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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+4.97%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.03B
AUM Growth
+$118M
(+13%)
Cap. Flow
+$78.5M
Cap. Flow
% of AUM
7.6%
Top 10 Holdings %
Top 10 Hldgs %
17.52%
Holding
846
New
111
Increased
409
Reduced
233
Closed
70
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Total US Stock Market ETF
ITOT
|
+$8.81M |
| 2 |
iShares MSCI EAFE Value ETF
EFV
|
+$8.13M |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$6.9M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$3.49M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$3.04M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P US Growth ETF
IUSG
|
+$8.3M |
| 2 |
iShares Core S&P US Value ETF
IUSV
|
+$7.99M |
| 3 |
iShares Core Dividend Growth ETF
DGRO
|
+$6.79M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$4.41M |
| 5 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$3.52M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 5.45% |
| 2 | Financials | 5.07% |
| 3 | Healthcare | 4.9% |
| 4 | Industrials | 4.8% |
| 5 | Consumer Staples | 4.36% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
126
iShares MSCI EAFE ETF
EFA
$76.4B
| $2.1M | 0.2% |
33,761
+5,160
| +18% | +$312K |
|
127
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
| $2.09M | 0.2% |
72,447
-5,236
| -7% | -$149K |
|
128
Caterpillar
CAT
$409B
| $2.08M | 0.2% |
22,390
-70
| -0.3% | -$6.63K |
|
129
Union Pacific
UNP
$183B
| $2.06M | 0.2% |
19,489
+1,028
| +6% | +$110K |
|
130
Vanguard FTSE Emerging Markets ETF
VWO
$119B
| $2.04M | 0.2% |
51,248
+7,996
| +18% | +$309K |
|
131
Wells Fargo
WFC
$261B
| $2.01M | 0.19% |
36,162
-454
| -1% | -$25.8K |
|
132
Skyworks Solutions
SWKS
$9.06B
| $2M | 0.19% |
20,395
+700
| +4% | +$63.9K |
|
133
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
| $1.99M | 0.19% |
26,789
-2,598
| -9% | -$189K |
|
134
NextEra Energy
NEE
$187B
| $1.99M | 0.19% |
61,972
+7,540
| +14% | +$237K |
|
135
Schwab US Large-Cap Growth ETF
SCHG
$58.5B
| $1.97M | 0.19% |
260,568
-8,512
| -3% | -$62.9K |
|
136
Visa
V
$677B
| $1.94M | 0.19% |
21,871
+3,030
| +16% | +$261K |
|
137
Fidelity MSCI Financials Index ETF
FNCL
$2.35B
| $1.93M | 0.19% |
54,828
+39,535
| +259% | +$1.4M |
|
138
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
| $1.91M | 0.19% |
67,780
-2,084
| -3% | -$58.5K |
|
139
Ares Capital
ARCC
$13.5B
| $1.9M | 0.18% |
109,327
+12,992
| +13% | +$224K |
|
140
Kimberly-Clark
KMB
$36.4B
| $1.9M | 0.18% |
14,427
-5,664
| -28% | -$714K |
|
141
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$257M
| $1.88M | 0.18% |
20,484
-303
| -1% | -$27.9K |
|
142
US Bancorp
USB
$99.6B
| $1.87M | 0.18% |
36,297
+14,078
| +63% | +$751K |
|
143
CSX Corp
CSX
$98.6B
| $1.86M | 0.18% |
120,000
-1,017
| -0.8% | -$15.5K |
|
144
iShares Core MSCI Total International Stock ETF
IXUS
$57.5B
| $1.85M | 0.18% |
33,885
+14,903
| +79% | +$794K |
|
145
Qualcomm
QCOM
$176B
| $1.84M | 0.18% |
32,053
+19,211
| +150% | +$1.11M |
|
146
Waste Management
WM
$95.9B
| $1.8M | 0.17% |
24,735
+1,291
| +6% | +$92.1K |
|
147
GSK
GSK
$103B
| $1.79M | 0.17% |
33,946
-2,655
| -7% | -$135K |
|
148
FS KKR Capital
FSK
$2.98B
| $1.78M | 0.17% |
45,413
+1,320
| +3% | +$54K |
|
149
Vanguard S&P 500 ETF
VOO
$968B
| $1.78M | 0.17% |
8,224
+1,935
| +31% | +$413K |
|
150
Bristol-Myers Squibb
BMY
$127B
| $1.78M | 0.17% |
32,665
+629
| +2% | +$34.5K |
|
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Sigma Planning Corp's Q1 2017 Portfolio in Review
As of Q1 2017, Sigma Planning Corp held 846 positions worth $1.03B, up 13% from $915M the previous quarter. Its ten largest holdings account for 18% of the portfolio.
Sigma Planning Corp deployed $78.5M of net new capital in Q1 2017, opening 111 new positions and adding to 409 existing holdings. Its largest new stake was iShares MSCI EAFE Value ETF: 165,518 shares worth $8.33M.
By sector, the portfolio is most concentrated in Technology at 5.5% of assets, up from 5% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was iShares Core S&P US Growth ETF, an estimated $8.3M trimmed.
- Sigma Planning Corp's largest Q1 2017 buy was iShares MSCI EAFE Value ETF: 165,518 shares worth $8.33M.
- Sigma Planning Corp added most to iShares Core S&P Total US Stock Market ETF in Q1 2017, an estimated $8.81M increase.
- Sigma Planning Corp's biggest Q1 2017 reduction was iShares Core S&P US Growth ETF, cutting an estimated $8.3M.
- Sigma Planning Corp fully exited Papa John's in Q1 2017, selling an estimated $1.32M.
- Sigma Planning Corp's ten largest holdings make up 18% of its $1.03B portfolio in Q1 2017.
- Sigma Planning Corp opened 111 new positions and closed 70 in Q1 2017.
- Sigma Planning Corp's portfolio value rose 13% quarter-over-quarter to $1.03B.
Based on Sigma Planning Corp's 13F filing for Q1 2017, filed 24 Apr 2017.