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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+3.99%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.21B
AUM Growth
+$148M
Cap. Flow
+$110M
Cap. Flow %
9.07%
Top 10 Hldgs %
19.82%
Holding
899
New
109
Increased
447
Reduced
277
Closed
52

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$15M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.39M
3
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$6.58M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.08M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.82M

Top Sells

Rank Stock Value
1
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$8.5M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$7.19M
3
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$4.35M
4
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$3.23M
5
DD icon
DuPont de Nemours
DD
+$2.81M

Sector Composition

Rank Sector Weight
1 Technology 6.02%
2 Healthcare 4.77%
3 Financials 4.73%
4 Industrials 4.48%
5 Consumer Staples 4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMLP icon
126
Alerian MLP ETF
AMLP
$13B
$2.4M 0.2%
42,853
-2,732
-6% -$156K
CAT icon
127
Caterpillar
CAT
$409B
$2.4M 0.2%
19,249
+3,165
+20% +$364K
BP icon
128
BP
BP
$113B
$2.4M 0.2%
69,110
+1,843
+3% +$58.5K
XLV icon
129
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$2.39M 0.2%
29,245
+846
+3% +$67.9K
SDY icon
130
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$2.39M 0.2%
26,163
+1,173
+5% +$105K
COST icon
131
Costco
COST
$415B
$2.37M 0.2%
14,406
+3,203
+29% +$503K
RING icon
132
iShares MSCI Global Gold Miners ETF
RING
$2.31B
$2.33M 0.19%
124,763
+7,933
+7% +$149K
VOE icon
133
Vanguard Mid-Cap Value ETF
VOE
$23.7B
$2.33M 0.19%
22,052
+2,297
+12% +$239K
V icon
134
Visa
V
$677B
$2.31M 0.19%
21,962
+1,115
+5% +$113K
SCHG icon
135
Schwab US Large-Cap Growth ETF
SCHG
$58.5B
$2.3M 0.19%
278,456
-2,952
-1% -$23.9K
WMT icon
136
Walmart Inc
WMT
$871B
$2.3M 0.19%
88,158
+10,299
+13% +$270K
IFGL icon
137
iShares International Developed Real Estate ETF
IFGL
$81.6M
$2.27M 0.19%
77,864
+61,345
+371% +$1.79M
MDY icon
138
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$2.25M 0.19%
6,893
+567
+9% +$180K
GILD icon
139
Gilead Sciences
GILD
$161B
$2.24M 0.18%
27,631
-9,160
-25% -$700K
BMY icon
140
Bristol-Myers Squibb
BMY
$127B
$2.22M 0.18%
34,854
+2,877
+9% +$168K
VBR icon
141
Vanguard Small-Cap Value ETF
VBR
$37.1B
$2.22M 0.18%
17,355
+2,396
+16% +$295K
SPHD icon
142
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.36B
$2.2M 0.18%
53,535
-3,436
-6% -$139K
CVS icon
143
CVS Health
CVS
$137B
$2.16M 0.18%
26,514
+6,963
+36% +$551K
OHI icon
144
Omega Healthcare
OHI
$15.4B
$2.15M 0.18%
67,499
+363
+0.5% +$11.6K
HR icon
145
Healthcare Realty
HR
$7.42B
$2.14M 0.18%
71,784
+180
+0.3% +$5.47K
D icon
146
Dominion Energy
D
$62.5B
$2.13M 0.18%
27,709
+3,449
+14% +$268K
KMB icon
147
Kimberly-Clark
KMB
$36.4B
$2.1M 0.17%
17,884
+2,513
+16% +$307K
CSX icon
148
CSX Corp
CSX
$98.6B
$2.09M 0.17%
115,686
-3,927
-3% -$67.4K
FPX icon
149
First Trust US Equity Opportunities ETF
FPX
$1.51B
$2.09M 0.17%
32,724
+5,549
+20% +$340K
IBM icon
150
IBM
IBM
$202B
$2.08M 0.17%
14,986
-909
-6% -$127K
4 5
6
7 8

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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2017 Portfolio in Review

As of Q3 2017, Sigma Planning Corp held 899 positions worth $1.21B, up 14% from $1.06B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $110M of net new capital in Q3 2017, opening 109 new positions and adding to 447 existing holdings. Its largest new stake was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, up from 5.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares MSCI EAFE Value ETF, an estimated $8.5M trimmed.

  • Sigma Planning Corp's largest Q3 2017 buy was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2017, an estimated $15M increase.
  • Sigma Planning Corp's biggest Q3 2017 reduction was iShares MSCI EAFE Value ETF, cutting an estimated $8.5M.
  • Sigma Planning Corp fully exited DuPont de Nemours in Q3 2017, selling an estimated $2.81M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.21B portfolio in Q3 2017.
  • Sigma Planning Corp opened 109 new positions and closed 52 in Q3 2017.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.21B.

Based on Sigma Planning Corp's 13F filing for Q3 2017, filed 6 Nov 2017.