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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.51%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.13B
AUM Growth
+$190M
Cap. Flow
+$76.3M
Cap. Flow %
2.44%
Top 10 Hldgs %
18.65%
Holding
1,432
New
237
Increased
632
Reduced
426
Closed
107

Top Buys

Rank Stock Value
1
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
+$13M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.73M
3
TPR icon
Tapestry
TPR
+$8.3M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$8.22M
5
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$7.78M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.1M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$13.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$12.2M
5
GLD icon
SPDR Gold Trust
GLD
+$9.82M

Sector Composition

Rank Sector Weight
1 Technology 10.1%
2 Consumer Discretionary 6.28%
3 Financials 4.79%
4 Healthcare 4.54%
5 Communication Services 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIXY icon
1276
ProShares VIX Short-Term Futures ETF
VIXY
$211M
$112K ﹤0.01%
150
-274
-65% -$280K
SQFT icon
1277
Presidio Property Trust
SQFT
$111K ﹤0.01%
+3,023
New +$114K
IGR
1278
CBRE Global Real Estate Income Fund
IGR
$712M
$109K ﹤0.01%
13,963
+3,051
+28% +$22.1K
STEX
1279
Streamex Corp
STEX
$76.7M
$105K ﹤0.01%
+2,442
New +$114K
NNDM
1280
Nano Dimension
NNDM
$309M
$105K ﹤0.01%
12,182
+436
+4% +$5.01K
SOS
1281
SOS Limited
SOS
$18.2M
$105K ﹤0.01%
+28
New +$110K
RWT
1282
Redwood Trust
RWT
$616M
$104K ﹤0.01%
10,000
– –
ACTG icon
1283
Acacia Research
ACTG
$450M
$98K ﹤0.01%
+14,700
New +$92.6K
EXG icon
1284
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
$93K ﹤0.01%
+10,021
New +$90K
KALA icon
1285
KALA BIO
KALA
$11.8M
$92K ﹤0.01%
+5
New +$97.6K
ARLP icon
1286
Alliance Resource Partners
ARLP
$3.18B
$90K ﹤0.01%
15,600
-4,452
-22% -$25.6K
ABUS icon
1287
Arbutus Biopharma
ABUS
$865M
$88K ﹤0.01%
+26,290
New +$101K
BB icon
1288
BlackBerry
BB
$5.01B
$88K ﹤0.01%
10,480
-9,089
-46% -$102K
MMT
1289
Aberdeen Multi-Market Income Fund
MMT
$237M
$88K ﹤0.01%
+13,610
New +$84.7K
AFMD
1290
DELISTED
Affimed
AFMD
$86K ﹤0.01%
+1,082
New +$70.2K
GAB icon
1291
Gabelli Equity Trust
GAB
$1.74B
$83K ﹤0.01%
12,478
-17,978
-59% -$115K
AYTU icon
1292
AYTU BioPharma
AYTU
$23.2M
$81K ﹤0.01%
+536
New +$85.1K
AUY
1293
DELISTED
Yamana Gold, Inc.
AUY
$79K ﹤0.01%
18,270
+6
+0% +$29
NOK icon
1294
Nokia
NOK
$50.8B
$78K ﹤0.01%
19,768
+472
+2% +$1.97K
CEMI
1295
DELISTED
Chembio diagnostics, Inc.
CEMI
$77K ﹤0.01%
21,800
+400
+2% +$2.23K
LQDA icon
1296
Liquidia Corp
LQDA
$7.67B
$76K ﹤0.01%
28,390
-2,350
-8% -$6.94K
MARK
1297
DELISTED
Remark Holdings, Inc.
MARK
$76K ﹤0.01%
+3,350
New +$95.4K
ADAM
1298
Adamas Trust
ADAM
$777M
$72K ﹤0.01%
4,002
+19
+0.5% +$313
ONCS
1299
DELISTED
OncoSec Medical Incorporated
ONCS
$69K ﹤0.01%
659
-832
-56% -$114K
OPK icon
1300
Opko Health
OPK
$921M
$66K ﹤0.01%
15,402
– –
50 51
52
53 54

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Sigma Planning Corp's Q1 2021 Portfolio in Review

As of Q1 2021, Sigma Planning Corp held 1,432 positions worth $3.13B, up 6.5% from $2.94B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q1 2021 filing shows 237 new, 632 increased, 426 reduced and 107 closed positions. Its largest new stake was Tapestry: 215,385 shares worth $8.88M. The largest sale was iShares 7-10 Year Treasury Bond ETF, an estimated $21.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q1 2021 buy was Tapestry: 215,385 shares worth $8.88M.
  • Sigma Planning Corp added most to Pacer Trendpilot US Bond ETF in Q1 2021, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $21.7M.
  • Sigma Planning Corp fully exited Invesco CurrencyShares Japanese Yen Trust in Q1 2021, selling an estimated $8.35M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.13B portfolio in Q1 2021.
  • Sigma Planning Corp opened 237 new positions and closed 107 in Q1 2021.
  • Sigma Planning Corp's portfolio value rose 6.5% quarter-over-quarter to $3.13B.

Based on Sigma Planning Corp's 13F filing for Q1 2021, filed 6 May 2021.