rate Bond ETF
FLOT
$10.1B
$4.98M 0.15%
97,940
-1,412
-1% -$71.7K
BNDX icon
150
Vanguard Total International Bond ETF
BNDX
$82B
$4.97M 0.15%
87,279
+5,618
+7% +$324K
4 5
6
7 8

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SL
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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2021 Portfolio in Review

As of Q3 2021, Sigma Planning Corp held 1,540 positions worth $3.32B, down 0.9% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q3 2021 filing shows 127 new, 671 increased, 531 reduced and 168 closed positions. Its largest new stake was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M. The largest sale was Invesco S&P 500 High Beta ETF, an estimated $11.9M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q3 2021 buy was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M.
  • Sigma Planning Corp added most to Schwab US Large-Cap Growth ETF in Q3 2021, an estimated $13.7M increase.
  • Sigma Planning Corp's biggest Q3 2021 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $11.9M.
  • Sigma Planning Corp fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $7.34M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.32B portfolio in Q3 2021.
  • Sigma Planning Corp opened 127 new positions and closed 168 in Q3 2021.
  • Sigma Planning Corp's portfolio value fell 0.9% quarter-over-quarter to $3.32B.

Based on Sigma Planning Corp's 13F filing for Q3 2021, filed 28 Oct 2021.