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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.42%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.32B
AUM Growth
-$30.1M
Cap. Flow
+$18.8M
Cap. Flow %
0.57%
Top 10 Hldgs %
19.8%
Holding
1,540
New
127
Increased
671
Reduced
531
Closed
168

Top Buys

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$13.7M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$9.67M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$8.51M
4
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$8.04M
5
RPG icon
Invesco S&P 500 Pure Growth ETF
RPG
+$7.21M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$11.9M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$10.3M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$7.75M
4
RPV icon
Invesco S&P 500 Pure Value ETF
RPV
+$7.34M
5
BBWI icon
Bath & Body Works
BBWI
+$7.26M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Consumer Discretionary 5.83%
3 Financials 4.89%
4 Healthcare 4.72%
5 Communication Services 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRSR icon
1401
Corsair Gaming
CRSR
$1.13B
– –
-6,444
Closed -$215K
CRUS icon
1402
Cirrus Logic
CRUS
$6.87B
– –
-3,090
Closed -$263K
DBX icon
1403
Dropbox
DBX
$7.13B
– –
-25,092
Closed -$761K
DIS icon
1404
CALL
Walt Disney
DIS
$168B
– –
-2,200
Closed -$387K
DVYE icon
1405
iShares Emerging Markets Dividend ETF
DVYE
$1.2B
– –
-5,203
Closed -$202K
DXC icon
1406
DXC Technology
DXC
$1.68B
– –
-48,152
Closed -$1.88M
EEFT icon
1407
Euronet Worldwide
EEFT
$3.01B
– –
-1,544
Closed -$209K
EGO icon
1408
Eldorado Gold
EGO
$8.48B
– –
-17,032
Closed -$169K
EJAN icon
1409
Innovator Emerging Markets Power Buffer ETF January
EJAN
$144M
– –
-7,234
Closed -$225K
EOG icon
1410
EOG Resources
EOG
$74.7B
– –
-4,032
Closed -$336K
ESGR
1411
DELISTED
Enstar Group
ESGR
– –
-1,245
Closed -$297K
EWZ icon
1412
iShares MSCI Brazil ETF
EWZ
$9.08B
– –
-8,770
Closed -$356K
EXK
1413
Endeavour Silver
EXK
$2.35B
– –
-155,115
Closed -$949K
FHN icon
1414
First Horizon
FHN
$12.1B
– –
-11,288
Closed -$195K
FMAY icon
1415
FT Vest US Equity Buffer ETF May
FMAY
$1.4B
– –
-7,521
Closed -$272K
FSLR icon
1416
First Solar
FSLR
$22.1B
– –
-5,584
Closed -$505K
FTV icon
1417
Fortive
FTV
$19.2B
– –
-3,876
Closed -$204K
FUTU icon
1418
Futu Holdings
FUTU
$14.6B
– –
-2,162
Closed -$387K
FWONA icon
1419
Liberty Media Series A
FWONA
$22.6B
– –
-6,654
Closed -$272K
FXI icon
1420
iShares China Large-Cap ETF
FXI
$4.22B
– –
-5,449
Closed -$252K
GEN icon
1421
Gen Digital
GEN
$16.1B
– –
-15,743
Closed -$429K
GEO icon
1422
The GEO Group
GEO
$4.13B
– –
-13,990
Closed -$100K
GM icon
1423
CALL
General Motors
GM
$78.7B
– –
-7,500
Closed -$444K
GNOM icon
1424
Global X Genomics & Biotechnology ETF
GNOM
$78.6M
– –
-4,574
Closed -$455K
GPN icon
1425
Global Payments
GPN
$23B
– –
-1,132
Closed -$212K
55 56
57
58 59

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Sigma Planning Corp's Q3 2021 Portfolio in Review

As of Q3 2021, Sigma Planning Corp held 1,540 positions worth $3.32B, down 0.9% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q3 2021 filing shows 127 new, 671 increased, 531 reduced and 168 closed positions. Its largest new stake was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M. The largest sale was Invesco S&P 500 High Beta ETF, an estimated $11.9M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q3 2021 buy was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M.
  • Sigma Planning Corp added most to Schwab US Large-Cap Growth ETF in Q3 2021, an estimated $13.7M increase.
  • Sigma Planning Corp's biggest Q3 2021 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $11.9M.
  • Sigma Planning Corp fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $7.34M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.32B portfolio in Q3 2021.
  • Sigma Planning Corp opened 127 new positions and closed 168 in Q3 2021.
  • Sigma Planning Corp's portfolio value fell 0.9% quarter-over-quarter to $3.32B.

Based on Sigma Planning Corp's 13F filing for Q3 2021, filed 28 Oct 2021.