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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-2.76%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.34B
AUM Growth
-$250M
Cap. Flow
-$79.5M
Cap. Flow %
-2.38%
Top 10 Hldgs %
21.43%
Holding
1,518
New
135
Increased
612
Reduced
579
Closed
156

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$14.4M
2
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$11.9M
3
GLD icon
SPDR Gold Trust
GLD
+$11.8M
4
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$9.7M
5
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$9.18M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$24.8M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.7M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$11.6M
4
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$11.5M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$10.3M

Sector Composition

Rank Sector Weight
1 Technology 11.98%
2 Consumer Discretionary 5.15%
3 Healthcare 4.67%
4 Financials 4.53%
5 Communication Services 3.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MVO
1451
MV Oil Trust
MVO
$6.85M
– –
-11,223
Closed -$99K
NAD icon
1452
Nuveen Quality Municipal Income Fund
NAD
$2.71B
– –
-11,190
Closed -$180K
NDAQ icon
1453
Nasdaq
NDAQ
$51.5B
– –
-3,531
Closed -$247K
NMRK icon
1454
Newmark Group
NMRK
$2.73B
– –
-37,895
Closed -$709K
NOK icon
1455
CALL
Nokia
NOK
$50.8B
– –
-10,000
Closed -$62K
NVAX icon
1456
Novavax
NVAX
$1.23B
– –
-1,685
Closed -$241K
NVDA icon
1457
PUT
NVIDIA
NVDA
$5.01T
– –
-9,000
Closed -$265K
NXPI icon
1458
NXP Semiconductors
NXPI
$68B
– –
-945
Closed -$215K
OGN icon
1459
Organon & Co
OGN
$3.55B
– –
-21,141
Closed -$644K
PHG icon
1460
Philips
PHG
$25.4B
– –
-14,818
Closed -$451K
PNW icon
1461
Pinnacle West Capital
PNW
$12.9B
– –
-3,712
Closed -$262K
POWW icon
1462
Outdoor Holding Co
POWW
$239M
– –
-18,200
Closed -$99K
PRGO icon
1463
Perrigo
PRGO
$1.4B
– –
-8,455
Closed -$329K
PTC icon
1464
PTC
PTC
$13.7B
– –
-1,973
Closed -$239K
PWR icon
1465
Quanta Services
PWR
$93.9B
– –
-1,762
Closed -$202K
QQQ icon
1466
PUT
Invesco QQQ Trust
QQQ
$455B
– –
-10,500
Closed -$4.18M
QQQJ icon
1467
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.11B
– –
-8,789
Closed -$295K
QRVO icon
1468
Qorvo
QRVO
$7.63B
– –
-1,779
Closed -$278K
RGEN icon
1469
Repligen
RGEN
$7.44B
– –
-1,164
Closed -$308K
RH icon
1470
RH
RH
$3.3B
– –
-501
Closed -$269K
RITM icon
1471
Rithm Capital
RITM
$5.09B
– –
-17,027
Closed -$182K
RKT icon
1472
Rocket Companies
RKT
$36.9B
– –
-10,246
Closed -$143K
RNP icon
1473
Cohen & Steers REIT and Preferred and Income Fund
RNP
$991M
– –
-10,406
Closed -$298K
ROKU icon
1474
CALL
Roku
ROKU
$21.1B
– –
-1,600
Closed -$365K
RSPS icon
1475
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$249M
– –
-5,940
Closed -$202K
57 58
59
60 61

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WWA
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Sigma Planning Corp's Q1 2022 Portfolio in Review

As of Q1 2022, Sigma Planning Corp held 1,518 positions worth $3.34B, down 7% from $3.59B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q1 2022 filing shows 135 new, 612 increased, 579 reduced and 156 closed positions. Its largest new stake was VictoryShares US EQ Income Enhanced Volatility Wtd ETF: 114,873 shares worth $8.26M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $24.8M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q1 2022 buy was VictoryShares US EQ Income Enhanced Volatility Wtd ETF: 114,873 shares worth $8.26M.
  • Sigma Planning Corp added most to First Trust Value Line Dividend Fund in Q1 2022, an estimated $14.4M increase.
  • Sigma Planning Corp's biggest Q1 2022 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $24.8M.
  • Sigma Planning Corp fully exited iShares International Treasury Bond ETF in Q1 2022, selling an estimated $3.01M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.34B portfolio in Q1 2022.
  • Sigma Planning Corp opened 135 new positions and closed 156 in Q1 2022.
  • Sigma Planning Corp's portfolio value fell 7% quarter-over-quarter to $3.34B.

Based on Sigma Planning Corp's 13F filing for Q1 2022, filed 20 Apr 2022.