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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.42%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.32B
AUM Growth
-$30.1M
Cap. Flow
+$18.8M
Cap. Flow %
0.57%
Top 10 Hldgs %
19.8%
Holding
1,540
New
127
Increased
671
Reduced
531
Closed
168

Top Buys

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$13.7M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$9.67M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$8.51M
4
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$8.04M
5
RPG icon
Invesco S&P 500 Pure Growth ETF
RPG
+$7.21M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$11.9M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$10.3M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$7.75M
4
RPV icon
Invesco S&P 500 Pure Value ETF
RPV
+$7.34M
5
BBWI icon
Bath & Body Works
BBWI
+$7.26M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Consumer Discretionary 5.83%
3 Financials 4.89%
4 Healthcare 4.72%
5 Communication Services 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
POOL icon
1226
Pool Corp
POOL
$6.73B
$218K 0.01%
501
-10
-2% -$4.74K
URTH icon
1227
iShares MSCI World ETF
URTH
$7.91B
$217K 0.01%
1,718
– –
SONY icon
1228
Sony
SONY
$131B
$216K 0.01%
+9,755
New +$204K
A icon
1229
Agilent Technologies
A
$38.9B
$215K 0.01%
+1,366
New +$221K
JCI icon
1230
Johnson Controls International
JCI
$87.5B
$215K 0.01%
3,154
+49
+2% +$3.54K
XMHQ icon
1231
Invesco S&P MidCap Quality ETF
XMHQ
$5.44B
$215K 0.01%
2,825
-362
-11% -$28K
MAS icon
1232
Masco
MAS
$16.4B
$214K 0.01%
3,857
-49
-1% -$2.91K
OMC icon
1233
Omnicom Group
OMC
$23.5B
$214K 0.01%
2,959
-154
-5% -$11.4K
SUI icon
1234
Sun Communities
SUI
$15B
$214K 0.01%
+1,155
New +$223K
GGN
1235
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$762M
$213K 0.01%
57,047
+1,946
+4% +$7.54K
NXPI icon
1236
NXP Semiconductors
NXPI
$67.6B
$213K 0.01%
1,085
-14
-1% -$2.91K
PNW icon
1237
Pinnacle West Capital
PNW
$12.8B
$213K 0.01%
+2,948
New +$234K
EAGG icon
1238
iShares ESG Aware US Aggregate Bond ETF
EAGG
$4.98B
$212K 0.01%
+3,837
New +$214K
ERTH icon
1239
Invesco MSCI Sustainable Future ETF
ERTH
$133M
$212K 0.01%
3,354
-82
-2% -$5.43K
JPI
1240
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$212K 0.01%
8,550
– –
FANG icon
1241
Diamondback Energy
FANG
$55.1B
$211K 0.01%
2,230
-5,827
-72% -$468K
PAYC icon
1242
Paycom
PAYC
$7.05B
$211K 0.01%
+425
New +$189K
TOKE
1243
DELISTED
Cambria Cannabis ETF
TOKE
$210K 0.01%
14,944
-1,595
-10% -$25.1K
AOD
1244
abrdn Total Dynamic Dividend Fund
AOD
$1.1B
$209K 0.01%
21,471
+3,368
+19% +$34.5K
IWC icon
1245
iShares Micro-Cap ETF
IWC
$1.45B
$209K 0.01%
1,451
-2,150
-60% -$312K
PFFD icon
1246
Global X US Preferred ETF
PFFD
$2.14B
$209K 0.01%
8,118
-268
-3% -$6.97K
RQI icon
1247
Cohen & Steers Quality Income Realty Fund
RQI
$1.71B
$209K 0.01%
14,004
-267
-2% -$4.26K
SRNE
1248
CALL
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$209K 0.01%
27,400
+14,400
+111% +$122K
ASH icon
1249
Ashland
ASH
$3.04B
$208K 0.01%
2,330
– –
EWW icon
1250
iShares MSCI Mexico ETF
EWW
$1.91B
$208K 0.01%
4,320
-87
-2% -$4.27K
48 49
50
51 52

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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2021 Portfolio in Review

As of Q3 2021, Sigma Planning Corp held 1,540 positions worth $3.32B, down 0.9% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q3 2021 filing shows 127 new, 671 increased, 531 reduced and 168 closed positions. Its largest new stake was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M. The largest sale was Invesco S&P 500 High Beta ETF, an estimated $11.9M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q3 2021 buy was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M.
  • Sigma Planning Corp added most to Schwab US Large-Cap Growth ETF in Q3 2021, an estimated $13.7M increase.
  • Sigma Planning Corp's biggest Q3 2021 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $11.9M.
  • Sigma Planning Corp fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $7.34M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.32B portfolio in Q3 2021.
  • Sigma Planning Corp opened 127 new positions and closed 168 in Q3 2021.
  • Sigma Planning Corp's portfolio value fell 0.9% quarter-over-quarter to $3.32B.

Based on Sigma Planning Corp's 13F filing for Q3 2021, filed 28 Oct 2021.