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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.51%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.13B
AUM Growth
+$190M
Cap. Flow
+$76.3M
Cap. Flow %
2.44%
Top 10 Hldgs %
18.65%
Holding
1,432
New
237
Increased
632
Reduced
426
Closed
107

Top Buys

Rank Stock Value
1
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
+$13M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.73M
3
TPR icon
Tapestry
TPR
+$8.3M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$8.22M
5
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$7.78M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.1M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$13.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$12.2M
5
GLD icon
SPDR Gold Trust
GLD
+$9.82M

Sector Composition

Rank Sector Weight
1 Technology 10.1%
2 Consumer Discretionary 6.28%
3 Financials 4.79%
4 Healthcare 4.54%
5 Communication Services 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EEFT icon
1351
Euronet Worldwide
EEFT
$3.02B
– –
-3,560
Closed -$516K
EMN icon
1352
Eastman Chemical
EMN
$7.8B
– –
-3,855
Closed -$387K
EOG icon
1353
EOG Resources
EOG
$78B
– –
-5,357
Closed -$267K
ERIC icon
1354
CALL
Ericsson
ERIC
$30.7B
– –
-60,000
Closed -$717K
ERTH icon
1355
Invesco MSCI Sustainable Future ETF
ERTH
$132M
– –
-2,971
Closed -$223K
ESPO icon
1356
VanEck Video Gaming and eSports ETF
ESPO
$235M
– –
-48,542
Closed -$3.4M
ETB
1357
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$449M
– –
-12,131
Closed -$182K
EWJ icon
1358
iShares MSCI Japan ETF
EWJ
$21.7B
– –
-5,483
Closed -$370K
EWP icon
1359
iShares MSCI Spain ETF
EWP
$1.98B
– –
-11,480
Closed -$310K
EWU icon
1360
iShares MSCI United Kingdom ETF
EWU
$4.04B
– –
-11,873
Closed -$348K
EWZ icon
1361
iShares MSCI Brazil ETF
EWZ
$9.05B
– –
-6,250
Closed -$232K
FAS icon
1362
CALL
Direxion Daily Financial Bull 3x ETF
FAS
$2.4B
– –
-5,000
Closed -$304K
FCG icon
1363
First Trust Natural Gas ETF
FCG
$632M
– –
-31,080
Closed -$274K
FIVN icon
1364
FIVE9
FIVN
$1.77B
– –
-3,888
Closed -$678K
FRME icon
1365
First Merchants
FRME
$2.72B
– –
-10,286
Closed -$385K
FXY icon
1366
Invesco CurrencyShares Japanese Yen Trust
FXY
$423M
– –
-91,245
Closed -$8.35M
GORO icon
1367
Goldgroup Mining Inc.
GORO
$151M
– –
-98,492
Closed -$287K
GRVY
1368
GRAVITY
GRVY
$427M
– –
-1,610
Closed -$291K
GRWG icon
1369
GrowGeneration
GRWG
$82.9M
– –
-17,324
Closed -$697K
IDRV icon
1370
iShares Self-Driving EV and Tech ETF
IDRV
$122M
– –
-8,639
Closed -$373K
IYC icon
1371
iShares US Consumer Discretionary ETF
IYC
$1.12B
– –
-2,898
Closed -$204K
IYK icon
1372
iShares US Consumer Staples ETF
IYK
$1.39B
– –
-6,294
Closed -$364K
JKHY icon
1373
Jack Henry & Associates
JKHY
$10.7B
– –
-1,958
Closed -$317K
JWN
1374
CALL
DELISTED
Nordstrom
JWN
– –
-10,000
Closed -$312K
KWEB icon
1375
KraneShares CSI China Internet ETF
KWEB
$5.2B
– –
-4,238
Closed -$326K
53 54
55
56 57

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Sigma Planning Corp's Q1 2021 Portfolio in Review

As of Q1 2021, Sigma Planning Corp held 1,432 positions worth $3.13B, up 6.5% from $2.94B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q1 2021 filing shows 237 new, 632 increased, 426 reduced and 107 closed positions. Its largest new stake was Tapestry: 215,385 shares worth $8.88M. The largest sale was iShares 7-10 Year Treasury Bond ETF, an estimated $21.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q1 2021 buy was Tapestry: 215,385 shares worth $8.88M.
  • Sigma Planning Corp added most to Pacer Trendpilot US Bond ETF in Q1 2021, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $21.7M.
  • Sigma Planning Corp fully exited Invesco CurrencyShares Japanese Yen Trust in Q1 2021, selling an estimated $8.35M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.13B portfolio in Q1 2021.
  • Sigma Planning Corp opened 237 new positions and closed 107 in Q1 2021.
  • Sigma Planning Corp's portfolio value rose 6.5% quarter-over-quarter to $3.13B.

Based on Sigma Planning Corp's 13F filing for Q1 2021, filed 6 May 2021.