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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+6.51%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.13B
AUM Growth
+$190M
Cap. Flow
+$107M
Cap. Flow %
3.41%
Top 10 Hldgs %
18.65%
Holding
1,432
New
237
Increased
632
Reduced
426
Closed
107

Top Buys

Rank Stock Value
1
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
+$13M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.73M
3
TPR icon
Tapestry
TPR
+$8.3M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$8.22M
5
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$7.78M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.1M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$13.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$12.2M
5
GLD icon
SPDR Gold Trust
GLD
+$9.82M

Sector Composition

Rank Sector Weight
1 Miscellaneous 57.87%
2 Technology 10.14%
3 Consumer Discretionary 6.28%
4 Financials 4.83%
5 Healthcare 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMC icon
1326
AMC Entertainment Holdings
AMC
$2.37B
– –
-2,270
Closed -$48K
ASAN icon
1327
Asana
ASAN
$2.21B
– –
-20,837
Closed -$616K
AXTI icon
1328
AXT Inc
AXTI
$4.22B
– –
-18,400
Closed -$176K
BABA icon
1329
CALL
Alibaba
BABA
$267B
– –
-1,000
Closed -$233K
BDEC icon
1330
Innovator US Equity Buffer ETF December
BDEC
$213M
– –
-8,942
Closed -$273K
BIT icon
1331
BlackRock Multi-Sector Income Trust
BIT
$659M
– –
-10,807
Closed -$190K
BJUL icon
1332
Innovator US Equity Buffer ETF July
BJUL
$352M
– –
-11,366
Closed -$342K
BLCN
1333
DELISTED
Siren ETF Trust Siren NexGen Economy ETF
BLCN
– –
-13,689
Closed -$558K
BYND icon
1334
Beyond Meat
BYND
$188M
– –
-70
Closed -$261K
CALX icon
1335
Calix
CALX
$2.23B
– –
-8,700
Closed -$259K
CGC
1336
CALL
Canopy Growth
CGC
$387M
– –
-1,000
Closed -$246K
CHIQ icon
1337
Global X MSCI China Consumer Discretionary ETF
CHIQ
$106M
– –
-9,073
Closed -$323K
CNVS icon
1338
Cineverse
CNVS
$50.9M
– –
-600
Closed -$8K
COHR icon
1339
Coherent
COHR
$56.8B
– –
-3,190
Closed -$242K
COPX icon
1340
Global X Copper Miners ETF NEW
COPX
$7.44B
– –
-26,555
Closed -$806K
CORN icon
1341
Teucrium Corn Fund
CORN
$153M
– –
-10,288
Closed -$160K
CRON
1342
Cronos Group
CRON
$1.21B
– –
-13,252
Closed -$92K
DDOG icon
1343
Datadog
DDOG
$82.9B
– –
-8,940
Closed -$880K
DHI icon
1344
CALL
D.R. Horton
DHI
$38.7B
– –
-14,000
Closed -$965K
DLB icon
1345
Dolby
DLB
$5.5B
– –
-2,539
Closed -$247K
DLR icon
1346
CALL
Digital Realty Trust
DLR
$67.2B
– –
-1,600
Closed -$223K
DPZ icon
1347
Domino's
DPZ
$9.97B
– –
-934
Closed -$358K
DWAS icon
1348
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$407M
– –
-22,939
Closed -$1.73M
EDIT icon
1349
Editas Medicine
EDIT
$416M
– –
-4,038
Closed -$283K
EDV icon
1350
Vanguard World Funds Extended Duration ETF
EDV
$3.68B
– –
-4,147
Closed -$632K
52 53
54
55 56

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AIM
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DAM
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RPGK
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SCTC
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Sigma Planning Corp's Q1 2021 Portfolio in Review

As of Q1 2021, Sigma Planning Corp held 1,432 positions worth $3.13B, up 6.5% from $2.94B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp deployed $107M of net new capital in Q1 2021, opening 237 new positions and adding to 632 existing holdings. Its largest new stake was Tapestry: 215,385 shares worth $8.88M.

By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, down from 58% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $21.7M trimmed.

  • Sigma Planning Corp's largest Q1 2021 buy was Tapestry: 215,385 shares worth $8.88M.
  • Sigma Planning Corp added most to Pacer Trendpilot US Bond ETF in Q1 2021, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $21.7M.
  • Sigma Planning Corp fully exited Invesco CurrencyShares Japanese Yen Trust in Q1 2021, selling an estimated $8.35M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.13B portfolio in Q1 2021.
  • Sigma Planning Corp opened 237 new positions and closed 107 in Q1 2021.
  • Sigma Planning Corp's portfolio value rose 6.5% quarter-over-quarter to $3.13B.

Based on Sigma Planning Corp's 13F filing for Q1 2021, filed 6 May 2021.