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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+4.45%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$767M
AUM Growth
+$35.5M
Cap. Flow
+$9.79M
Cap. Flow %
1.28%
Top 10 Hldgs %
17.73%
Holding
803
New
103
Increased
327
Reduced
251
Closed
107

Top Buys

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$7.46M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.41M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$5.46M
4
FVC icon
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
+$5.3M
5
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$3.58M

Top Sells

Rank Stock Value
1
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$4.98M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.63M
3
MBB icon
iShares MBS ETF
MBB
+$2.98M
4
IGOV icon
iShares International Treasury Bond ETF
IGOV
+$2.75M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.73M

Sector Composition

Rank Sector Weight
1 Miscellaneous 57.71%
2 Consumer Staples 5.77%
3 Healthcare 4.97%
4 Technology 4.82%
5 Industrials 4.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWM icon
126
iShares Russell 2000 ETF
IWM
$80.5B
$1.46M 0.19%
12,659
+5,401
+74% +$609K
EMB icon
127
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.6B
$1.45M 0.19%
12,602
+4,429
+54% +$494K
IJK icon
128
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$1.44M 0.19%
34,028
-120,052
-78% -$4.98M
VCSH icon
129
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$1.42M 0.18%
17,526
+6,479
+59% +$520K
V icon
130
Visa
V
$700B
$1.42M 0.18%
19,087
-3,370
-15% -$264K
LMT icon
131
Lockheed Martin
LMT
$121B
$1.41M 0.18%
5,668
-4,898
-46% -$1.15M
PAYX icon
132
Paychex
PAYX
$43.3B
$1.41M 0.18%
23,645
+2,953
+14% +$158K
CAT icon
133
Caterpillar
CAT
$374B
$1.41M 0.18%
18,544
+118
+0.6% +$8.84K
SCHX icon
134
Schwab US Large- Cap ETF
SCHX
$74.5B
$1.41M 0.18%
169,494
+678
+0.4% +$5.57K
UPS icon
135
United Parcel Service
UPS
$87B
$1.38M 0.18%
12,795
+362
+3% +$37.7K
XLU icon
136
State Street Utilities Select Sector SPDR ETF
XLU
$22.4B
$1.38M 0.18%
52,510
-4,906
-9% -$121K
VER
137
DELISTED
VEREIT, Inc.
VER
$1.36M 0.18%
26,895
-55
-0.2% -$2.59K
NGG icon
138
National Grid
NGG
$78.5B
$1.36M 0.18%
18,994
+735
+4% +$50.9K
UAA icon
139
Under Armour
UAA
$2.26B
$1.36M 0.18%
33,870
-744
-2% -$29.7K
STZ icon
140
Constellation Brands
STZ
$21.9B
$1.35M 0.18%
8,164
-115
-1% -$18K
COST icon
141
Costco
COST
$406B
$1.35M 0.18%
8,590
+1,172
+16% +$177K
VBR icon
142
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.5B
$1.34M 0.17%
12,735
+1,548
+14% +$161K
SPHD icon
143
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.43B
$1.33M 0.17%
34,842
+9,558
+38% +$354K
WM icon
144
Waste Management
WM
$87.5B
$1.33M 0.17%
20,087
-3,031
-13% -$183K
BIV icon
145
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$1.33M 0.17%
15,074
+4,243
+39% +$367K
GSK icon
146
GSK
GSK
$100B
$1.33M 0.17%
24,494
+630
+3% +$33.2K
KMI icon
147
Kinder Morgan
KMI
$69.9B
$1.32M 0.17%
70,628
-1,112
-2% -$19.8K
BSJH
148
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
$1.32M 0.17%
50,976
-709
-1% -$18.2K
BSJG
149
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
$1.3M 0.17%
50,541
-3,136
-6% -$80.9K
SLV icon
150
iShares Silver Trust
SLV
$32.2B
$1.3M 0.17%
72,544
+24,472
+51% +$391K
4 5
6
7 8

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DAM
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RPGK
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Sigma Planning Corp's Q2 2016 Portfolio in Review

As of Q2 2016, Sigma Planning Corp held 803 positions worth $767M, up 4.9% from $732M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp's Q2 2016 filing shows 103 new, 327 increased, 251 reduced and 107 closed positions. Its largest new stake was First Trust Dorsey Wright Dynamic Focus 5 ETF: 259,825 shares worth $5.4M. The largest sale was iShares S&P Mid-Cap 400 Growth ETF, an estimated $4.98M.

By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, up from 54% a quarter earlier, followed by Consumer Staples and Healthcare.

  • Sigma Planning Corp's largest Q2 2016 buy was First Trust Dorsey Wright Dynamic Focus 5 ETF: 259,825 shares worth $5.4M.
  • Sigma Planning Corp added most to iShares S&P 100 ETF in Q2 2016, an estimated $7.46M increase.
  • Sigma Planning Corp's biggest Q2 2016 reduction was iShares S&P Mid-Cap 400 Growth ETF, cutting an estimated $4.98M.
  • Sigma Planning Corp fully exited Chimera Investment in Q2 2016, selling an estimated $1.75M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $767M portfolio in Q2 2016.
  • Sigma Planning Corp opened 103 new positions and closed 107 in Q2 2016.
  • Sigma Planning Corp's portfolio value rose 4.9% quarter-over-quarter to $767M.

Based on Sigma Planning Corp's 13F filing for Q2 2016, filed 22 Jul 2016.