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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
-3.05%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$2.67B
AUM Growth
-$117M
Cap. Flow
-$17.5M
Cap. Flow %
-0.66%
Top 10 Hldgs %
22.23%
Holding
1,324
New
121
Increased
493
Reduced
556
Closed
129

Top Buys

Rank Stock Value
1
XAUG icon
FT Vest US Equity Enhance & Moderate Buffer ETF August
XAUG
+$11M
2
ABBV icon
AbbVie
ABBV
+$5.08M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$4.55M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$3.89M
5
ABT icon
Abbott
ABT
+$3.79M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$5.16M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.76M
3
AZO icon
AutoZone
AZO
+$3.74M
4
TSLA icon
Tesla
TSLA
+$3.66M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.53M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.58%
2 Technology 11.22%
3 Healthcare 4.68%
4 Consumer Discretionary 4.34%
5 Financials 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEY icon
1276
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.11B
– –
-14,804
Closed -$285K
PFG icon
1277
Principal Financial Group
PFG
$25B
– –
-2,744
Closed -$208K
PFN
1278
PIMCO Income Strategy Fund II
PFN
$643M
– –
-19,328
Closed -$139K
PGF icon
1279
Invesco Financial Preferred ETF
PGF
$642M
– –
-15,454
Closed -$222K
PNW icon
1280
Pinnacle West Capital
PNW
$11.5B
– –
-2,548
Closed -$208K
P
1281
Everpure Inc
P
$32.5B
– –
-5,664
Closed -$209K
PTMC icon
1282
Pacer Trendpilot US Mid Cap ETF
PTMC
$373M
– –
-8,300
Closed -$273K
QDF icon
1283
Northern Trust Quality Dividend ETF
QDF
$2.18B
– –
-3,481
Closed -$201K
RAVI icon
1284
Northern Trust Ultra-Short Fixed Income ETF
RAVI
$1.54B
– –
-11,937
Closed -$895K
RBC icon
1285
RBC Bearings
RBC
$15.4B
– –
-3,351
Closed -$729K
REET icon
1286
iShares Global REIT ETF
REET
$4.75B
– –
-17,559
Closed -$403K
REYN icon
1287
Reynolds Consumer Products
REYN
$4.73B
– –
-8,123
Closed -$229K
RING icon
1288
iShares MSCI Global Gold Miners ETF
RING
$2.36B
– –
-9,456
Closed -$220K
SA
1289
Seabridge Gold
SA
$3.15B
– –
-16,860
Closed -$203K
SDOG icon
1290
ALPS Sector Dividend Dogs ETF
SDOG
$1.4B
– –
-4,344
Closed -$217K
SKOR icon
1291
Northern Trust Credit-Scored US Corporate Bond ETF
SKOR
$756M
– –
-16,915
Closed -$793K
SPY icon
1292
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$795B
– –
-13,100
Closed -$5.81K
SSRM icon
1293
SSR Mining
SSRM
$7.18B
– –
-16,686
Closed -$237K
STM icon
1294
STMicroelectronics
STM
$42.9B
– –
-4,063
Closed -$203K
STXE icon
1295
Strive Emerging Markets ex-China ETF
STXE
$143M
– –
-8,130
Closed -$214K
TDVG icon
1296
T. Rowe Price Dividend Growth ETF
TDVG
$1.42B
– –
-45,526
Closed -$1.52M
TILT icon
1297
Northern Trust Morningstar US Market Factor Tilt ETF
TILT
$2.19B
– –
-1,200
Closed -$202K
TPLC icon
1298
Timothy Plan US Large/Mid Cap Core ETF
TPLC
$310M
– –
-30,521
Closed -$1.1M
TPSC icon
1299
Timothy Plan US Small Cap Core ETF
TPSC
$368M
– –
-24,518
Closed -$782K
TQQQ icon
1300
CALL
ProShares UltraPro QQQ
TQQQ
$34.1B
– –
-120,000
Closed -$2.46K
49 50 51
52
53

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Sigma Planning Corp's Q3 2023 Portfolio in Review

As of Q3 2023, Sigma Planning Corp held 1,324 positions worth $2.67B, down 4.2% from $2.78B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp's Q3 2023 filing shows 121 new, 493 increased, 556 reduced and 129 closed positions. Its largest new stake was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M. The largest sale was Apple, an estimated $5.16M.

By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 60% a quarter earlier, followed by Technology and Healthcare.

  • Sigma Planning Corp's largest Q3 2023 buy was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M.
  • Sigma Planning Corp added most to AbbVie in Q3 2023, an estimated $5.08M increase.
  • Sigma Planning Corp's biggest Q3 2023 reduction was Apple, cutting an estimated $5.16M.
  • Sigma Planning Corp fully exited FT Vest Gold Strategy Target Income ETF in Q3 2023, selling an estimated $2.89M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.67B portfolio in Q3 2023.
  • Sigma Planning Corp opened 121 new positions and closed 129 in Q3 2023.
  • Sigma Planning Corp's portfolio value fell 4.2% quarter-over-quarter to $2.67B.

Based on Sigma Planning Corp's 13F filing for Q3 2023, filed 6 Nov 2023.