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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-2.76%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.34B
AUM Growth
-$250M
Cap. Flow
-$79.5M
Cap. Flow %
-2.38%
Top 10 Hldgs %
21.43%
Holding
1,518
New
135
Increased
612
Reduced
579
Closed
156

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$14.4M
2
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$11.9M
3
GLD icon
SPDR Gold Trust
GLD
+$11.8M
4
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$9.7M
5
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$9.18M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$24.8M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.7M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$11.6M
4
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$11.5M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$10.3M

Sector Composition

Rank Sector Weight
1 Technology 11.98%
2 Consumer Discretionary 5.15%
3 Healthcare 4.67%
4 Financials 4.53%
5 Communication Services 3.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RIG icon
1326
Transocean
RIG
$5.92B
$64K ﹤0.01%
14,084
-514
-4% -$1.96K
CLVS
1327
DELISTED
Clovis Oncology, Inc.
CLVS
$64K ﹤0.01%
31,498
+18,249
+138% +$35.8K
GTBP icon
1328
GT Biopharma
GTBP
$11.7M
$62K ﹤0.01%
+713
New +$62.9K
AQMS icon
1329
Aqua Metals
AQMS
$9.63M
$61K ﹤0.01%
203
-2
-1% -$453
IVR icon
1330
Invesco Mortgage Capital
IVR
$776M
$61K ﹤0.01%
2,675
-194
-7% -$4.77K
IBRX icon
1331
ImmunityBio
IBRX
$7.44B
$59K ﹤0.01%
+10,450
New +$64.1K
NSL
1332
DELISTED
NUVEEN SENIOR INCM FD
NSL
$59K ﹤0.01%
10,365
– –
TELL
1333
DELISTED
Tellurian Inc.
TELL
$57K ﹤0.01%
+10,830
New +$36.5K
OPK icon
1334
Opko Health
OPK
$921M
$53K ﹤0.01%
15,402
– –
KEEL
1335
Keel Infrastructure Corp
KEEL
$2.57B
$51K ﹤0.01%
13,481
+100
+0.7% +$387
LYG icon
1336
Lloyds Banking Group
LYG
$87.4B
$47K ﹤0.01%
19,527
-4,865
-20% -$12.9K
EVGN icon
1337
Evogene
EVGN
$6.57M
$41K ﹤0.01%
3,141
+1,470
+88% +$19.8K
CLOV icon
1338
Clover Health Investments
CLOV
$2.28B
$39K ﹤0.01%
10,950
-1,000
-8% -$2.9K
PLG
1339
Platinum Group Metals
PLG
$164M
$39K ﹤0.01%
18,500
– –
NNDM
1340
Nano Dimension
NNDM
$309M
$36K ﹤0.01%
10,195
+188
+2% +$678
AGEN
1341
Agenus
AGEN
$249M
$34K ﹤0.01%
703
– –
HOFV
1342
DELISTED
Hall of Fame Resort & Entertainment Co
HOFV
$34K ﹤0.01%
+1,400
New +$36K
ABUS icon
1343
Arbutus Biopharma
ABUS
$865M
$33K ﹤0.01%
11,000
– –
HIVE
1344
HIVE Digital Technologies
HIVE
$792M
$29K ﹤0.01%
2,733
+512
+23% +$5.26K
ONCT
1345
DELISTED
Oncternal Therapeutics, Inc. Common Stock
ONCT
$28K ﹤0.01%
1,001
+25
+3% +$910
ZOM
1346
DELISTED
Zomedica Corp.
ZOM
$27K ﹤0.01%
80,250
-14,200
-15% -$4.65K
STEX
1347
Streamex Corp
STEX
$76.7M
$25K ﹤0.01%
2,200
+450
+26% +$7.19K
NGD
1348
DELISTED
New Gold Inc
NGD
$25K ﹤0.01%
13,730
– –
LOGC
1349
DELISTED
ContextLogic
LOGC
$24K ﹤0.01%
350
– –
HCDI
1350
DELISTED
Harbor Custom Development, Inc. Common Stock
HCDI
$23K ﹤0.01%
+500
New +$22.7K
52 53
54
55 56

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Sigma Planning Corp's Q1 2022 Portfolio in Review

As of Q1 2022, Sigma Planning Corp held 1,518 positions worth $3.34B, down 7% from $3.59B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q1 2022 filing shows 135 new, 612 increased, 579 reduced and 156 closed positions. Its largest new stake was VictoryShares US EQ Income Enhanced Volatility Wtd ETF: 114,873 shares worth $8.26M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $24.8M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q1 2022 buy was VictoryShares US EQ Income Enhanced Volatility Wtd ETF: 114,873 shares worth $8.26M.
  • Sigma Planning Corp added most to First Trust Value Line Dividend Fund in Q1 2022, an estimated $14.4M increase.
  • Sigma Planning Corp's biggest Q1 2022 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $24.8M.
  • Sigma Planning Corp fully exited iShares International Treasury Bond ETF in Q1 2022, selling an estimated $3.01M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.34B portfolio in Q1 2022.
  • Sigma Planning Corp opened 135 new positions and closed 156 in Q1 2022.
  • Sigma Planning Corp's portfolio value fell 7% quarter-over-quarter to $3.34B.

Based on Sigma Planning Corp's 13F filing for Q1 2022, filed 20 Apr 2022.