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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.38%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$714M
AUM Growth
+$83.2M
Cap. Flow
+$65.6M
Cap. Flow %
9.18%
Top 10 Hldgs %
18.43%
Holding
772
New
101
Increased
311
Reduced
267
Closed
74

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$8.66M
2
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$5.86M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$5.7M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.54M
5
MBB icon
iShares MBS ETF
MBB
+$5.52M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.45M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$3.13M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$2.43M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$2.35M
5
SCI icon
Service Corp International
SCI
+$2.25M

Sector Composition

Rank Sector Weight
1 Healthcare 5.8%
2 Technology 5.68%
3 Consumer Staples 5.32%
4 Industrials 4.77%
5 Financials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FHLC icon
126
Fidelity MSCI Health Care Index ETF
FHLC
$3.27B
$1.32M 0.18%
38,222
+1,679
+5% +$56.8K
IBM icon
127
IBM
IBM
$202B
$1.3M 0.18%
9,893
-3,376
-25% -$454K
CVS icon
128
CVS Health
CVS
$137B
$1.29M 0.18%
13,191
+220
+2% +$21.5K
RGLD icon
129
Royal Gold
RGLD
$17.1B
$1.29M 0.18%
35,331
-609
-2% -$25.4K
MMM icon
130
3M
MMM
$89B
$1.29M 0.18%
10,222
+759
+8% +$97.6K
FDL icon
131
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
$1.28M 0.18%
54,185
-4,866
-8% -$115K
DPLO
132
DELISTED
DIPLOMAT PHARMACY, INC.
DPLO
$1.28M 0.18%
37,501
+9,277
+33% +$289K
SYLD icon
133
Cambria Shareholder Yield ETF
SYLD
$982M
$1.28M 0.18%
44,293
+36,318
+455% +$1.12M
MDT icon
134
Medtronic
MDT
$107B
$1.27M 0.18%
16,536
-1,098
-6% -$82.7K
BSJH
135
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
$1.27M 0.18%
50,782
+420
+0.8% +$10.7K
VOO icon
136
Vanguard S&P 500 ETF
VOO
$968B
$1.27M 0.18%
6,777
+1,254
+23% +$236K
VHT icon
137
Vanguard Health Care ETF
VHT
$18.2B
$1.26M 0.18%
9,511
-723
-7% -$94.2K
IDCC icon
138
InterDigital
IDCC
$6.68B
$1.23M 0.17%
25,107
+945
+4% +$48K
ARCC icon
139
Ares Capital
ARCC
$13.5B
$1.22M 0.17%
85,562
+6,640
+8% +$101K
FXG icon
140
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$1.22M 0.17%
27,394
-6,199
-18% -$271K
NGG icon
141
National Grid
NGG
$81.9B
$1.2M 0.17%
17,892
-1,494
-8% -$101K
WM icon
142
Waste Management
WM
$95.9B
$1.2M 0.17%
22,458
+3,466
+18% +$184K
MINT icon
143
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$1.18M 0.16%
11,692
-16,127
-58% -$1.63M
GSK icon
144
GSK
GSK
$103B
$1.17M 0.16%
23,240
+2,006
+9% +$102K
UPS icon
145
United Parcel Service
UPS
$97.6B
$1.17M 0.16%
12,138
+628
+5% +$64.2K
PEY icon
146
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.13B
$1.17M 0.16%
87,236
+55,942
+179% +$750K
VER
147
DELISTED
VEREIT, Inc.
VER
$1.17M 0.16%
29,419
-472
-2% -$19.4K
BDX icon
148
Becton Dickinson
BDX
$43.1B
$1.16M 0.16%
7,715
+38
+0.5% +$5.47K
OHI icon
149
Omega Healthcare
OHI
$15.4B
$1.16M 0.16%
33,126
+9,235
+39% +$319K
HEDJ icon
150
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.82B
$1.16M 0.16%
42,974
+6,396
+17% +$189K
4 5
6
7 8

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WB
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BPS
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Sigma Planning Corp's Q4 2015 Portfolio in Review

As of Q4 2015, Sigma Planning Corp held 772 positions worth $714M, up 13% from $631M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp deployed $65.6M of net new capital in Q4 2015, opening 101 new positions and adding to 311 existing holdings. Its largest new stake was ProShares Ultra S&P500: 473,608 shares worth $3.73M.

By sector, the portfolio is most concentrated in Healthcare at 5.8% of assets, down from 6.1% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $7.45M trimmed.

  • Sigma Planning Corp's largest Q4 2015 buy was ProShares Ultra S&P500: 473,608 shares worth $3.73M.
  • Sigma Planning Corp added most to iShares 7-10 Year Treasury Bond ETF in Q4 2015, an estimated $8.66M increase.
  • Sigma Planning Corp's biggest Q4 2015 reduction was iShares Core S&P 500 ETF, cutting an estimated $7.45M.
  • Sigma Planning Corp fully exited Service Corp International in Q4 2015, selling an estimated $2.25M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $714M portfolio in Q4 2015.
  • Sigma Planning Corp opened 101 new positions and closed 74 in Q4 2015.
  • Sigma Planning Corp's portfolio value rose 13% quarter-over-quarter to $714M.

Based on Sigma Planning Corp's 13F filing for Q4 2015, filed 20 Jan 2016.