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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
-13.25%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$2.88B
AUM Growth
-$461M
Cap. Flow
-$97.8M
Cap. Flow %
-3.4%
Top 10 Hldgs %
21.55%
Holding
1,473
New
111
Increased
546
Reduced
594
Closed
185

Top Buys

Rank Stock Value
1
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$10.8M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$7.86M
3
UUP icon
Invesco DB US Dollar Index Bullish Fund
UUP
+$6.51M
4
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
+$5.14M
5
XOM icon
ExxonMobil
XOM
+$4.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.8M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$17.5M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.5M
4
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
+$7.89M
5
AAPL icon
Apple
AAPL
+$7.81M

Sector Composition

Rank Sector Weight
1 Miscellaneous 61.55%
2 Technology 9.73%
3 Healthcare 5.01%
4 Consumer Discretionary 4.25%
5 Financials 4.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBM icon
101
IBM
IBM
$221B
$6.13M 0.21%
43,381
+9,043
+26% +$1.22M
JPST icon
102
JPMorgan Ultra-Short Income ETF
JPST
$41.2B
$5.99M 0.21%
119,521
-7,057
-6% -$354K
XLV icon
103
State Street Health Care Select Sector SPDR ETF
XLV
$44.6B
$5.98M 0.21%
46,647
-2,845
-6% -$373K
HYG icon
104
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.4B
$5.88M 0.2%
79,823
-5,885
-7% -$458K
BIV icon
105
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$5.88M 0.2%
75,653
+5,864
+8% +$460K
CAT icon
106
Caterpillar
CAT
$374B
$5.83M 0.2%
32,627
-575
-2% -$121K
ARKK icon
107
ARK Innovation ETF
ARKK
$6.44B
$5.81M 0.2%
145,745
+16,521
+13% +$786K
STPZ icon
108
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$540M
$5.78M 0.2%
110,448
-1,403
-1% -$74.9K
UPS icon
109
United Parcel Service
UPS
$87B
$5.77M 0.2%
31,633
+2,241
+8% +$409K
LLY icon
110
Eli Lilly
LLY
$1.02T
$5.76M 0.2%
17,763
+1,812
+11% +$544K
CVS icon
111
CVS Health
CVS
$124B
$5.75M 0.2%
62,039
+3,427
+6% +$334K
BSCN
112
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$5.72M 0.2%
273,279
+131,666
+93% +$2.77M
DVY icon
113
iShares Select Dividend ETF
DVY
$23.9B
$5.71M 0.2%
48,571
+9,827
+25% +$1.23M
DBC icon
114
Invesco DB Commodity Index Tracking Fund
DBC
$1.89B
$5.65M 0.2%
212,224
+2,381
+1% +$66.9K
BSCO
115
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$5.65M 0.2%
272,610
+132,144
+94% +$2.76M
ESGU icon
116
iShares ESG Aware MSCI USA ETF
ESGU
$18.2B
$5.55M 0.19%
66,158
-17,848
-21% -$1.63M
VEA icon
117
Vanguard FTSE Developed Markets ETF
VEA
$241B
$5.52M 0.19%
135,394
+3,202
+2% +$142K
MINT icon
118
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.5B
$5.48M 0.19%
55,285
-6,089
-10% -$607K
XLP icon
119
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.5B
$5.4M 0.19%
74,815
-6,924
-8% -$520K
VIG icon
120
Vanguard Dividend Appreciation ETF
VIG
$113B
$5.36M 0.19%
37,377
+3,107
+9% +$473K
HDV
121
iShares Core High Dividend ETF
HDV
$15.5B
$5.3M 0.18%
263,960
+39,310
+17% +$830K
SCHX icon
122
Schwab US Large- Cap ETF
SCHX
$74.5B
$5.24M 0.18%
352,107
+73,512
+26% +$1.19M
SO icon
123
Southern Company
SO
$101B
$5.21M 0.18%
73,018
+1,031
+1% +$75.7K
ADBE icon
124
Adobe
ADBE
$106B
$5.07M 0.18%
13,836
-2,426
-15% -$987K
ICSH icon
125
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.65B
$5.06M 0.18%
101,174
-43,278
-30% -$2.17M
3 4
5
6 7

Similar funds

PFM
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NMERB
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CS
CapitalatWork SA Auderghem $3.99B AUM 29.18% 1-Year Est. Return
AIM
Achmea Investment Management Zeist, Netherlands $4B AUM 31.99% 1-Year Est. Return
DAM
Davis Asset Management Sausalito, California $3.95B AUM 11.79% 1-Year Est. Return
RPGK
Retirement Planning Group (Kansas) Leawood, Kansas $3.94B AUM 18.64% 1-Year Est. Return
APP
Avantax Planning Partners Dubuque, Iowa $4.02B AUM 20% 1-Year Est. Return
SCTC
Sanibel Captiva Trust Company Sanibel, Florida $4.02B AUM 34.36% 1-Year Est. Return

Sigma Planning Corp's Q2 2022 Portfolio in Review

As of Q2 2022, Sigma Planning Corp held 1,473 positions worth $2.88B, down 14% from $3.34B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp withdrew a net $97.8M in Q2 2022, closing 185 positions and reducing 594 holdings. Its most notable exit was iShares 1-3 Year Treasury Bond ETF, an estimated $20.8M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 62% of assets, up from 57% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Sigma Planning Corp opened a new position in Invesco DB US Dollar Index Bullish Fund worth $6.64M.

  • Sigma Planning Corp's largest Q2 2022 buy was Invesco DB US Dollar Index Bullish Fund: 237,385 shares worth $6.64M.
  • Sigma Planning Corp added most to Pacer Trendpilot US Large Cap ETF in Q2 2022, an estimated $10.8M increase.
  • Sigma Planning Corp's biggest Q2 2022 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $17.5M.
  • Sigma Planning Corp fully exited iShares 1-3 Year Treasury Bond ETF in Q2 2022, selling an estimated $20.8M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.88B portfolio in Q2 2022.
  • Sigma Planning Corp opened 111 new positions and closed 185 in Q2 2022.
  • Sigma Planning Corp's portfolio value fell 14% quarter-over-quarter to $2.88B.

Based on Sigma Planning Corp's 13F filing for Q2 2022, filed 11 Aug 2022.