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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.51%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.13B
AUM Growth
+$190M
Cap. Flow
+$76.3M
Cap. Flow %
2.44%
Top 10 Hldgs %
18.65%
Holding
1,432
New
237
Increased
632
Reduced
426
Closed
107

Top Buys

Rank Stock Value
1
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
+$13M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.73M
3
TPR icon
Tapestry
TPR
+$8.3M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$8.22M
5
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$7.78M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.1M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$13.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$12.2M
5
GLD icon
SPDR Gold Trust
GLD
+$9.82M

Sector Composition

Rank Sector Weight
1 Technology 10.1%
2 Consumer Discretionary 6.28%
3 Financials 4.79%
4 Healthcare 4.54%
5 Communication Services 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LDOS icon
1376
Leidos
LDOS
$14.1B
– –
-2,137
Closed -$225K
TULP
1377
Bloomia Holdings
TULP
– –
-5,757
Closed -$34K
LYV icon
1378
PUT
Live Nation Entertainment
LYV
$41.2B
– –
-2,800
Closed -$206K
NGD
1379
DELISTED
New Gold Inc
NGD
– –
-132,492
Closed -$290K
NVAX icon
1380
Novavax
NVAX
$1.23B
– –
-2,559
Closed -$285K
NWSA icon
1381
News Corp Class A
NWSA
$14.5B
– –
-12,814
Closed -$230K
ACH
1382
Accendra Health
ACH
$240M
– –
-8,646
Closed -$234K
PBW icon
1383
Invesco WilderHill Clean Energy ETF
PBW
$390M
– –
-4,847
Closed -$501K
PFE icon
1384
CALL
Pfizer
PFE
$140B
– –
-36,200
Closed -$1.33M
PHO icon
1385
Invesco Water Resources ETF
PHO
$1.97B
– –
-5,290
Closed -$246K
PPA icon
1386
Invesco Aerospace & Defense ETF
PPA
$8.27B
– –
-2,949
Closed -$200K
QNST icon
1387
QuinStreet
QNST
$870M
– –
-11,780
Closed -$253K
RING icon
1388
iShares MSCI Global Gold Miners ETF
RING
$2.31B
– –
-17,204
Closed -$513K
RRC icon
1389
Range Resources
RRC
$9.11B
– –
-15,164
Closed -$102K
SBSW icon
1390
Sibanye-Stillwater
SBSW
$5.92B
– –
-19,562
Closed -$311K
SCHB icon
1391
Schwab US Broad Market ETF
SCHB
$42.8B
– –
-22,320
Closed -$339K
SCHO icon
1392
Schwab Short-Term US Treasury ETF
SCHO
$12.7B
– –
-10,618
Closed -$273K
SNY icon
1393
Sanofi
SNY
$104B
– –
-6,713
Closed -$326K
SPGP icon
1394
Invesco S&P 500 GARP ETF
SPGP
$2.18B
– –
-4,938
Closed -$356K
SPIP icon
1395
State Street SPDR Portfolio TIPS ETF
SPIP
$1B
– –
-7,416
Closed -$231K
SPOT icon
1396
Spotify
SPOT
$99.2B
– –
-754
Closed -$237K
SRVR icon
1397
Pacer Data & Infrastructure Real Estate ETF
SRVR
$379M
– –
-7,782
Closed -$279K
SSRM icon
1398
SSR Mining
SSRM
$5.57B
– –
-15,838
Closed -$319K
SSTK icon
1399
Shutterstock
SSTK
$205M
– –
-4,593
Closed -$329K
STZ icon
1400
CALL
Constellation Brands
STZ
$22.2B
– –
-3,000
Closed -$657K
54 55
56
57 58

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Sigma Planning Corp's Q1 2021 Portfolio in Review

As of Q1 2021, Sigma Planning Corp held 1,432 positions worth $3.13B, up 6.5% from $2.94B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q1 2021 filing shows 237 new, 632 increased, 426 reduced and 107 closed positions. Its largest new stake was Tapestry: 215,385 shares worth $8.88M. The largest sale was iShares 7-10 Year Treasury Bond ETF, an estimated $21.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q1 2021 buy was Tapestry: 215,385 shares worth $8.88M.
  • Sigma Planning Corp added most to Pacer Trendpilot US Bond ETF in Q1 2021, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $21.7M.
  • Sigma Planning Corp fully exited Invesco CurrencyShares Japanese Yen Trust in Q1 2021, selling an estimated $8.35M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.13B portfolio in Q1 2021.
  • Sigma Planning Corp opened 237 new positions and closed 107 in Q1 2021.
  • Sigma Planning Corp's portfolio value rose 6.5% quarter-over-quarter to $3.13B.

Based on Sigma Planning Corp's 13F filing for Q1 2021, filed 6 May 2021.