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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.42%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.32B
AUM Growth
-$30.1M
Cap. Flow
+$18.8M
Cap. Flow %
0.57%
Top 10 Hldgs %
19.8%
Holding
1,540
New
127
Increased
671
Reduced
531
Closed
168

Top Buys

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$13.7M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$9.67M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$8.51M
4
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$8.04M
5
RPG icon
Invesco S&P 500 Pure Growth ETF
RPG
+$7.21M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$11.9M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$10.3M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$7.75M
4
RPV icon
Invesco S&P 500 Pure Value ETF
RPV
+$7.34M
5
BBWI icon
Bath & Body Works
BBWI
+$7.26M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Consumer Discretionary 5.83%
3 Financials 4.89%
4 Healthcare 4.72%
5 Communication Services 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ECHO
1251
DELISTED
Echo Global Logistics, Inc.
ECHO
$208K 0.01%
+4,365
New +$151K
AWP
1252
abrdn Global Premier Properties Fund
AWP
$378M
$207K 0.01%
11,374
+426
+4% +$8.4K
CHDN icon
1253
Churchill Downs
CHDN
$6.15B
$207K 0.01%
+1,724
New +$175K
FDNI icon
1254
First Trust Dow Jones International Internet ETF
FDNI
$31M
$207K 0.01%
5,166
-900
-15% -$38.5K
SPYD icon
1255
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.68B
$207K 0.01%
5,297
– –
BGFV
1256
DELISTED
Big 5 Sporting Goods
BGFV
$206K 0.01%
8,955
-2,658
-23% -$65.2K
RY icon
1257
Royal Bank of Canada
RY
$291B
$206K 0.01%
2,071
-10
-0.5% -$1.02K
BLFS icon
1258
BioLife Solutions
BLFS
$1.46B
$205K 0.01%
4,850
– –
PWR icon
1259
Quanta Services
PWR
$93.1B
$205K 0.01%
+1,801
New +$181K
TLRY icon
1260
Tilray
TLRY
$498M
$205K 0.01%
1,812
-687
-27% -$94.2K
VMO icon
1261
Invesco Municipal Opportunity Trust
VMO
$653M
$205K 0.01%
14,945
+1,048
+8% +$14.4K
MITK icon
1262
Mitek Systems
MITK
$768M
$204K 0.01%
11,000
-2,200
-17% -$44.6K
WDC icon
1263
Western Digital
WDC
$172B
$204K 0.01%
4,783
-926
-16% -$44K
SNY icon
1264
Sanofi
SNY
$105B
$203K 0.01%
4,202
+369
+10% +$18.8K
TAP icon
1265
Molson Coors Class B
TAP
$7.71B
$203K 0.01%
4,374
-2,168
-33% -$106K
EL icon
1266
Estee Lauder
EL
$30.1B
$202K 0.01%
+673
New +$220K
HOLX
1267
DELISTED
Hologic
HOLX
$201K 0.01%
2,724
-2,364
-46% -$177K
PAUG icon
1268
Innovator US Equity Power Buffer ETF August
PAUG
$859M
$201K 0.01%
+6,880
New +$203K
RITM icon
1269
Rithm Capital
RITM
$5.15B
$201K 0.01%
18,305
+1,271
+7% +$13.1K
RS icon
1270
Reliance Steel & Aluminium
RS
$20.6B
$201K 0.01%
1,414
+8
+0.6% +$1.2K
DRSK icon
1271
Aptus Defined Risk ETF
DRSK
$1.5B
$200K 0.01%
7,000
-1,531
-18% -$45.2K
ET icon
1272
Energy Transfer Partners
ET
$68.5B
$200K 0.01%
20,833
-3,534
-15% -$33.9K
BCX icon
1273
BlackRock Resources & Commodities Strategy Trust
BCX
$894M
$198K 0.01%
22,148
-370
-2% -$3.38K
AVK
1274
Advent Convertible and Income Fund
AVK
$543M
$191K 0.01%
10,883
-1,202
-10% -$22.3K
KYNB
1275
Kyntra Bio
KYNB
$28.5M
$190K 0.01%
+745
New +$264K
49 50
51
52 53

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Sigma Planning Corp's Q3 2021 Portfolio in Review

As of Q3 2021, Sigma Planning Corp held 1,540 positions worth $3.32B, down 0.9% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q3 2021 filing shows 127 new, 671 increased, 531 reduced and 168 closed positions. Its largest new stake was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M. The largest sale was Invesco S&P 500 High Beta ETF, an estimated $11.9M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q3 2021 buy was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M.
  • Sigma Planning Corp added most to Schwab US Large-Cap Growth ETF in Q3 2021, an estimated $13.7M increase.
  • Sigma Planning Corp's biggest Q3 2021 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $11.9M.
  • Sigma Planning Corp fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $7.34M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.32B portfolio in Q3 2021.
  • Sigma Planning Corp opened 127 new positions and closed 168 in Q3 2021.
  • Sigma Planning Corp's portfolio value fell 0.9% quarter-over-quarter to $3.32B.

Based on Sigma Planning Corp's 13F filing for Q3 2021, filed 28 Oct 2021.