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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.51%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.13B
AUM Growth
+$190M
Cap. Flow
+$76.3M
Cap. Flow %
2.44%
Top 10 Hldgs %
18.65%
Holding
1,432
New
237
Increased
632
Reduced
426
Closed
107

Top Buys

Rank Stock Value
1
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
+$13M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.73M
3
TPR icon
Tapestry
TPR
+$8.3M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$8.22M
5
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$7.78M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.1M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$13.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$12.2M
5
GLD icon
SPDR Gold Trust
GLD
+$9.82M

Sector Composition

Rank Sector Weight
1 Technology 10.1%
2 Consumer Discretionary 6.28%
3 Financials 4.79%
4 Healthcare 4.54%
5 Communication Services 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KO icon
126
Coca-Cola
KO
$354B
$5.87M 0.19%
111,314
+9,130
+9% +$460K
BIV icon
127
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$5.77M 0.18%
65,015
+31,248
+93% +$2.84M
LMT icon
128
Lockheed Martin
LMT
$134B
$5.74M 0.18%
15,534
-1,785
-10% -$612K
XOM icon
129
ExxonMobil
XOM
$651B
$5.71M 0.18%
102,181
-3,186
-3% -$167K
VIG icon
130
Vanguard Dividend Appreciation ETF
VIG
$111B
$5.68M 0.18%
38,644
+1,910
+5% +$272K
MRK icon
131
Merck
MRK
$324B
$5.67M 0.18%
77,044
+10,231
+15% +$755K
IJK icon
132
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$5.64M 0.18%
71,979
-47,892
-40% -$3.69M
FYT icon
133
First Trust Small Cap Value AlphaDEX Fund
FYT
$189M
$5.61M 0.18%
+111,596
New +$5.28M
MCD icon
134
McDonald's
MCD
$188B
$5.59M 0.18%
24,938
+1,227
+5% +$262K
PARA
135
DELISTED
Paramount Global Class B
PARA
$5.58M 0.18%
123,821
+101,325
+450% +$6.19M
NFLX icon
136
Netflix
NFLX
$292B
$5.57M 0.18%
106,830
-7,640
-7% -$405K
FPXI icon
137
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$279M
$5.55M 0.18%
84,162
+70,076
+497% +$4.95M
ICSH icon
138
iShares Ultra Short Duration Bond Active ETF
ICSH
$7.97B
$5.47M 0.17%
108,323
-3,886
-3% -$196K
BMY icon
139
Bristol-Myers Squibb
BMY
$127B
$5.42M 0.17%
85,890
+4,628
+6% +$288K
XLP icon
140
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$5.42M 0.17%
79,318
-10,141
-11% -$667K
VYM icon
141
Vanguard High Dividend Yield ETF
VYM
$81.1B
$5.34M 0.17%
52,873
-1,550
-3% -$150K
IMCG icon
142
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.89B
$5.33M 0.17%
84,648
-23,094
-21% -$1.5M
BSV icon
143
Vanguard Short-Term Bond ETF
BSV
$44.6B
$5.29M 0.17%
64,336
+24,255
+61% +$2M
SHOP icon
144
Shopify
SHOP
$148B
$5.28M 0.17%
47,740
+7,110
+17% +$859K
VBR icon
145
Vanguard Small-Cap Value ETF
VBR
$37.1B
$5.24M 0.17%
31,627
+2,589
+9% +$408K
ACWV icon
146
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.26B
$5.14M 0.16%
52,077
-2,830
-5% -$275K
GOVT icon
147
iShares US Treasury Bond ETF
GOVT
$43.6B
$5.1M 0.16%
194,749
+9,497
+5% +$254K
CMI icon
148
Cummins
CMI
$91.7B
$5.09M 0.16%
19,635
+216
+1% +$54K
VXX icon
149
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$162M
$5.07M 0.16%
6,948
+1,091
+19% +$1.09M
SNBR
150
DELISTED
Sleep Number
SNBR
$4.99M 0.16%
+34,803
New +$4.18M
4 5
6
7 8

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Sigma Planning Corp's Q1 2021 Portfolio in Review

As of Q1 2021, Sigma Planning Corp held 1,432 positions worth $3.13B, up 6.5% from $2.94B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q1 2021 filing shows 237 new, 632 increased, 426 reduced and 107 closed positions. Its largest new stake was Tapestry: 215,385 shares worth $8.88M. The largest sale was iShares 7-10 Year Treasury Bond ETF, an estimated $21.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q1 2021 buy was Tapestry: 215,385 shares worth $8.88M.
  • Sigma Planning Corp added most to Pacer Trendpilot US Bond ETF in Q1 2021, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $21.7M.
  • Sigma Planning Corp fully exited Invesco CurrencyShares Japanese Yen Trust in Q1 2021, selling an estimated $8.35M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.13B portfolio in Q1 2021.
  • Sigma Planning Corp opened 237 new positions and closed 107 in Q1 2021.
  • Sigma Planning Corp's portfolio value rose 6.5% quarter-over-quarter to $3.13B.

Based on Sigma Planning Corp's 13F filing for Q1 2021, filed 6 May 2021.