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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.9%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.01B
AUM Growth
+$212M
Cap. Flow
+$69.9M
Cap. Flow %
2.32%
Top 10 Hldgs %
20.05%
Holding
1,384
New
123
Increased
566
Reduced
572
Closed
89

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12.2M
2
GLD icon
SPDR Gold Trust
GLD
+$8.86M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.77M
4
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$7.48M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$6.77M

Top Sells

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$5.92M
2
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$5.7M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$5.18M
4
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$4.65M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$4.61M

Sector Composition

Rank Sector Weight
1 Technology 10.47%
2 Healthcare 4.8%
3 Consumer Discretionary 4.45%
4 Financials 4.25%
5 Industrials 3.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IAT icon
1326
iShares US Regional Banks ETF
IAT
$685M
– –
-4,740
Closed -$226K
IGE icon
1327
iShares North American Natural Resources ETF
IGE
$747M
– –
-21,311
Closed -$867K
IGIB icon
1328
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.3B
– –
-5,202
Closed -$258K
IJUL icon
1329
Innovator International Developed Power Buffer ETF July
IJUL
$238M
– –
-9,599
Closed -$229K
IXJ icon
1330
iShares Global Healthcare ETF
IXJ
$4.11B
– –
-6,107
Closed -$518K
IYG icon
1331
iShares US Financial Services ETF
IYG
$2.13B
– –
-4,848
Closed -$255K
JAKK icon
1332
Jakks Pacific
JAKK
$280M
– –
-14,130
Closed -$247K
JD icon
1333
JD.com
JD
$40.8B
– –
-4,266
Closed -$239K
KMLM icon
1334
KFA Mount Lucas Managed Futures Index Strategy ETF
KMLM
$336M
– –
-14,714
Closed -$450K
LRGF icon
1335
iShares US Equity Factor ETF
LRGF
$3.52B
– –
-80,378
Closed -$3.14M
MGC icon
1336
Vanguard Mega Cap 300 Index ETF
MGC
$9.87B
– –
-10,744
Closed -$1.42M
MUX icon
1337
McEwen Inc
MUX
$1.03B
– –
-17,030
Closed -$99.8K
NVG icon
1338
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.65B
– –
-11,270
Closed -$137K
OGN icon
1339
Organon & Co
OGN
$3.55B
– –
-21,099
Closed -$589K
PENN icon
1340
PENN Entertainment
PENN
$2.74B
– –
-6,755
Closed -$201K
PSCH icon
1341
Invesco S&P SmallCap Health Care ETF
PSCH
$161M
– –
-15,717
Closed -$692K
PTBD icon
1342
Pacer Trendpilot US Bond ETF
PTBD
$87M
– –
-15,471
Closed -$311K
RIG icon
1343
Transocean
RIG
$5.92B
– –
-17,409
Closed -$79.4K
RSPS icon
1344
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$249M
– –
-6,985
Closed -$238K
RVTY icon
1345
Revvity
RVTY
$12.3B
– –
-3,071
Closed -$431K
SCHO icon
1346
Schwab Short-Term US Treasury ETF
SCHO
$12.7B
– –
-14,310
Closed -$345K
SHLS icon
1347
Shoals Technologies Group
SHLS
$1.58B
– –
-8,802
Closed -$217K
SHV icon
1348
iShares 0-1 Year Treasury Bond ETF
SHV
$20.7B
– –
-15,513
Closed -$1.71M
SMMV icon
1349
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$287M
– –
-61,431
Closed -$2.13M
SPTM icon
1350
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.5B
– –
-18,283
Closed -$865K
52 53
54
55 56

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Sigma Planning Corp's Q1 2023 Portfolio in Review

As of Q1 2023, Sigma Planning Corp held 1,384 positions worth $3.01B, up 7.6% from $2.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q1 2023 filing shows 123 new, 566 increased, 572 reduced and 89 closed positions. Its largest new stake was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M. The largest sale was iShares TIPS Bond ETF, an estimated $5.92M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2023 buy was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M.
  • Sigma Planning Corp added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2023, an estimated $12.2M increase.
  • Sigma Planning Corp's biggest Q1 2023 reduction was iShares TIPS Bond ETF, cutting an estimated $5.92M.
  • Sigma Planning Corp fully exited FT Vest US Equity Deep Buffer ETF March in Q1 2023, selling an estimated $4.35M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.01B portfolio in Q1 2023.
  • Sigma Planning Corp opened 123 new positions and closed 89 in Q1 2023.
  • Sigma Planning Corp's portfolio value rose 7.6% quarter-over-quarter to $3.01B.

Based on Sigma Planning Corp's 13F filing for Q1 2023, filed 8 May 2023.