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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.53B
AUM Growth
+$248M
Cap. Flow
+$67.8M
Cap. Flow %
2.68%
Top 10 Hldgs %
24.76%
Holding
1,197
New
143
Increased
443
Reduced
455
Closed
136

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$12.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.3M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.8M
5
GLD icon
SPDR Gold Trust
GLD
+$8.31M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$14.2M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$10.4M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.27M
4
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$5.32M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5M

Sector Composition

Rank Sector Weight
1 Technology 11.79%
2 Consumer Discretionary 6.34%
3 Healthcare 4.95%
4 Communication Services 4.06%
5 Financials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
F icon
126
Ford
F
$57.3B
$4.32M 0.17%
648,772
-13,381
-2% -$90.6K
TGT icon
127
Target
TGT
$62.1B
$4.32M 0.17%
27,428
-3,445
-11% -$473K
XYZ
128
Block Inc
XYZ
$45.9B
$4.25M 0.17%
26,144
+2,696
+11% +$381K
XOM icon
129
ExxonMobil
XOM
$651B
$4.25M 0.17%
123,697
-3,422
-3% -$140K
CSX icon
130
CSX Corp
CSX
$98.6B
$4.23M 0.17%
163,272
+101,658
+165% +$2.51M
TXN icon
131
Texas Instruments
TXN
$255B
$4.22M 0.17%
29,566
-610
-2% -$82.9K
DG icon
132
Dollar General
DG
$25.9B
$4.16M 0.16%
19,856
+233
+1% +$45.8K
VBR icon
133
Vanguard Small-Cap Value ETF
VBR
$37.1B
$4.14M 0.16%
37,426
+83
+0.2% +$9.3K
QQQ icon
134
PUT
Invesco QQQ Trust
QQQ
$455B
$4.14M 0.16%
+14,900
New +$4.04M
BIG
135
DELISTED
Big Lots, Inc.
BIG
$4.09M 0.16%
+91,654
New +$4.12M
JNK icon
136
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$4.05M 0.16%
38,887
+32,808
+540% +$3.43M
FDX icon
137
FedEx
FDX
$74.5B
$4.02M 0.16%
15,977
-780
-5% -$156K
ISTB icon
138
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.08B
$3.96M 0.16%
76,788
+3,460
+5% +$178K
TTD icon
139
Trade Desk
TTD
$8.13B
$3.95M 0.16%
76,170
+840
+1% +$38.4K
KMB icon
140
Kimberly-Clark
KMB
$36.4B
$3.95M 0.16%
26,749
-1,670
-6% -$251K
BAC icon
141
Bank of America
BAC
$435B
$3.95M 0.16%
163,822
-15,681
-9% -$390K
CMS icon
142
CMS Energy
CMS
$23.1B
$3.94M 0.16%
64,090
-4,796
-7% -$294K
SLQD icon
143
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.36B
$3.91M 0.15%
75,050
+21,478
+40% +$1.12M
QQEW icon
144
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.71B
$3.9M 0.15%
45,178
+638
+1% +$54.1K
HON icon
145
Honeywell
HON
$77.1B
$3.9M 0.15%
25,106
+708
+3% +$105K
IJT icon
146
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
$3.89M 0.15%
44,044
-2,058
-4% -$184K
IMCG icon
147
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.89B
$3.86M 0.15%
72,324
+34,248
+90% +$1.79M
QCOM icon
148
Qualcomm
QCOM
$176B
$3.84M 0.15%
32,660
+5,448
+20% +$582K
ABT icon
149
Abbott
ABT
$180B
$3.83M 0.15%
35,233
+2,999
+9% +$304K
RSP icon
150
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$3.81M 0.15%
35,198
+513
+1% +$55.4K
4 5
6
7 8

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Sigma Planning Corp's Q3 2020 Portfolio in Review

As of Q3 2020, Sigma Planning Corp held 1,197 positions worth $2.53B, up 11% from $2.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q3 2020 filing shows 143 new, 443 increased, 455 reduced and 136 closed positions. Its largest new stake was Abiomed Inc: 20,372 shares worth $5.64M. The largest sale was iShares Core S&P Mid-Cap ETF, an estimated $14.2M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2020 buy was Abiomed Inc: 20,372 shares worth $5.64M.
  • Sigma Planning Corp added most to iShares MSCI USA Momentum Factor ETF in Q3 2020, an estimated $16.1M increase.
  • Sigma Planning Corp's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $14.2M.
  • Sigma Planning Corp fully exited CyrusOne Inc Common Stock in Q3 2020, selling an estimated $3.05M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $2.53B portfolio in Q3 2020.
  • Sigma Planning Corp opened 143 new positions and closed 136 in Q3 2020.
  • Sigma Planning Corp's portfolio value rose 11% quarter-over-quarter to $2.53B.

Based on Sigma Planning Corp's 13F filing for Q3 2020, filed 3 Nov 2020.