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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.05%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.26B
AUM Growth
+$109M
Cap. Flow
-$54.8M
Cap. Flow %
-1.68%
Top 10 Hldgs %
26.03%
Holding
1,293
New
103
Increased
489
Reduced
584
Closed
82

Top Buys

Rank Stock Value
1
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$18.8M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$4.28M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$3.47M
4
FTGS icon
First Trust Growth Strength ETF
FTGS
+$3.34M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$3.04M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$7.81M
2
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$6.37M
3
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$6.07M
4
AAPL icon
Apple
AAPL
+$5.5M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.42M

Sector Composition

Rank Sector Weight
1 Technology 13.13%
2 Consumer Discretionary 4.22%
3 Healthcare 4.12%
4 Financials 4.1%
5 Industrials 3.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LYB icon
1251
LyondellBasell Industries
LYB
$19.5B
– –
-2,809
Closed -$269K
LYFT icon
1252
Lyft
LYFT
$5.39B
– –
-12,905
Closed -$182K
MIY icon
1253
BlackRock MuniYield Michigan Quality Fund
MIY
$354M
– –
-13,772
Closed -$158K
MRNA icon
1254
Moderna
MRNA
$21.5B
– –
-1,939
Closed -$230K
MSOS icon
1255
AdvisorShares Pure US Cannabis ETF
MSOS
$864M
– –
-13,618
Closed -$99.8K
NJAN icon
1256
Innovator Growth-100 Power Buffer ETF January
NJAN
$349M
– –
-5,885
Closed -$267K
NVDA icon
1257
CALL
NVIDIA
NVDA
$5.01T
– –
-8,400
Closed -$249K
NVT icon
1258
nVent Electric
NVT
$24.5B
– –
-2,826
Closed -$217K
NWL icon
1259
PUT
Newell Brands
NWL
$2.16B
– –
-28,900
Closed -$1.57K
NXPI icon
1260
NXP Semiconductors
NXPI
$68B
– –
-1,431
Closed -$385K
OLED icon
1261
PUT
Universal Display
OLED
$3.71B
– –
-11,400
Closed -$2.57K
PAMC icon
1262
Pacer Lunt MidCap Multi-Factor Alternator ETF
PAMC
$54.5M
– –
-110,679
Closed -$4.87M
PCT icon
1263
PureCycle Technologies
PCT
$1.17B
– –
-29,181
Closed -$173K
PPG icon
1264
PPG Industries
PPG
$25.9B
– –
-2,021
Closed -$254K
PYLD icon
1265
PIMCO Multi Sector Bond Active ETF
PYLD
$14.8B
– –
-13,976
Closed -$358K
QCLN icon
1266
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$633M
– –
-13,864
Closed -$472K
QFLR icon
1267
Innovator Nasdaq-100 Managed Floor ETF
QFLR
$520M
– –
-7,781
Closed -$213K
RFI
1268
Cohen & Steers Total Return Realty Fund
RFI
$313M
– –
-11,367
Closed -$131K
SIRI icon
1269
SiriusXM
SIRI
$10B
– –
-1,051
Closed -$29.7K
SNV
1270
DELISTED
Synovus
SNV
– –
-6,762
Closed -$272K
SPY icon
1271
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$778B
– –
-37,700
Closed -$26.3K
STEM icon
1272
Stem
STEM
$49.2M
– –
-1,800
Closed -$40K
SVC
1273
Service Properties Trust
SVC
$1.1B
– –
-5,580
Closed -$143K
TEAM icon
1274
Atlassian
TEAM
$22B
– –
-1,152
Closed -$204K
TFLO icon
1275
iShares Treasury Floating Rate Bond ETF
TFLO
$6.56B
– –
-6,666
Closed -$338K
48 49 50
51
52

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BPS
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ACM
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WWA
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Sigma Planning Corp's Q3 2024 Portfolio in Review

As of Q3 2024, Sigma Planning Corp held 1,293 positions worth $3.26B, up 3.4% from $3.16B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2024 filing shows 103 new, 489 increased, 584 reduced and 82 closed positions. Its largest new stake was iShares 10+ Year Investment Grade Corporate Bond ETF: 360,181 shares worth $19.3M. The largest sale was Invesco QQQ Trust, an estimated $7.81M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2024 buy was iShares 10+ Year Investment Grade Corporate Bond ETF: 360,181 shares worth $19.3M.
  • Sigma Planning Corp added most to Schwab US Large-Cap Growth ETF in Q3 2024, an estimated $4.28M increase.
  • Sigma Planning Corp's biggest Q3 2024 reduction was Invesco QQQ Trust, cutting an estimated $7.81M.
  • Sigma Planning Corp fully exited Pacer Lunt MidCap Multi-Factor Alternator ETF in Q3 2024, selling an estimated $4.87M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.26B portfolio in Q3 2024.
  • Sigma Planning Corp opened 103 new positions and closed 82 in Q3 2024.
  • Sigma Planning Corp's portfolio value rose 3.4% quarter-over-quarter to $3.26B.

Based on Sigma Planning Corp's 13F filing for Q3 2024, filed 4 Nov 2024.