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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+8.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.59B
AUM Growth
+$263M
Cap. Flow
+$39.7M
Cap. Flow %
1.11%
Top 10 Hldgs %
21.42%
Holding
1,515
New
143
Increased
693
Reduced
506
Closed
131

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.52M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$9.26M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$8.8M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$8.22M

Top Sells

Rank Stock Value
1
CROX icon
Crocs
CROX
+$7.08M
2
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$6.67M
3
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.59M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$5.87M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 12.36%
2 Consumer Discretionary 5.65%
3 Healthcare 4.55%
4 Financials 4.46%
5 Communication Services 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LBRT icon
1426
Liberty Energy
LBRT
$2.83B
– –
-19,000
Closed -$230K
HAPN
1427
Happen Inc
HAPN
$2.08B
– –
-10,374
Closed -$293K
LITB
1428
LightInTheBox
LITB
$59M
– –
-2,033
Closed -$17K
MAG
1429
DELISTED
MAG Silver
MAG
– –
-31,283
Closed -$507K
MGA icon
1430
Magna International
MGA
$17.9B
– –
-6,182
Closed -$465K
MITK icon
1431
Mitek Systems
MITK
$762M
– –
-11,000
Closed -$204K
MLPX icon
1432
Global X MLP & Energy Infrastructure ETF
MLPX
$3.68B
– –
-14,845
Closed -$533K
ORIO
1433
Orion Digital Corp
ORIO
$15.4M
– –
-3,500
Closed -$45K
MRNA icon
1434
PUT
Moderna
MRNA
$21.5B
– –
-600
Closed -$231K
MWA icon
1435
Mueller Water Products
MWA
$3.92B
– –
-17,518
Closed -$267K
NCLH icon
1436
Norwegian Cruise Line
NCLH
$8.89B
– –
-8,948
Closed -$239K
NUMG icon
1437
Nuveen ESG Mid-Cap Growth ETF
NUMG
$343M
– –
-9,990
Closed -$543K
OIH icon
1438
CALL
VanEck Oil Services ETF
OIH
$2.06B
– –
-24,000
Closed -$4.73M
PAYC icon
1439
Paycom
PAYC
$6.78B
– –
-425
Closed -$211K
PFFD icon
1440
Global X US Preferred ETF
PFFD
$2.13B
– –
-8,118
Closed -$209K
PKG icon
1441
Packaging Corp of America
PKG
$22.7B
– –
-2,414
Closed -$332K
PNR icon
1442
Pentair
PNR
$10.2B
– –
-8,495
Closed -$617K
PPSI
1443
Pioneer Power Solutions
PPSI
$33.1M
– –
-13,000
Closed -$43K
PTON icon
1444
Peloton Interactive
PTON
$2.63B
– –
-2,625
Closed -$229K
PXE icon
1445
Invesco Energy Exploration & Production ETF
PXE
$86.5M
– –
-14,863
Closed -$281K
PYZ icon
1446
Invesco Dorsey Wright Basic Materials Momentum ETF
PYZ
$76.7M
– –
-27,288
Closed -$2.31M
QTAP icon
1447
Innovator Growth Accelerated Plus ETF April
QTAP
$20.2M
– –
-14,206
Closed -$402K
REM icon
1448
iShares Mortgage Real Estate ETF
REM
$542M
– –
-9,225
Closed -$334K
RFV icon
1449
Invesco S&P MidCap 400 Pure Value ETF
RFV
$335M
– –
-3,756
Closed -$342K
RLJ icon
1450
RLJ Lodging Trust
RLJ
$1.87B
– –
-10,907
Closed -$162K
56 57
58
59 60

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Sigma Planning Corp's Q4 2021 Portfolio in Review

As of Q4 2021, Sigma Planning Corp held 1,515 positions worth $3.59B, up 7.9% from $3.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q4 2021 filing shows 143 new, 693 increased, 506 reduced and 131 closed positions. Its largest new stake was TaskUs: 21,600 shares worth $1.17M. The largest sale was Crocs, an estimated $7.08M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q4 2021 buy was TaskUs: 21,600 shares worth $1.17M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $13.3M increase.
  • Sigma Planning Corp's biggest Q4 2021 reduction was Crocs, cutting an estimated $7.08M.
  • Sigma Planning Corp fully exited Pimco Income Opportunity Fund in Q4 2021, selling an estimated $3.13M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.59B portfolio in Q4 2021.
  • Sigma Planning Corp opened 143 new positions and closed 131 in Q4 2021.
  • Sigma Planning Corp's portfolio value rose 7.9% quarter-over-quarter to $3.59B.

Based on Sigma Planning Corp's 13F filing for Q4 2021, filed 2 Feb 2022.