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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-2.76%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.34B
AUM Growth
-$250M
Cap. Flow
-$79.5M
Cap. Flow %
-2.38%
Top 10 Hldgs %
21.43%
Holding
1,518
New
135
Increased
612
Reduced
579
Closed
156

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$14.4M
2
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$11.9M
3
GLD icon
SPDR Gold Trust
GLD
+$11.8M
4
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$9.7M
5
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$9.18M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$24.8M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.7M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$11.6M
4
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$11.5M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$10.3M

Sector Composition

Rank Sector Weight
1 Technology 11.98%
2 Consumer Discretionary 5.15%
3 Healthcare 4.67%
4 Financials 4.53%
5 Communication Services 3.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXTR icon
1401
Extreme Networks
EXTR
$3.86B
– –
-16,038
Closed -$252K
FCOR icon
1402
Fidelity Corporate Bond ETF
FCOR
$352M
– –
-6,050
Closed -$333K
FCVT icon
1403
First Trust SSI Strategic Convertible Securities ETF
FCVT
$111M
– –
-12,857
Closed -$532K
FDG icon
1404
American Century Focused Dynamic Growth ETF
FDG
$382M
– –
-9,123
Closed -$737K
FEZ icon
1405
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.28B
– –
-5,194
Closed -$242K
FICO icon
1406
Fair Isaac
FICO
$28.7B
– –
-468
Closed -$203K
FND icon
1407
Floor & Decor
FND
$5.81B
– –
-1,638
Closed -$213K
FNOV icon
1408
FT Vest US Equity Buffer ETF November
FNOV
$1.2B
– –
-13,445
Closed -$524K
FSLY icon
1409
Fastly Inc
FSLY
$3.17B
– –
-18,118
Closed -$642K
FTV icon
1410
Fortive
FTV
$19B
– –
-3,953
Closed -$227K
FXL icon
1411
First Trust Technology AlphaDEX Fund
FXL
$2.47B
– –
-3,343
Closed -$441K
GBAB
1412
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$382M
– –
-9,345
Closed -$222K
GEVO icon
1413
Gevo
GEVO
$397M
– –
-31,300
Closed -$134K
GLDM icon
1414
SPDR Gold MiniShares Trust
GLDM
$27.5B
– –
-14,473
Closed -$526K
GPN icon
1415
Global Payments
GPN
$22.1B
– –
-3,623
Closed -$490K
GSAT icon
1416
Globalstar
GSAT
$10.2B
– –
-753
Closed -$13K
GTO icon
1417
Invesco Total Return Bond ETF
GTO
$2.4B
– –
-4,506
Closed -$254K
GWW icon
1418
W.W. Grainger
GWW
$65.3B
– –
-435
Closed -$226K
HCA icon
1419
HCA Healthcare
HCA
$84.8B
– –
-1,015
Closed -$261K
HI
1420
DELISTED
Hillenbrand
HI
– –
-3,978
Closed -$207K
HOLX
1421
DELISTED
Hologic
HOLX
– –
-3,254
Closed -$249K
HYLS icon
1422
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
– –
-5,428
Closed -$260K
IDNA icon
1423
iShares Genomics Immunology and Healthcare ETF
IDNA
$189M
– –
-5,603
Closed -$245K
IEX icon
1424
IDEX
IEX
$16.5B
– –
-1,363
Closed -$322K
IGLB icon
1425
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.59B
– –
-3,333
Closed -$232K
55 56
57
58 59

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WWA
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Sigma Planning Corp's Q1 2022 Portfolio in Review

As of Q1 2022, Sigma Planning Corp held 1,518 positions worth $3.34B, down 7% from $3.59B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q1 2022 filing shows 135 new, 612 increased, 579 reduced and 156 closed positions. Its largest new stake was VictoryShares US EQ Income Enhanced Volatility Wtd ETF: 114,873 shares worth $8.26M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $24.8M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q1 2022 buy was VictoryShares US EQ Income Enhanced Volatility Wtd ETF: 114,873 shares worth $8.26M.
  • Sigma Planning Corp added most to First Trust Value Line Dividend Fund in Q1 2022, an estimated $14.4M increase.
  • Sigma Planning Corp's biggest Q1 2022 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $24.8M.
  • Sigma Planning Corp fully exited iShares International Treasury Bond ETF in Q1 2022, selling an estimated $3.01M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.34B portfolio in Q1 2022.
  • Sigma Planning Corp opened 135 new positions and closed 156 in Q1 2022.
  • Sigma Planning Corp's portfolio value fell 7% quarter-over-quarter to $3.34B.

Based on Sigma Planning Corp's 13F filing for Q1 2022, filed 20 Apr 2022.