We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.36B
AUM Growth
+$225M
Cap. Flow
+$26.2M
Cap. Flow %
0.78%
Top 10 Hldgs %
18.93%
Holding
1,527
New
202
Increased
746
Reduced
440
Closed
114

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$8.48M
2
GLD icon
SPDR Gold Trust
GLD
+$8.07M
3
RPV icon
Invesco S&P 500 Pure Value ETF
RPV
+$7.11M
4
DVN icon
Devon Energy
DVN
+$7.08M
5
NUE icon
Nucor
NUE
+$7.07M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$25.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$18.3M
3
VGT icon
Vanguard Information Technology ETF
VGT
+$17.8M
4
IVZ icon
Invesco
IVZ
+$8.42M
5
ISCG icon
iShares Morningstar Small-Cap Growth ETF
ISCG
+$7.9M

Sector Composition

Rank Sector Weight
1 Technology 10.94%
2 Consumer Discretionary 6.38%
3 Financials 4.83%
4 Healthcare 4.46%
5 Communication Services 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGSB icon
126
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$5.76M 0.17%
105,168
+37,017
+54% +$2.03M
BMY icon
127
Bristol-Myers Squibb
BMY
$127B
$5.69M 0.17%
85,169
-721
-0.8% -$47K
MMM icon
128
3M
MMM
$89B
$5.64M 0.17%
33,952
+3,126
+10% +$522K
VYM icon
129
Vanguard High Dividend Yield ETF
VYM
$81.1B
$5.59M 0.17%
53,332
+459
+0.9% +$48.2K
IVOL icon
130
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$274M
$5.58M 0.17%
201,845
-70,447
-26% -$2.01M
VBR icon
131
Vanguard Small-Cap Value ETF
VBR
$37.1B
$5.57M 0.17%
32,055
+428
+1% +$74.2K
JPST icon
132
JPMorgan Ultra-Short Income ETF
JPST
$40B
$5.53M 0.16%
108,895
-22,074
-17% -$1.12M
AMZN icon
133
CALL
Amazon
AMZN
$2.5T
$5.5M 0.16%
32,000
+14,000
+78% +$2.33M
MDY icon
134
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$5.44M 0.16%
11,083
-5,513
-33% -$2.72M
MOAT icon
135
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
$5.44M 0.16%
73,456
+6,112
+9% +$445K
HON icon
136
Honeywell
HON
$77B
$5.44M 0.16%
26,299
+2,702
+11% +$571K
NFLX icon
137
Netflix
NFLX
$292B
$5.42M 0.16%
102,520
-4,310
-4% -$220K
RWJ icon
138
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.03B
$5.41M 0.16%
134,763
+40,725
+43% +$1.61M
XLP icon
139
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$5.38M 0.16%
76,880
-2,438
-3% -$171K
ESGU icon
140
iShares ESG Aware MSCI USA ETF
ESGU
$17.6B
$5.33M 0.16%
54,117
-228
-0.4% -$21.8K
ACWV icon
141
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.26B
$5.29M 0.16%
51,379
-698
-1% -$71.3K
CVX icon
142
Chevron
CVX
$388B
$5.26M 0.16%
50,215
+7,959
+19% +$840K
MA icon
143
Mastercard
MA
$477B
$5.24M 0.16%
14,339
-3,122
-18% -$1.16M
FTEC icon
144
Fidelity MSCI Information Technology Index ETF
FTEC
$19.9B
$5.22M 0.16%
44,313
-17,033
-28% -$1.9M
VEA icon
145
Vanguard FTSE Developed Markets ETF
VEA
$226B
$5.18M 0.15%
100,551
+11,329
+13% +$585K
PAVE icon
146
Global X US Infrastructure Development ETF
PAVE
$14.3B
$5.15M 0.15%
200,032
+12,566
+7% +$327K
ONEQ icon
147
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.2B
$5.15M 0.15%
91,361
+7,301
+9% +$393K
FLOT icon
148
iShares Floating Rate Bond ETF
FLOT
$10.1B
$5.05M 0.15%
99,352
-78,500
-44% -$3.99M
BND icon
149
Vanguard Total Bond Market
BND
$157B
$5.04M 0.15%
58,660
+3,403
+6% +$290K
GOVT icon
150
iShares US Treasury Bond ETF
GOVT
$43.6B
$4.9M 0.15%
184,107
-10,642
-5% -$281K
4 5
6
7 8

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q2 2021 Portfolio in Review

As of Q2 2021, Sigma Planning Corp held 1,527 positions worth $3.36B, up 7.2% from $3.13B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q2 2021 filing shows 202 new, 746 increased, 440 reduced and 114 closed positions. Its largest new stake was Devon Energy: 273,908 shares worth $8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $25.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q2 2021 buy was Devon Energy: 273,908 shares worth $8M.
  • Sigma Planning Corp added most to Invesco QQQ Trust in Q2 2021, an estimated $8.48M increase.
  • Sigma Planning Corp's biggest Q2 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $25.1M.
  • Sigma Planning Corp fully exited iShares Morningstar Small-Cap Growth ETF in Q2 2021, selling an estimated $7.9M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.36B portfolio in Q2 2021.
  • Sigma Planning Corp opened 202 new positions and closed 114 in Q2 2021.
  • Sigma Planning Corp's portfolio value rose 7.2% quarter-over-quarter to $3.36B.

Based on Sigma Planning Corp's 13F filing for Q2 2021, filed 13 Aug 2021.