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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+1.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$755M
AUM Growth
-$1.57M
(-0.21%)
Cap. Flow
-$8.75M
Cap. Flow
% of AUM
-1.16%
Top 10 Holdings %
Top 10 Hldgs %
17.02%
Holding
817
New
100
Increased
305
Reduced
321
Closed
66
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$4.56M |
| 2 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$4.33M |
| 3 |
iShares Floating Rate Bond ETF
FLOT
|
+$3.97M |
| 4 |
iShares MSCI EAFE Min Vol Factor ETF
EFAV
|
+$2.74M |
| 5 |
iShares Core US Aggregate Bond ETF
AGG
|
+$2.73M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Total US Stock Market ETF
ITOT
|
+$9.97M |
| 2 |
MMP
Magellan Midstream Partners, L.P.
MMP
|
+$4.82M |
| 3 |
ETP
Energy Transfer Partners, L.P.
ETP
|
+$4.39M |
| 4 |
First Trust Large Cap Core AlphaDEX Fund
FEX
|
+$4.18M |
| 5 |
First Trust NASDAQ-100 Technology Index Fund
QTEC
|
+$4.04M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.63% |
| 2 | Healthcare | 6.21% |
| 3 | Energy | 5.64% |
| 4 | Industrials | 4.87% |
| 5 | Consumer Staples | 4.73% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
126
Union Pacific
UNP
$183B
| $1.55M | 0.21% |
14,325
-1,948
| -12% | -$229K |
|
127
iShares Biotechnology ETF
IBB
$9.31B
| $1.53M | 0.2% |
13,368
+7,596
| +132% | +$838K |
|
128
Sysco
SYY
$39.7B
| $1.53M | 0.2% |
40,502
-397
| -1% | -$15.6K |
|
129
BP
BP
$113B
| $1.52M | 0.2% |
46,981
+4,483
| +11% | +$147K |
|
130
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
| $1.51M | 0.2% |
11,554
+2,893
| +33% | +$378K |
|
131
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
| $1.5M | 0.2% |
64,417
+9,979
| +18% | +$239K |
|
132
General Mills
GIS
$19.2B
| $1.5M | 0.2% |
26,445
-3,228
| -11% | -$172K |
|
133
American Airlines Group
AAL
$9.58B
| $1.48M | 0.2% |
27,948
+8,782
| +46% | +$446K |
|
134
Vanguard FTSE Developed Markets ETF
VEA
$226B
| $1.46M | 0.19% |
36,762
+16,489
| +81% | +$646K |
|
135
Nike
NKE
$61.9B
| $1.39M | 0.18% |
27,650
+4,170
| +18% | +$199K |
|
136
SLB Ltd
SLB
$77.8B
| $1.38M | 0.18% |
16,530
+869
| +6% | +$72.3K |
|
137
NextEra Energy
NEE
$187B
| $1.37M | 0.18% |
52,764
+1,568
| +3% | +$41.4K |
|
138
iShares MSCI ACWI ETF
ACWI
$32.6B
| $1.36M | 0.18% |
+22,660
| New | +$1.35M |
|
139
Vanguard Health Care ETF
VHT
$18.2B
| $1.33M | 0.18% |
9,853
+4,386
| +80% | +$578K |
|
140
Qualcomm
QCOM
$176B
| $1.32M | 0.17% |
19,015
-1,359
| -7% | -$95.8K |
|
141
Ventas
VTR
$48.9B
| $1.31M | 0.17% |
15,672
+12,846
| +455% | +$1.11M |
|
142
Southern Company
SO
$110B
| $1.3M | 0.17% |
29,376
-2,731
| -9% | -$130K |
|
143
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$249M
| – | – |
0
| – | – |
|
144
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
| $1.29M | 0.17% |
10,950
-465
| -4% | -$54.5K |
|
145
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
| $1.27M | 0.17% |
25,606
+20,439
| +396% | +$988K |
|
146
Viatris
VTRS
$20.1B
| $1.25M | 0.17% |
+21,019
| New | +$1.2M |
|
147
iShares US Pharmaceuticals ETF
IHE
$1.47B
| $1.24M | 0.16% |
21,615
-1,221
| -5% | -$66.8K |
|
148
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
| $1.24M | 0.16% |
12,258
-6,396
| -34% | -$647K |
|
|
DD
149
DELISTED
Du Pont De Nemours E I
DD
| $1.24M | 0.16% |
18,252
-304
| -2% | -$21.7K |
|
|
RDS.B
150
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
| $1.22M | 0.16% |
19,510
+6,187
| +46% | +$409K |
|
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Sigma Planning Corp's Q1 2015 Portfolio in Review
As of Q1 2015, Sigma Planning Corp held 817 positions worth $755M, down 0.21% from $756M the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Sigma Planning Corp's Q1 2015 filing shows 100 new, 305 increased, 321 reduced and 66 closed positions. Its largest new stake was Arrow Dow Jones Global Yield ETF: 86,070 shares worth $2.09M. The largest sale was iShares Core S&P Total US Stock Market ETF, an estimated $9.97M.
By sector, the portfolio is most concentrated in Technology at 6.6% of assets, down from 7% a quarter earlier, followed by Healthcare and Energy.
- Sigma Planning Corp's largest Q1 2015 buy was Arrow Dow Jones Global Yield ETF: 86,070 shares worth $2.09M.
- Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q1 2015, an estimated $4.56M increase.
- Sigma Planning Corp's biggest Q1 2015 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $9.97M.
- Sigma Planning Corp fully exited Energy Transfer Partners, L.P. in Q1 2015, selling an estimated $4.39M.
- Sigma Planning Corp's ten largest holdings make up 17% of its $755M portfolio in Q1 2015.
- Sigma Planning Corp opened 100 new positions and closed 66 in Q1 2015.
- Sigma Planning Corp's portfolio value fell 0.21% quarter-over-quarter to $755M.
Based on Sigma Planning Corp's 13F filing for Q1 2015, filed 23 Apr 2015.