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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+13.87%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.94B
AUM Growth
+$414M
Cap. Flow
+$127M
Cap. Flow %
4.31%
Top 10 Hldgs %
21.71%
Holding
1,278
New
217
Increased
493
Reduced
461
Closed
84

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$10.7M
2
PWR icon
Quanta Services
PWR
+$9.65M
3
FXY icon
Invesco CurrencyShares Japanese Yen Trust
FXY
+$8.25M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.57M
5
FDX icon
FedEx
FDX
+$6.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$16.9M
2
GLD icon
SPDR Gold Trust
GLD
+$10.6M
3
SPGI icon
S&P Global
SPGI
+$6.46M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.35M
5
NVDA icon
NVIDIA
NVDA
+$5.76M

Sector Composition

Rank Sector Weight
1 Technology 11.39%
2 Consumer Discretionary 6%
3 Healthcare 4.74%
4 Industrials 4.21%
5 Communication Services 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GYLD icon
1226
Arrow Dow Jones Global Yield ETF
GYLD
$36.6M
– –
-10,049
Closed -$112K
HIX
1227
Western Asset High Income Fund II
HIX
$352M
– –
-11,559
Closed -$74K
BRSL
1228
Brightstar Lottery PLC
BRSL
$1.93B
– –
-11,051
Closed -$123K
INFY icon
1229
Infosys
INFY
$47.4B
– –
-10,133
Closed -$140K
IOVA icon
1230
Iovance Biotherapeutics
IOVA
$2.19B
– –
-7,461
Closed -$246K
IVOL icon
1231
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$270M
– –
-9,016
Closed -$247K
IWO icon
1232
PUT
iShares Russell 2000 Growth ETF
IWO
$14.4B
– –
-8,600
Closed -$1.91M
IYJ icon
1233
iShares US Industrials ETF
IYJ
$2B
– –
-3,468
Closed -$290K
JBHT icon
1234
JB Hunt Transport Services
JBHT
$26.4B
– –
-13,373
Closed -$1.69M
JPM icon
1235
PUT
JPMorgan Chase
JPM
$947B
– –
-4,000
Closed -$385K
KBH icon
1236
KB Home
KBH
$3.53B
– –
-6,010
Closed -$231K
LADR
1237
Ladder Capital
LADR
$1.24B
– –
-63,841
Closed -$455K
MNA icon
1238
IQ ARB Merger Arbitrage ETF
MNA
$252M
– –
-9,418
Closed -$317K
MSFT icon
1239
CALL
Microsoft
MSFT
$2.89T
– –
-1,000
Closed -$210K
NAPR icon
1240
Innovator Growth-100 Power Buffer ETF April
NAPR
$208M
– –
-10,225
Closed -$357K
NAT icon
1241
Nordic American Tanker
NAT
$1.37B
– –
-25,176
Closed -$88K
PD icon
1242
PagerDuty
PD
$753M
– –
-8,871
Closed -$240K
PDS
1243
Precision Drilling
PDS
$1.04B
– –
-1,000
Closed -$13K
RSPH icon
1244
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$751M
– –
-11,720
Closed -$276K
RWX icon
1245
State Street SPDR Dow Jones International Real Estate ETF
RWX
$265M
– –
-6,844
Closed -$203K
SEDG icon
1246
SolarEdge
SEDG
$2.62B
– –
-1,970
Closed -$470K
SNA icon
1247
Snap-on
SNA
$21.1B
– –
-2,443
Closed -$360K
STAG icon
1248
STAG Industrial
STAG
$7.77B
– –
-6,563
Closed -$200K
SWX icon
1249
Southwest Gas
SWX
$6.66B
– –
-5,886
Closed -$371K
TGB
1250
Trekor Metals
TGB
$2.6B
– –
-40,000
Closed -$42K
47 48 49
50
51

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Sigma Planning Corp's Q4 2020 Portfolio in Review

As of Q4 2020, Sigma Planning Corp held 1,278 positions worth $2.94B, up 16% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $127M of net new capital in Q4 2020, opening 217 new positions and adding to 493 existing holdings. Its largest new stake was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $16.9M trimmed.

  • Sigma Planning Corp's largest Q4 2020 buy was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.
  • Sigma Planning Corp added most to Vanguard S&P 500 ETF in Q4 2020, an estimated $6.57M increase.
  • Sigma Planning Corp's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $16.9M.
  • Sigma Planning Corp fully exited Big Lots, Inc. in Q4 2020, selling an estimated $4.09M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.94B portfolio in Q4 2020.
  • Sigma Planning Corp opened 217 new positions and closed 84 in Q4 2020.
  • Sigma Planning Corp's portfolio value rose 16% quarter-over-quarter to $2.94B.

Based on Sigma Planning Corp's 13F filing for Q4 2020, filed 9 Feb 2021.