We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+1.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.08B
AUM Growth
+$143M
Cap. Flow
+$123M
Cap. Flow %
5.9%
Top 10 Hldgs %
20.64%
Holding
1,098
New
109
Increased
483
Reduced
383
Closed
98

Top Buys

Rank Stock Value
1
VGT icon
Vanguard Information Technology ETF
VGT
+$11.9M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.9M
3
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.48M
4
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$7.6M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$7.12M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$9.05M
2
MBB icon
iShares MBS ETF
MBB
+$7.28M
3
VT icon
Vanguard Total World Stock ETF
VT
+$4.1M
4
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$4.02M
5
FVC icon
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
+$3.36M

Sector Composition

Rank Sector Weight
1 Technology 7.08%
2 Financials 4.39%
3 Consumer Discretionary 4.39%
4 Industrials 4.11%
5 Healthcare 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRK icon
126
Merck
MRK
$324B
$3.97M 0.19%
49,372
+636
+1% +$51K
BIL icon
127
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
$3.95M 0.19%
43,088
+251
+0.6% +$23K
ISTB icon
128
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.08B
$3.94M 0.19%
77,995
-5,960
-7% -$300K
STPZ icon
129
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$511M
$3.91M 0.19%
74,594
+2,226
+3% +$117K
IWF icon
130
iShares Russell 1000 Growth ETF
IWF
$122B
$3.91M 0.19%
97,876
+25,840
+36% +$1.04M
XLY icon
131
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$3.9M 0.19%
64,624
-4,374
-6% -$264K
CASH icon
132
Pathward Financial
CASH
$1.81B
$3.88M 0.19%
119,055
+194
+0.2% +$5.85K
VBR icon
133
Vanguard Small-Cap Value ETF
VBR
$37.1B
$3.81M 0.18%
29,604
+4,363
+17% +$558K
IGV icon
134
iShares Expanded Tech-Software Sector ETF
IGV
$13B
$3.75M 0.18%
88,555
-1,140
-1% -$49.9K
ADBE icon
135
Adobe
ADBE
$89.5B
$3.73M 0.18%
13,505
+25
+0.2% +$7.3K
NEAR icon
136
iShares Short Maturity Bond ETF
NEAR
$4.8B
$3.69M 0.18%
73,239
+2,138
+3% +$108K
SYY icon
137
Sysco
SYY
$39.7B
$3.67M 0.18%
46,285
-97
-0.2% -$7.12K
OHI icon
138
Omega Healthcare
OHI
$15.4B
$3.6M 0.17%
86,226
-4,139
-5% -$161K
NVDA icon
139
NVIDIA
NVDA
$5.01T
$3.59M 0.17%
824,240
-64,600
-7% -$272K
XLV icon
140
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$3.58M 0.17%
39,745
-3,495
-8% -$319K
ONEQ icon
141
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.2B
$3.57M 0.17%
113,630
-86,470
-43% -$2.74M
SKYY icon
142
First Trust Cloud Computing ETF
SKYY
$2.74B
$3.55M 0.17%
62,971
-20,777
-25% -$1.2M
VOE icon
143
Vanguard Mid-Cap Value ETF
VOE
$23.7B
$3.52M 0.17%
31,192
+528
+2% +$58.7K
USRT icon
144
iShares Core US REIT ETF
USRT
$4.74B
$3.49M 0.17%
62,885
+18,366
+41% +$988K
SHOP icon
145
Shopify
SHOP
$148B
$3.45M 0.17%
110,790
+74,050
+202% +$2.54M
VCIT icon
146
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
$3.45M 0.17%
37,822
+4,970
+15% +$450K
FEX icon
147
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$3.45M 0.17%
56,594
+157
+0.3% +$9.57K
TXN icon
148
Texas Instruments
TXN
$255B
$3.44M 0.17%
26,654
-741
-3% -$91.3K
FREL icon
149
Fidelity MSCI Real Estate Index ETF
FREL
$1.53B
$3.43M 0.16%
122,821
-105,644
-46% -$2.87M
KMB icon
150
Kimberly-Clark
KMB
$36.4B
$3.4M 0.16%
23,923
+1,220
+5% +$168K
4 5
6
7 8

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q3 2019 Portfolio in Review

As of Q3 2019, Sigma Planning Corp held 1,098 positions worth $2.08B, up 7.3% from $1.94B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp deployed $123M of net new capital in Q3 2019, opening 109 new positions and adding to 483 existing holdings. Its largest new stake was Chipotle Mexican Grill: 389,450 shares worth $6.55M.

By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $9.05M trimmed.

  • Sigma Planning Corp's largest Q3 2019 buy was Chipotle Mexican Grill: 389,450 shares worth $6.55M.
  • Sigma Planning Corp added most to Vanguard Information Technology ETF in Q3 2019, an estimated $11.9M increase.
  • Sigma Planning Corp's biggest Q3 2019 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $9.05M.
  • Sigma Planning Corp fully exited Vanguard Total World Stock ETF in Q3 2019, selling an estimated $4.1M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $2.08B portfolio in Q3 2019.
  • Sigma Planning Corp opened 109 new positions and closed 98 in Q3 2019.
  • Sigma Planning Corp's portfolio value rose 7.3% quarter-over-quarter to $2.08B.

Based on Sigma Planning Corp's 13F filing for Q3 2019, filed 1 Nov 2019.