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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.68%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.7B
AUM Growth
+$207M
Cap. Flow
+$124M
Cap. Flow %
7.28%
Top 10 Hldgs %
21.61%
Holding
1,032
New
130
Increased
445
Reduced
351
Closed
84

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$14M
2
SSO icon
ProShares Ultra S&P500
SSO
+$9.41M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$7.5M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$7.44M
5
AMZN icon
Amazon
AMZN
+$6.37M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$7.04M
2
USO icon
United States Oil Fund
USO
+$4.36M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$4.28M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$3.74M
5
CPRT icon
Copart
CPRT
+$3.33M

Sector Composition

Rank Sector Weight
1 Technology 8.09%
2 Financials 4.85%
3 Healthcare 4.83%
4 Consumer Discretionary 4.56%
5 Industrials 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VB icon
126
Vanguard Small-Cap ETF
VB
$79.5B
$2.89M 0.17%
17,758
-446
-2% -$72.1K
SCZ icon
127
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$2.87M 0.17%
46,051
-18,091
-28% -$1.13M
ITA icon
128
iShares US Aerospace & Defense ETF
ITA
$14.2B
$2.87M 0.17%
26,472
+1,648
+7% +$170K
CELG
129
DELISTED
Celgene Corp
CELG
$2.86M 0.17%
32,007
+15,655
+96% +$1.38M
VNQ icon
130
Vanguard Real Estate ETF
VNQ
$39.9B
$2.85M 0.17%
35,328
+115
+0.3% +$9.47K
VTV icon
131
Vanguard Value ETF
VTV
$189B
$2.81M 0.17%
25,390
+1,545
+6% +$169K
IYR icon
132
iShares US Real Estate ETF
IYR
$4.59B
$2.79M 0.16%
34,866
+8,030
+30% +$655K
CPRI icon
133
Capri Holdings
CPRI
$1.77B
$2.78M 0.16%
+40,614
New +$2.84M
IWM icon
134
iShares Russell 2000 ETF
IWM
$80.9B
$2.76M 0.16%
16,379
-3,042
-16% -$514K
VIG icon
135
Vanguard Dividend Appreciation ETF
VIG
$111B
$2.75M 0.16%
24,801
+412
+2% +$44.3K
SPLV icon
136
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
$2.72M 0.16%
54,866
-1,899
-3% -$93.4K
VOE icon
137
Vanguard Mid-Cap Value ETF
VOE
$23.7B
$2.69M 0.16%
23,839
+1,247
+6% +$142K
XLI icon
138
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$2.67M 0.16%
34,005
-49
-0.1% -$3.73K
IWO icon
139
iShares Russell 2000 Growth ETF
IWO
$14.5B
$2.64M 0.16%
12,287
+1,034
+9% +$220K
IBM icon
140
IBM
IBM
$202B
$2.64M 0.16%
18,268
-168
-0.9% -$23.5K
VBR icon
141
Vanguard Small-Cap Value ETF
VBR
$37.1B
$2.63M 0.15%
18,865
-111
-0.6% -$15.6K
COST icon
142
Costco
COST
$415B
$2.61M 0.15%
11,096
-327
-3% -$73.7K
SYY icon
143
Sysco
SYY
$39.7B
$2.55M 0.15%
34,795
+966
+3% +$69.6K
GIS icon
144
General Mills
GIS
$19.2B
$2.55M 0.15%
59,348
+1,267
+2% +$57.4K
TXN icon
145
Texas Instruments
TXN
$255B
$2.54M 0.15%
23,659
+418
+2% +$46.5K
PYPL icon
146
PayPal
PYPL
$49.5B
$2.51M 0.15%
28,616
-1,891
-6% -$167K
AMGN icon
147
Amgen
AMGN
$203B
$2.51M 0.15%
12,090
-4,018
-25% -$792K
OHI icon
148
Omega Healthcare
OHI
$15.4B
$2.48M 0.15%
75,803
+1,763
+2% +$56.1K
UPS icon
149
United Parcel Service
UPS
$97.6B
$2.46M 0.14%
21,113
+975
+5% +$115K
LOW icon
150
Lowe's Companies
LOW
$116B
$2.46M 0.14%
21,449
+2,534
+13% +$264K
4 5
6
7 8

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Sigma Planning Corp's Q3 2018 Portfolio in Review

As of Q3 2018, Sigma Planning Corp held 1,032 positions worth $1.7B, up 14% from $1.49B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $124M of net new capital in Q3 2018, opening 130 new positions and adding to 445 existing holdings. Its largest new stake was ProShares Ultra S&P500: 616,832 shares worth $9.83M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $7.04M trimmed.

  • Sigma Planning Corp's largest Q3 2018 buy was ProShares Ultra S&P500: 616,832 shares worth $9.83M.
  • Sigma Planning Corp added most to Apple in Q3 2018, an estimated $14M increase.
  • Sigma Planning Corp's biggest Q3 2018 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $7.04M.
  • Sigma Planning Corp fully exited Copart in Q3 2018, selling an estimated $3.33M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $1.7B portfolio in Q3 2018.
  • Sigma Planning Corp opened 130 new positions and closed 84 in Q3 2018.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.7B.

Based on Sigma Planning Corp's 13F filing for Q3 2018, filed 7 Nov 2018.