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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+12.59%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.76B
AUM Growth
+$386M
Cap. Flow
+$217M
Cap. Flow %
12.31%
Top 10 Hldgs %
19.78%
Holding
1,008
New
157
Increased
460
Reduced
296
Closed
68

Top Buys

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$21.8M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$9.97M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$9.39M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$9.32M
5
MBB icon
iShares MBS ETF
MBB
+$9.11M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$7.42M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$5.97M
3
SSO icon
ProShares Ultra S&P500
SSO
+$5.95M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.88M
5
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$5.68M

Sector Composition

Rank Sector Weight
1 Technology 7.02%
2 Healthcare 4.47%
3 Financials 4.46%
4 Industrials 4.26%
5 Consumer Discretionary 4.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNP icon
126
Union Pacific
UNP
$183B
$3.51M 0.2%
21,008
-881
-4% -$142K
VT icon
127
Vanguard Total World Stock ETF
VT
$76.3B
$3.5M 0.2%
+47,845
New +$3.4M
OHI icon
128
Omega Healthcare
OHI
$15.4B
$3.5M 0.2%
91,717
+11,550
+14% +$428K
NEAR icon
129
iShares Short Maturity Bond ETF
NEAR
$4.8B
$3.47M 0.2%
69,140
+1,170
+2% +$58.6K
FTEC icon
130
Fidelity MSCI Information Technology Index ETF
FTEC
$19.9B
$3.44M 0.2%
58,059
-29,490
-34% -$1.62M
ELV icon
131
Elevance Health
ELV
$81.9B
$3.32M 0.19%
11,562
+9,913
+601% +$2.87M
FPX icon
132
First Trust US Equity Opportunities ETF
FPX
$1.51B
$3.3M 0.19%
44,063
-5,000
-10% -$352K
PYPL icon
133
PayPal
PYPL
$49.5B
$3.29M 0.19%
31,716
+4,830
+18% +$457K
VO icon
134
Vanguard Mid-Cap ETF
VO
$106B
$3.21M 0.18%
80,008
+24,156
+43% +$929K
SBUX icon
135
Starbucks
SBUX
$118B
$3.18M 0.18%
42,773
+4,564
+12% +$314K
VEU icon
136
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$3.13M 0.18%
62,305
+50,226
+416% +$2.46M
FDX icon
137
FedEx
FDX
$74.5B
$3.12M 0.18%
17,177
+5,556
+48% +$982K
ADBE icon
138
Adobe
ADBE
$89.5B
$3.1M 0.18%
11,642
+875
+8% +$221K
XLE icon
139
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$3.09M 0.18%
93,536
+18,848
+25% +$605K
CPRT icon
140
Copart
CPRT
$25.9B
$3.06M 0.17%
+202,300
New +$2.75M
VOE icon
141
Vanguard Mid-Cap Value ETF
VOE
$23.7B
$3.06M 0.17%
28,390
+2,220
+8% +$233K
AU icon
142
AngloGold Ashanti
AU
$40.3B
$3.04M 0.17%
232,128
+189,729
+447% +$2.55M
COST icon
143
Costco
COST
$415B
$3.01M 0.17%
12,419
+1,047
+9% +$229K
VPU
144
Vanguard Utilities ETF
VPU
$8.83B
$2.98M 0.17%
23,028
+16,394
+247% +$2.03M
BP icon
145
BP
BP
$113B
$2.96M 0.17%
68,960
+5,929
+9% +$243K
VBR icon
146
Vanguard Small-Cap Value ETF
VBR
$37.1B
$2.92M 0.17%
22,705
+2,201
+11% +$280K
CLX icon
147
Clorox
CLX
$11.6B
$2.91M 0.17%
18,153
-1,318
-7% -$204K
IBM icon
148
IBM
IBM
$202B
$2.9M 0.16%
21,489
+2,395
+13% +$305K
SYY icon
149
Sysco
SYY
$39.7B
$2.89M 0.16%
43,328
+3,662
+9% +$238K
MGV icon
150
Vanguard Mega Cap Value ETF
MGV
$13.2B
$2.79M 0.16%
+35,768
New +$2.73M
4 5
6
7 8

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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q1 2019 Portfolio in Review

As of Q1 2019, Sigma Planning Corp held 1,008 positions worth $1.76B, up 28% from $1.37B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $217M of net new capital in Q1 2019, opening 157 new positions and adding to 460 existing holdings. Its largest new stake was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $7.42M trimmed.

  • Sigma Planning Corp's largest Q1 2019 buy was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.
  • Sigma Planning Corp added most to Invesco S&P 500 Low Volatility ETF in Q1 2019, an estimated $21.8M increase.
  • Sigma Planning Corp's biggest Q1 2019 reduction was iShares Floating Rate Bond ETF, cutting an estimated $7.42M.
  • Sigma Planning Corp fully exited iShares Micro-Cap ETF in Q1 2019, selling an estimated $1.5M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.76B portfolio in Q1 2019.
  • Sigma Planning Corp opened 157 new positions and closed 68 in Q1 2019.
  • Sigma Planning Corp's portfolio value rose 28% quarter-over-quarter to $1.76B.

Based on Sigma Planning Corp's 13F filing for Q1 2019, filed 1 May 2019.