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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.42%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.32B
AUM Growth
-$30.1M
Cap. Flow
+$18.8M
Cap. Flow %
0.57%
Top 10 Hldgs %
19.8%
Holding
1,540
New
127
Increased
671
Reduced
531
Closed
168

Top Buys

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$13.7M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$9.67M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$8.51M
4
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$8.04M
5
RPG icon
Invesco S&P 500 Pure Growth ETF
RPG
+$7.21M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$11.9M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$10.3M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$7.75M
4
RPV icon
Invesco S&P 500 Pure Value ETF
RPV
+$7.34M
5
BBWI icon
Bath & Body Works
BBWI
+$7.26M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Consumer Discretionary 5.83%
3 Financials 4.89%
4 Healthcare 4.72%
5 Communication Services 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MFA
1301
MFA Financial
MFA
$927M
$122K ﹤0.01%
6,655
-1,264
-16% -$23.5K
IGR
1302
CBRE Global Real Estate Income Fund
IGR
$712M
$117K ﹤0.01%
14,052
+47
+0.3% +$422
POWW icon
1303
Outdoor Holding Co
POWW
$250M
$117K ﹤0.01%
19,000
-10
-0.1% -$72
LOGC
1304
DELISTED
ContextLogic
LOGC
$115K ﹤0.01%
705
-1,198
-63% -$298K
HL icon
1305
Hecla Mining
HL
$10.2B
$114K ﹤0.01%
20,710
-75,555
-78% -$471K
VIVO
1306
VivoPower PLC
VIVO
$120M
$114K ﹤0.01%
2,010
-490
-20% -$29.9K
AEF
1307
abrdn Emerging Markets Equity Income Fund
AEF
$352M
$110K ﹤0.01%
+13,277
New +$115K
OGI
1308
Organigram Holdings
OGI
$132M
$110K ﹤0.01%
11,970
– –
SRNE
1309
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$110K ﹤0.01%
14,440
+1,110
+8% +$9.41K
TWO
1310
Two Harbors Investment
TWO
$1.27B
$109K ﹤0.01%
4,289
+4
+0.1% +$105
JFR icon
1311
Nuveen Floating Rate Income Fund
JFR
$1.24B
$104K ﹤0.01%
+10,348
New +$103K
SQFT icon
1312
Presidio Property Trust
SQFT
$3.01M
$103K ﹤0.01%
2,735
+242
+10% +$9.62K
VHC icon
1313
CALL
VirnetX Holding Corp
VHC
$51M
$103K ﹤0.01%
1,310
+710
+118% +$58.1K
TCRT icon
1314
Alaunos Therapeutics
TCRT
$4.71M
$101K ﹤0.01%
+369
New +$113K
EXG icon
1315
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.92B
$100K ﹤0.01%
10,021
– –
EZPW icon
1316
Ezcorp Inc
EZPW
$1.87B
$100K ﹤0.01%
13,158
+2,400
+22% +$15.4K
NOK icon
1317
Nokia
NOK
$51.8B
$98K ﹤0.01%
17,965
+1,969
+12% +$11.4K
TEVA icon
1318
Teva Pharmaceuticals
TEVA
$36.2B
$98K ﹤0.01%
+10,043
New +$94K
OXSQ icon
1319
Oxford Square Capital
OXSQ
$148M
$97K ﹤0.01%
24,045
+1,047
+5% +$4.76K
MVO
1320
MV Oil Trust
MVO
$6.85M
$93K ﹤0.01%
10,748
+422
+4% +$3.11K
IVR icon
1321
Invesco Mortgage Capital
IVR
$762M
$90K ﹤0.01%
2,867
+1
+0% +$32
ELMS
1322
DELISTED
Electric Last Mile Solutions, Inc. Class A Common stock
ELMS
$90K ﹤0.01%
12,148
+100
+0.8% +$856
AQMS icon
1323
Aqua Metals
AQMS
$9.78M
$85K ﹤0.01%
205
-1
-0.5% -$453
MDNA
1324
DELISTED
Medicenna Therapeutics Corp. Common Shares
MDNA
$84K ﹤0.01%
+30,500
New +$75.6K
AGEN
1325
Agenus
AGEN
$255M
$83K ﹤0.01%
+805
New +$91K
51 52
53
54 55

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Sigma Planning Corp's Q3 2021 Portfolio in Review

As of Q3 2021, Sigma Planning Corp held 1,540 positions worth $3.32B, down 0.9% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q3 2021 filing shows 127 new, 671 increased, 531 reduced and 168 closed positions. Its largest new stake was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M. The largest sale was Invesco S&P 500 High Beta ETF, an estimated $11.9M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q3 2021 buy was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M.
  • Sigma Planning Corp added most to Schwab US Large-Cap Growth ETF in Q3 2021, an estimated $13.7M increase.
  • Sigma Planning Corp's biggest Q3 2021 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $11.9M.
  • Sigma Planning Corp fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $7.34M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.32B portfolio in Q3 2021.
  • Sigma Planning Corp opened 127 new positions and closed 168 in Q3 2021.
  • Sigma Planning Corp's portfolio value fell 0.9% quarter-over-quarter to $3.32B.

Based on Sigma Planning Corp's 13F filing for Q3 2021, filed 28 Oct 2021.