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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.25%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$732M
AUM Growth
+$17.2M
Cap. Flow
+$2.4M
Cap. Flow %
0.33%
Top 10 Hldgs %
18%
Holding
810
New
114
Increased
279
Reduced
290
Closed
110

Top Buys

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$5.57M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.92M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$4.01M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.97M
5
RING icon
iShares MSCI Global Gold Miners ETF
RING
+$3.69M

Top Sells

Rank Stock Value
1
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$5.87M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.48M
3
SH icon
ProShares Short S&P500
SH
+$3.97M
4
SSO icon
ProShares Ultra S&P500
SSO
+$3.73M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$3.5M

Sector Composition

Rank Sector Weight
1 Consumer Staples 6.17%
2 Technology 5.83%
3 Healthcare 5.3%
4 Industrials 4.69%
5 Communication Services 4.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYK icon
126
iShares US Consumer Staples ETF
IYK
$1.39B
$1.37M 0.19%
36,633
+4,941
+16% +$176K
SCHX icon
127
Schwab US Large- Cap ETF
SCHX
$70.9B
$1.37M 0.19%
+168,816
New +$1.3M
WM icon
128
Waste Management
WM
$95.9B
$1.36M 0.19%
23,118
+660
+3% +$36.4K
BSJH
129
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
$1.32M 0.18%
51,685
+903
+2% +$22.5K
MDY icon
130
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$1.31M 0.18%
4,991
-341
-6% -$83K
UPS icon
131
United Parcel Service
UPS
$97.6B
$1.31M 0.18%
12,433
+295
+2% +$28.7K
SCHG icon
132
Schwab US Large-Cap Growth ETF
SCHG
$58.5B
$1.3M 0.18%
199,152
-78,256
-28% -$485K
DIA icon
133
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$1.28M 0.18%
7,259
+2,079
+40% +$346K
KMI icon
134
Kinder Morgan
KMI
$73.1B
$1.28M 0.18%
71,740
-58,006
-45% -$949K
VTR icon
135
Ventas
VTR
$48.9B
$1.27M 0.17%
20,133
+3,183
+19% +$179K
NGG icon
136
National Grid
NGG
$81.9B
$1.26M 0.17%
18,259
+367
+2% +$24.5K
XLK icon
137
State Street Technology Select Sector SPDR ETF
XLK
$115B
$1.26M 0.17%
56,724
-32,668
-37% -$675K
OLED icon
138
Universal Display
OLED
$3.71B
$1.26M 0.17%
23,220
-1,069
-4% -$52.2K
STZ icon
139
Constellation Brands
STZ
$22.2B
$1.25M 0.17%
8,279
-1,255
-13% -$181K
TSN icon
140
Tyson Foods
TSN
$20.2B
$1.23M 0.17%
18,421
+14,111
+327% +$849K
MOAT icon
141
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
$1.22M 0.17%
39,717
-6,835
-15% -$195K
GSK icon
142
GSK
GSK
$103B
$1.21M 0.17%
23,864
+624
+3% +$31.1K
BP icon
143
BP
BP
$113B
$1.21M 0.17%
47,541
+4,143
+10% +$105K
VER
144
DELISTED
VEREIT, Inc.
VER
$1.2M 0.16%
26,950
-2,469
-8% -$98K
PWV icon
145
Invesco Large Cap Value ETF
PWV
$1.66B
$1.18M 0.16%
39,345
+157
+0.4% +$4.45K
PSX icon
146
Phillips 66
PSX
$82.9B
$1.18M 0.16%
13,648
+2,354
+21% +$191K
TRGP icon
147
Targa Resources
TRGP
$60.4B
$1.17M 0.16%
+39,251
New +$936K
COST icon
148
Costco
COST
$415B
$1.17M 0.16%
7,418
-1,277
-15% -$194K
CNI icon
149
Canadian National Railway
CNI
$78.5B
$1.15M 0.16%
18,421
-717
-4% -$40.2K
ARCC icon
150
Ares Capital
ARCC
$13.5B
$1.15M 0.16%
77,506
-8,056
-9% -$111K
4 5
6
7 8

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Sigma Planning Corp's Q1 2016 Portfolio in Review

As of Q1 2016, Sigma Planning Corp held 810 positions worth $732M, up 2.4% from $714M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp's Q1 2016 filing shows 114 new, 279 increased, 290 reduced and 110 closed positions. Its largest new stake was iShares MSCI Global Gold Miners ETF: 254,038 shares worth $4.35M. The largest sale was Fidelity Nasdaq Composite Index ETF, an estimated $5.87M.

By sector, the portfolio is most concentrated in Consumer Staples at 6.2% of assets, up from 5.3% a quarter earlier, followed by Technology and Healthcare.

  • Sigma Planning Corp's largest Q1 2016 buy was iShares MSCI Global Gold Miners ETF: 254,038 shares worth $4.35M.
  • Sigma Planning Corp added most to iShares Core S&P Total US Stock Market ETF in Q1 2016, an estimated $5.57M increase.
  • Sigma Planning Corp's biggest Q1 2016 reduction was Fidelity Nasdaq Composite Index ETF, cutting an estimated $5.87M.
  • Sigma Planning Corp fully exited ProShares Ultra S&P500 in Q1 2016, selling an estimated $3.73M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $732M portfolio in Q1 2016.
  • Sigma Planning Corp opened 114 new positions and closed 110 in Q1 2016.
  • Sigma Planning Corp's portfolio value rose 2.4% quarter-over-quarter to $732M.

Based on Sigma Planning Corp's 13F filing for Q1 2016, filed 18 Apr 2016.