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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.29%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.33B
AUM Growth
+$190M
Cap. Flow
-$26.9M
Cap. Flow %
-0.81%
Top 10 Hldgs %
25.91%
Holding
1,348
New
145
Increased
503
Reduced
571
Closed
104

Top Buys

Rank Stock Value
1
IDV icon
iShares International Select Dividend ETF
IDV
+$12.8M
2
AFLG icon
First Trust Active Factor Large Cap ETF
AFLG
+$4.17M
3
BFRZ
Innovator Equity Managed 100 Buffer ETF
BFRZ
+$3.79M
4
FLRT icon
Pacer Aristotle Pacific Floating Rate High Income ETF
FLRT
+$3.64M
5
ISEP icon
Innovator International Developed Power Buffer ETF September
ISEP
+$3.48M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$8.69M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$8.43M
3
MSFT icon
Microsoft
MSFT
+$7.06M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$5.98M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$5.71M

Sector Composition

Rank Sector Weight
1 Technology 14.19%
2 Financials 4.49%
3 Consumer Discretionary 4.4%
4 Healthcare 3.41%
5 Industrials 3.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTHI icon
1276
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
$2.36B
– –
-15,984
Closed -$349K
FTQI icon
1277
First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF
FTQI
$915M
– –
-11,837
Closed -$223K
FTXO icon
1278
First Trust Nasdaq Bank ETF
FTXO
$305M
– –
-6,993
Closed -$213K
FXH icon
1279
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
– –
-2,378
Closed -$246K
FXN icon
1280
First Trust Energy AlphaDEX Fund
FXN
$398M
– –
-34,433
Closed -$569K
GOVT icon
1281
iShares US Treasury Bond ETF
GOVT
$43.6B
– –
-9,889
Closed -$227K
GSEW icon
1282
Goldman Sachs Equal Weight US Large Cap Equity ETF
GSEW
$1.87B
– –
-10,211
Closed -$776K
HYDB icon
1283
iShares High Yield Systematic Bond ETF
HYDB
$1.62B
– –
-4,457
Closed -$210K
HYFI icon
1284
AB High Yield ETF
HYFI
$329M
– –
-6,245
Closed -$230K
HYLS icon
1285
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
– –
-6,314
Closed -$259K
IBIB
1286
DELISTED
iShares iBonds Oct 2025 Term TIPS ETF
IBIB
– –
-8,160
Closed -$209K
IBKR icon
1287
Interactive Brokers
IBKR
$40.9B
– –
-6,232
Closed -$258K
IFN
1288
Aberdeen India Fund
IFN
$488M
– –
-13,431
Closed -$212K
IGE icon
1289
iShares North American Natural Resources ETF
IGE
$747M
– –
-4,470
Closed -$203K
INAB icon
1290
IN8bio
INAB
$11.5M
– –
-23,356
Closed -$116K
ITB icon
1291
iShares US Home Construction ETF
ITB
$2.41B
– –
-2,822
Closed -$269K
IVOV icon
1292
Vanguard S&P Mid-Cap 400 Value ETF
IVOV
$1.34B
– –
-2,944
Closed -$271K
IVT icon
1293
InvenTrust Properties
IVT
$2.84B
– –
-7,390
Closed -$217K
IWL icon
1294
iShares Russell Top 200 ETF
IWL
$2.16B
– –
-1,880
Closed -$258K
IWX icon
1295
iShares Russell Top 200 Value ETF
IWX
$4.03B
– –
-3,194
Closed -$262K
JD icon
1296
JD.com
JD
$40.8B
– –
-5,279
Closed -$217K
JNK icon
1297
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
– –
-2,353
Closed -$224K
JPC icon
1298
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
– –
-12,541
Closed -$99.8K
JSML icon
1299
Janus Henderson Small Cap Growth Alpha ETF
JSML
$366M
– –
-7,000
Closed -$426K
KJAN icon
1300
Innovator US Small Cap Power Buffer ETF January
KJAN
$322M
– –
-6,673
Closed -$238K
50 51
52
53 54

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Sigma Planning Corp's Q2 2025 Portfolio in Review

As of Q2 2025, Sigma Planning Corp held 1,348 positions worth $3.33B, up 6.1% from $3.14B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q2 2025 filing shows 145 new, 503 increased, 571 reduced and 104 closed positions. Its largest new stake was Innovator Equity Managed 100 Buffer ETF: 150,033 shares worth $3.81M. The largest sale was Apple, an estimated $8.69M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q2 2025 buy was Innovator Equity Managed 100 Buffer ETF: 150,033 shares worth $3.81M.
  • Sigma Planning Corp added most to iShares International Select Dividend ETF in Q2 2025, an estimated $12.8M increase.
  • Sigma Planning Corp's biggest Q2 2025 reduction was Apple, cutting an estimated $8.69M.
  • Sigma Planning Corp fully exited iShares Yield Optimized Bond ETF in Q2 2025, selling an estimated $4.91M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.33B portfolio in Q2 2025.
  • Sigma Planning Corp opened 145 new positions and closed 104 in Q2 2025.
  • Sigma Planning Corp's portfolio value rose 6.1% quarter-over-quarter to $3.33B.

Based on Sigma Planning Corp's 13F filing for Q2 2025, filed 5 Aug 2025.