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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+4.45%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$767M
AUM Growth
+$35.5M
(+4.9%)
Cap. Flow
+$10.7M
Cap. Flow
% of AUM
1.4%
Top 10 Holdings %
Top 10 Hldgs %
17.73%
Holding
803
New
103
Increased
327
Reduced
251
Closed
107
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P 100 ETF
OEF
|
+$7.46M |
| 2 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$6.41M |
| 3 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$5.46M |
| 4 |
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
|
+$5.3M |
| 5 |
Fidelity MSCI Energy Index ETF
FENY
|
+$3.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P Mid-Cap 400 Growth ETF
IJK
|
+$4.98M |
| 2 |
iShares Floating Rate Bond ETF
FLOT
|
+$3.63M |
| 3 |
iShares MBS ETF
MBB
|
+$2.98M |
| 4 |
iShares International Treasury Bond ETF
IGOV
|
+$2.75M |
| 5 |
iShares Preferred and Income Securities ETF
PFF
|
+$2.73M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Consumer Staples | 5.74% |
| 2 | Healthcare | 4.86% |
| 3 | Technology | 4.76% |
| 4 | Industrials | 4.22% |
| 5 | Communication Services | 4.1% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
126
iShares Russell 2000 ETF
IWM
$80.9B
| $1.46M | 0.19% |
12,659
+5,401
| +74% | +$609K |
|
127
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
| $1.45M | 0.19% |
12,602
+4,429
| +54% | +$494K |
|
|
128
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
| $1.44M | 0.19% |
34,028
-120,052
| -78% | -$4.98M |
|
129
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
| $1.42M | 0.18% |
17,526
+6,479
| +59% | +$520K |
|
130
Visa
V
$677B
| $1.42M | 0.18% |
19,087
-3,370
| -15% | -$264K |
|
131
Lockheed Martin
LMT
$134B
| $1.41M | 0.18% |
5,668
-4,898
| -46% | -$1.15M |
|
132
Paychex
PAYX
$40.4B
| $1.41M | 0.18% |
23,645
+2,953
| +14% | +$158K |
|
133
Caterpillar
CAT
$409B
| $1.41M | 0.18% |
18,544
+118
| +0.6% | +$8.84K |
|
134
Schwab US Large- Cap ETF
SCHX
$70.9B
| $1.41M | 0.18% |
169,494
+678
| +0.4% | +$5.57K |
|
135
United Parcel Service
UPS
$97.6B
| $1.38M | 0.18% |
12,795
+362
| +3% | +$37.7K |
|
136
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
| $1.38M | 0.18% |
52,510
-4,906
| -9% | -$121K |
|
|
VER
137
DELISTED
VEREIT, Inc.
VER
| $1.36M | 0.18% |
26,895
-55
| -0.2% | -$2.59K |
|
138
National Grid
NGG
$81.9B
| $1.36M | 0.18% |
18,994
+735
| +4% | +$50.9K |
|
139
Under Armour
UAA
$3B
| $1.36M | 0.18% |
33,870
-990
| -3% | -$39.3K |
|
140
Constellation Brands
STZ
$22.2B
| $1.35M | 0.18% |
8,164
-115
| -1% | -$18K |
|
141
Costco
COST
$415B
| $1.35M | 0.18% |
8,590
+1,172
| +16% | +$177K |
|
142
Vanguard Small-Cap Value ETF
VBR
$37.1B
| $1.34M | 0.17% |
12,735
+1,548
| +14% | +$161K |
|
143
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.36B
| $1.33M | 0.17% |
34,842
+9,558
| +38% | +$354K |
|
144
Waste Management
WM
$95.9B
| $1.33M | 0.17% |
20,087
-3,031
| -13% | -$183K |
|
145
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
| $1.33M | 0.17% |
15,074
+4,243
| +39% | +$367K |
|
146
GSK
GSK
$103B
| $1.33M | 0.17% |
24,494
+630
| +3% | +$33.2K |
|
147
Kinder Morgan
KMI
$73.1B
| $1.32M | 0.17% |
70,628
-1,112
| -2% | -$19.8K |
|
|
BSJH
148
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
| $1.32M | 0.17% |
50,976
-709
| -1% | -$18.2K |
|
|
BSJG
149
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
| $1.3M | 0.17% |
50,541
-3,136
| -6% | -$80.9K |
|
150
iShares Silver Trust
SLV
$28.1B
| $1.3M | 0.17% |
72,544
+24,472
| +51% | +$391K |
|
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Sigma Planning Corp's Q2 2016 Portfolio in Review
As of Q2 2016, Sigma Planning Corp held 803 positions worth $767M, up 4.9% from $732M the previous quarter. Its ten largest holdings account for 18% of the portfolio.
Sigma Planning Corp's Q2 2016 filing shows 103 new, 327 increased, 251 reduced and 107 closed positions. Its largest new stake was First Trust Dorsey Wright Dynamic Focus 5 ETF: 259,825 shares worth $5.4M. The largest sale was iShares S&P Mid-Cap 400 Growth ETF, an estimated $4.98M.
By sector, the portfolio is most concentrated in Consumer Staples at 5.7% of assets, down from 6.2% a quarter earlier, followed by Healthcare and Technology.
- Sigma Planning Corp's largest Q2 2016 buy was First Trust Dorsey Wright Dynamic Focus 5 ETF: 259,825 shares worth $5.4M.
- Sigma Planning Corp added most to iShares S&P 100 ETF in Q2 2016, an estimated $7.46M increase.
- Sigma Planning Corp's biggest Q2 2016 reduction was iShares S&P Mid-Cap 400 Growth ETF, cutting an estimated $4.98M.
- Sigma Planning Corp fully exited Chimera Investment in Q2 2016, selling an estimated $1.75M.
- Sigma Planning Corp's ten largest holdings make up 18% of its $767M portfolio in Q2 2016.
- Sigma Planning Corp opened 103 new positions and closed 107 in Q2 2016.
- Sigma Planning Corp's portfolio value rose 4.9% quarter-over-quarter to $767M.
Based on Sigma Planning Corp's 13F filing for Q2 2016, filed 22 Jul 2016.