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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.9%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.01B
AUM Growth
+$212M
Cap. Flow
+$69.9M
Cap. Flow %
2.32%
Top 10 Hldgs %
20.05%
Holding
1,384
New
123
Increased
566
Reduced
572
Closed
89

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12.2M
2
GLD icon
SPDR Gold Trust
GLD
+$8.86M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.77M
4
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$7.48M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$6.77M

Top Sells

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$5.92M
2
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$5.7M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$5.18M
4
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$4.65M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$4.61M

Sector Composition

Rank Sector Weight
1 Technology 10.47%
2 Healthcare 4.8%
3 Consumer Discretionary 4.45%
4 Financials 4.25%
5 Industrials 3.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLP icon
101
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$6.49M 0.22%
86,875
-3,986
-4% -$292K
DTE icon
102
DTE Energy
DTE
$31.1B
$6.42M 0.21%
58,653
+1,932
+3% +$216K
TLT icon
103
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$6.42M 0.21%
60,319
+2,988
+5% +$313K
FXZ icon
104
First Trust Materials AlphaDEX Fund
FXZ
$378M
$6.4M 0.21%
+97,988
New +$6.56M
SYK icon
105
Stryker
SYK
$127B
$6.38M 0.21%
22,344
+12,322
+123% +$3.27M
IJS icon
106
iShares S&P Small-Cap 600 Value ETF
IJS
$8.11B
$6.31M 0.21%
67,378
-12,779
-16% -$1.25M
HYLS icon
107
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$6.23M 0.21%
156,687
+111,343
+246% +$4.43M
BSCO
108
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$6.17M 0.21%
299,642
+8,814
+3% +$181K
BSV icon
109
Vanguard Short-Term Bond ETF
BSV
$44.6B
$5.99M 0.2%
78,363
+5,815
+8% +$441K
BSCN
110
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$5.95M 0.2%
282,369
-6,019
-2% -$127K
DE icon
111
Deere & Co
DE
$170B
$5.95M 0.2%
14,409
+462
+3% +$191K
T icon
112
AT&T
T
$165B
$5.91M 0.2%
306,828
-48,215
-14% -$921K
FXN icon
113
First Trust Energy AlphaDEX Fund
FXN
$398M
$5.9M 0.2%
380,081
+116,449
+44% +$1.91M
BAC icon
114
Bank of America
BAC
$435B
$5.84M 0.19%
204,365
-16,087
-7% -$531K
IJT icon
115
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
$5.78M 0.19%
52,545
+11,869
+29% +$1.34M
NOBL icon
116
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
$5.76M 0.19%
126,188
-14,986
-11% -$682K
IUSB icon
117
iShares Core Universal USD Bond ETF
IUSB
$42.6B
$5.72M 0.19%
124,003
+78,732
+174% +$3.6M
HDV
118
iShares Core High Dividend ETF
HDV
$14.4B
$5.7M 0.19%
280,110
+17,530
+7% +$360K
BMY icon
119
Bristol-Myers Squibb
BMY
$127B
$5.54M 0.18%
79,933
-2,289
-3% -$161K
IBM icon
120
IBM
IBM
$202B
$5.51M 0.18%
42,065
-740
-2% -$99K
ISTB icon
121
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.08B
$5.43M 0.18%
115,143
-99,260
-46% -$4.65M
FENY icon
122
Fidelity MSCI Energy Index ETF
FENY
$2.02B
$5.38M 0.18%
239,967
+1,239
+0.5% +$28.8K
DDEC icon
123
FT Vest US Equity Deep Buffer ETF December
DDEC
$426M
$5.31M 0.18%
165,858
-260
-0.2% -$8.17K
FV icon
124
First Trust Dorsey Wright Focus 5 ETF
FV
$3.61B
$5.29M 0.18%
117,353
+93,727
+397% +$4.37M
XLU icon
125
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
$5.26M 0.17%
155,478
-16,688
-10% -$566K
3 4
5
6 7

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Sigma Planning Corp's Q1 2023 Portfolio in Review

As of Q1 2023, Sigma Planning Corp held 1,384 positions worth $3.01B, up 7.6% from $2.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q1 2023 filing shows 123 new, 566 increased, 572 reduced and 89 closed positions. Its largest new stake was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M. The largest sale was iShares TIPS Bond ETF, an estimated $5.92M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2023 buy was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M.
  • Sigma Planning Corp added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2023, an estimated $12.2M increase.
  • Sigma Planning Corp's biggest Q1 2023 reduction was iShares TIPS Bond ETF, cutting an estimated $5.92M.
  • Sigma Planning Corp fully exited FT Vest US Equity Deep Buffer ETF March in Q1 2023, selling an estimated $4.35M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.01B portfolio in Q1 2023.
  • Sigma Planning Corp opened 123 new positions and closed 89 in Q1 2023.
  • Sigma Planning Corp's portfolio value rose 7.6% quarter-over-quarter to $3.01B.

Based on Sigma Planning Corp's 13F filing for Q1 2023, filed 8 May 2023.