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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.9%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.01B
AUM Growth
+$212M
Cap. Flow
+$69.9M
Cap. Flow %
2.32%
Top 10 Hldgs %
20.05%
Holding
1,384
New
123
Increased
566
Reduced
572
Closed
89

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12.2M
2
GLD icon
SPDR Gold Trust
GLD
+$8.86M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.77M
4
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$7.48M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$6.77M

Top Sells

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$5.92M
2
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$5.7M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$5.18M
4
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$4.65M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$4.61M

Sector Composition

Rank Sector Weight
1 Technology 10.47%
2 Healthcare 4.8%
3 Consumer Discretionary 4.45%
4 Financials 4.25%
5 Industrials 3.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BTAL icon
1301
AGF US Market Neutral Anti-Beta Fund
BTAL
$305M
– –
-18,352
Closed -$389K
BBBY
1302
Bed Bath & Beyond
BBBY
$473M
– –
-13,540
Closed -$238K
CRBP icon
1303
Corbus Pharmaceuticals
CRBP
$170M
– –
-1,067
Closed -$3.54K
CTA icon
1304
Simplify Managed Futures Strategy ETF
CTA
$1.65B
– –
-22,395
Closed -$582K
DAPR icon
1305
FT Vest US Equity Deep Buffer ETF April
DAPR
$306M
– –
-35,766
Closed -$1.05M
DAUG icon
1306
FT Vest US Equity Deep Buffer ETF August
DAUG
$368M
– –
-17,403
Closed -$542K
DBMF icon
1307
iMGP DBi Managed Futures Strategy ETF
DBMF
$3.95B
– –
-19,761
Closed -$575K
DIVB icon
1308
iShares Core Dividend ETF
DIVB
$1.62B
– –
-18,262
Closed -$685K
DMAR icon
1309
FT Vest US Equity Deep Buffer ETF March
DMAR
$450M
– –
-144,120
Closed -$4.35M
DVAL icon
1310
BrandywineGLOBAL Dynamic US Large Cap Value ETF
DVAL
$71.7M
– –
-18,727
Closed -$214K
DVYE icon
1311
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
– –
-17,331
Closed -$418K
EE icon
1312
Excelerate Energy
EE
$1.23B
– –
-17,300
Closed -$433K
EXG icon
1313
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
– –
-10,373
Closed -$78.3K
FCEL icon
1314
CALL
FuelCell Energy
FCEL
$1.7B
– –
-417
Closed -$35
FHN icon
1315
First Horizon
FHN
$12.1B
– –
-8,722
Closed -$214K
FXI icon
1316
iShares China Large-Cap ETF
FXI
$4.31B
– –
-14,935
Closed -$423K
GSG icon
1317
iShares S&P GSCI Commodity-Indexed Trust
GSG
$1.02B
– –
-11,491
Closed -$244K
HAS icon
1318
Hasbro
HAS
$12.6B
– –
-9,578
Closed -$584K
HEQ
1319
John Hancock Hedged Equity & Income Fund
HEQ
$140M
– –
-10,217
Closed -$118K
HMY icon
1320
Harmony Gold Mining
HMY
$9.92B
– –
-184,962
Closed -$629K
HOG icon
1321
Harley-Davidson
HOG
$2.68B
– –
-5,634
Closed -$234K
HOOD icon
1322
Robinhood
HOOD
$85.2B
– –
-10,429
Closed -$84.9K
HPE icon
1323
Hewlett Packard
HPE
$63.2B
– –
-10,017
Closed -$160K
HYMB icon
1324
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.07B
– –
-20,632
Closed -$505K
IAG icon
1325
IAMGOLD
IAG
$8.47B
– –
-26,853
Closed -$69.3K
51 52
53
54 55

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Sigma Planning Corp's Q1 2023 Portfolio in Review

As of Q1 2023, Sigma Planning Corp held 1,384 positions worth $3.01B, up 7.6% from $2.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q1 2023 filing shows 123 new, 566 increased, 572 reduced and 89 closed positions. Its largest new stake was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M. The largest sale was iShares TIPS Bond ETF, an estimated $5.92M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2023 buy was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M.
  • Sigma Planning Corp added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2023, an estimated $12.2M increase.
  • Sigma Planning Corp's biggest Q1 2023 reduction was iShares TIPS Bond ETF, cutting an estimated $5.92M.
  • Sigma Planning Corp fully exited FT Vest US Equity Deep Buffer ETF March in Q1 2023, selling an estimated $4.35M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.01B portfolio in Q1 2023.
  • Sigma Planning Corp opened 123 new positions and closed 89 in Q1 2023.
  • Sigma Planning Corp's portfolio value rose 7.6% quarter-over-quarter to $3.01B.

Based on Sigma Planning Corp's 13F filing for Q1 2023, filed 8 May 2023.