We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-3.05%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.67B
AUM Growth
-$117M
Cap. Flow
+$7.73M
Cap. Flow %
0.29%
Top 10 Hldgs %
22.23%
Holding
1,324
New
121
Increased
493
Reduced
556
Closed
129

Top Buys

Rank Stock Value
1
XAUG icon
FT Vest US Equity Enhance & Moderate Buffer ETF August
XAUG
+$11M
2
ABBV icon
AbbVie
ABBV
+$5.08M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$4.55M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$3.89M
5
ABT icon
Abbott
ABT
+$3.79M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$5.16M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.76M
3
AZO icon
AutoZone
AZO
+$3.74M
4
TSLA icon
Tesla
TSLA
+$3.66M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.53M

Sector Composition

Rank Sector Weight
1 Technology 11.22%
2 Healthcare 4.66%
3 Consumer Discretionary 4.34%
4 Financials 4.17%
5 Industrials 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DWAS icon
1226
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$435M
– –
-3,657
Closed -$288K
DY icon
1227
Dycom Industries
DY
$12.9B
– –
-2,030
Closed -$231K
EDV icon
1228
Vanguard World Funds Extended Duration ETF
EDV
$3.3B
– –
-6,913
Closed -$602K
EMN icon
1229
Eastman Chemical
EMN
$7.8B
– –
-3,338
Closed -$280K
ENPH icon
1230
Enphase Energy
ENPH
$4.84B
– –
-1,617
Closed -$271K
EQWL icon
1231
Invesco S&P 100 Equal Weight ETF
EQWL
$2.69B
– –
-4,778
Closed -$389K
EUSA icon
1232
iShares MSCI USA Equal Weighted ETF
EUSA
$1.84B
– –
-5,525
Closed -$435K
KYNB
1233
Kyntra Bio
KYNB
$28.5M
– –
-1,878
Closed -$127K
FNV icon
1234
Franco-Nevada
FNV
$41.4B
– –
-2,361
Closed -$337K
FOUR icon
1235
Shift4
FOUR
$3.84B
– –
-5,625
Closed -$382K
FRME icon
1236
First Merchants
FRME
$2.72B
– –
-7,101
Closed -$200K
FSLR icon
1237
First Solar
FSLR
$21.8B
– –
-1,109
Closed -$211K
GSY icon
1238
Invesco Ultra Short Duration ETF
GSY
$3.82B
– –
-23,515
Closed -$1.17M
HCA icon
1239
HCA Healthcare
HCA
$84.8B
– –
-687
Closed -$209K
HIMS icon
1240
Hims & Hers Health
HIMS
$6.5B
– –
-40,550
Closed -$381K
HMOP icon
1241
Hartford Municipal Opportunities ETF
HMOP
$777M
– –
-8,789
Closed -$334K
HNRG icon
1242
Hallador Energy
HNRG
$718M
– –
-10,000
Closed -$85.7K
HYGV icon
1243
FlexShares High Yield Value-Scored Bond Index Fund
HYGV
$1.09B
– –
-12,130
Closed -$491K
IBDR icon
1244
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
$3.46B
– –
-9,903
Closed -$232K
ICE icon
1245
Intercontinental Exchange
ICE
$82.4B
– –
-1,821
Closed -$206K
IDMO icon
1246
Invesco S&P International Developed Momentum ETF
IDMO
$3.99B
– –
-12,227
Closed -$404K
IGLD icon
1247
FT Vest Gold Strategy Target Income ETF
IGLD
$507M
– –
-151,227
Closed -$2.89M
IHF icon
1248
iShares US Healthcare Providers ETF
IHF
$1.18B
– –
-4,385
Closed -$225K
IQDF icon
1249
FlexShares International Quality Dividend Index Fund
IQDF
$1.13B
– –
-17,780
Closed -$394K
IQDG icon
1250
WisdomTree International Quality Dividend Growth Fund
IQDG
$696M
– –
-12,263
Closed -$422K
48 49
50
51 52

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q3 2023 Portfolio in Review

As of Q3 2023, Sigma Planning Corp held 1,324 positions worth $2.67B, down 4.2% from $2.78B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp's Q3 2023 filing shows 121 new, 493 increased, 556 reduced and 129 closed positions. Its largest new stake was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M. The largest sale was Apple, an estimated $5.16M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2023 buy was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M.
  • Sigma Planning Corp added most to AbbVie in Q3 2023, an estimated $5.08M increase.
  • Sigma Planning Corp's biggest Q3 2023 reduction was Apple, cutting an estimated $5.16M.
  • Sigma Planning Corp fully exited FT Vest Gold Strategy Target Income ETF in Q3 2023, selling an estimated $2.89M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.67B portfolio in Q3 2023.
  • Sigma Planning Corp opened 121 new positions and closed 129 in Q3 2023.
  • Sigma Planning Corp's portfolio value fell 4.2% quarter-over-quarter to $2.67B.

Based on Sigma Planning Corp's 13F filing for Q3 2023, filed 6 Nov 2023.