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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-15.19%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.68B
AUM Growth
-$686M
(-29%)
Cap. Flow
-$313M
Cap. Flow
% of AUM
-18.61%
Top 10 Holdings %
Top 10 Hldgs %
24.56%
Holding
1,150
New
99
Increased
340
Reduced
463
Closed
235
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$14.9M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$13M |
| 3 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$11M |
| 4 |
First Trust Enhanced Short Maturity ETF
FTSM
|
+$4.19M |
| 5 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$3.69M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$16M |
| 2 |
iShares S&P 500 Growth ETF
IVW
|
+$12.7M |
| 3 |
Invesco S&P MidCap Low Volatility ETF
XMLV
|
+$9.08M |
| 4 |
iShares MSCI EAFE Min Vol Factor ETF
EFAV
|
+$8.23M |
| 5 |
Copart
CPRT
|
+$7.69M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.92% |
| 2 | Healthcare | 4.9% |
| 3 | Consumer Discretionary | 4.23% |
| 4 | Communication Services | 3.99% |
| 5 | Consumer Staples | 3.91% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
HDV
126
iShares Core High Dividend ETF
HDV
$14.5B
| $2.98M | 0.18% |
208,360
-14,840
| -7% | -$262K |
|
|
127
Invesco S&P MidCap Low Volatility ETF
XMLV
$759M
| $2.94M | 0.17% |
73,719
-182,568
| -71% | -$9.08M |
|
128
American Water Works
AWK
$26.3B
| $2.93M | 0.17% |
24,474
+2,756
| +13% | +$356K |
|
129
Honeywell
HON
$77.1B
| $2.92M | 0.17% |
23,128
-1,036
| -4% | -$160K |
|
130
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
| $2.91M | 0.17% |
42,250
-5,348
| -11% | -$472K |
|
131
Vanguard Total International Bond ETF
BNDX
$82B
| $2.9M | 0.17% |
51,595
+1,994
| +4% | +$114K |
|
132
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.4B
| $2.87M | 0.17% |
33,892
-7,979
| -19% | -$773K |
|
133
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.3B
| $2.86M | 0.17% |
13,045
-27,718
| -68% | -$7.36M |
|
134
Target
TGT
$62.1B
| $2.84M | 0.17% |
30,584
-25,459
| -45% | -$2.83M |
|
135
iShares Short Maturity Bond ETF
NEAR
$4.8B
| $2.83M | 0.17% |
58,404
-11,924
| -17% | -$594K |
|
136
Alibaba
BABA
$269B
| $2.82M | 0.17% |
14,506
-1,919
| -12% | -$401K |
|
137
VanEck Semiconductor ETF
SMH
$67.6B
| $2.81M | 0.17% |
+47,920
| New | +$3.23M |
|
138
VeriSign
VRSN
$25.3B
| $2.69M | 0.16% |
+14,933
| New | +$2.94M |
|
139
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.71B
| $2.62M | 0.16% |
41,983
-45,507
| -52% | -$3.25M |
|
140
Vanguard Growth ETF
VUG
$216B
| $2.6M | 0.15% |
99,558
+138
| +0.1% | +$4.13K |
|
141
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.3B
| $2.59M | 0.15% |
52,842
-13,482
| -20% | -$796K |
|
142
Vanguard Small-Cap Value ETF
VBR
$37.1B
| $2.59M | 0.15% |
29,126
-4,364
| -13% | -$529K |
|
143
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.3B
| $2.58M | 0.15% |
46,902
+28,992
| +162% | +$1.67M |
|
144
Duke Energy
DUK
$102B
| $2.56M | 0.15% |
31,704
+5,565
| +21% | +$511K |
|
145
Amgen
AMGN
$203B
| $2.55M | 0.15% |
12,590
-582
| -4% | -$127K |
|
146
Gilead Sciences
GILD
$161B
| $2.54M | 0.15% |
33,952
+9,431
| +38% | +$652K |
|
147
Medtronic
MDT
$107B
| $2.52M | 0.15% |
27,943
+6,685
| +31% | +$711K |
|
148
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
| $2.5M | 0.15% |
86,778
-66,884
| -44% | -$2.33M |
|
149
ARK Innovation ETF
ARKK
$5.69B
| $2.48M | 0.15% |
56,363
-28,021
| -33% | -$1.43M |
|
150
Texas Instruments
TXN
$255B
| $2.44M | 0.14% |
24,428
-1,758
| -7% | -$211K |
|
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Sigma Planning Corp's Q1 2020 Portfolio in Review
As of Q1 2020, Sigma Planning Corp held 1,150 positions worth $1.68B, down 29% from $2.37B the previous quarter. Its ten largest holdings account for 25% of the portfolio.
Sigma Planning Corp withdrew a net $313M in Q1 2020, closing 235 positions and reducing 463 holdings. Its most notable exit was Copart, an estimated $7.69M position sold in full.
By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, Sigma Planning Corp opened a new position in VanEck Semiconductor ETF worth $2.81M.
- Sigma Planning Corp's largest Q1 2020 buy was VanEck Semiconductor ETF: 47,920 shares worth $2.81M.
- Sigma Planning Corp added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $14.9M increase.
- Sigma Planning Corp's biggest Q1 2020 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $16M.
- Sigma Planning Corp fully exited Copart in Q1 2020, selling an estimated $7.69M.
- Sigma Planning Corp's ten largest holdings make up 25% of its $1.68B portfolio in Q1 2020.
- Sigma Planning Corp opened 99 new positions and closed 235 in Q1 2020.
- Sigma Planning Corp's portfolio value fell 29% quarter-over-quarter to $1.68B.
Based on Sigma Planning Corp's 13F filing for Q1 2020, filed 1 May 2020.