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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-2.76%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.34B
AUM Growth
-$250M
Cap. Flow
-$79.5M
Cap. Flow %
-2.38%
Top 10 Hldgs %
21.43%
Holding
1,518
New
135
Increased
612
Reduced
579
Closed
156

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$14.4M
2
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$11.9M
3
GLD icon
SPDR Gold Trust
GLD
+$11.8M
4
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$9.7M
5
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$9.18M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$24.8M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.7M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$11.6M
4
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$11.5M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$10.3M

Sector Composition

Rank Sector Weight
1 Technology 11.98%
2 Consumer Discretionary 5.15%
3 Healthcare 4.67%
4 Financials 4.53%
5 Communication Services 3.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEA icon
101
Vanguard FTSE Developed Markets ETF
VEA
$226B
$6.35M 0.19%
132,192
+213
+0.2% +$10.4K
UPS icon
102
United Parcel Service
UPS
$97.6B
$6.3M 0.19%
29,392
-12,259
-29% -$2.6M
PDI icon
103
PIMCO Dynamic Income Fund
PDI
$7.4B
$6.27M 0.19%
257,355
-7,498
-3% -$184K
VCSH icon
104
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$6.23M 0.19%
79,732
+44,904
+129% +$3.57M
BMY icon
105
Bristol-Myers Squibb
BMY
$127B
$6.21M 0.19%
84,986
-1,933
-2% -$130K
XLP icon
106
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$6.2M 0.19%
81,739
+6,324
+8% +$476K
AMD icon
107
Advanced Micro Devices
AMD
$851B
$6.16M 0.18%
56,370
-1,681
-3% -$201K
MINT icon
108
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$6.15M 0.18%
61,374
-2,120
-3% -$214K
STIP icon
109
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$6.13M 0.18%
58,410
+1,041
+2% +$110K
STPZ icon
110
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$511M
$6.09M 0.18%
111,851
+17,802
+19% +$975K
MOAT icon
111
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
$6.08M 0.18%
81,354
-823
-1% -$60.6K
FTRI icon
112
First Trust Exchange-Traded Fund II First Trust Indxx Global Natural Resources Income ETF
FTRI
$124M
$6.08M 0.18%
+366,899
New +$5.62M
INTC icon
113
Intel
INTC
$466B
$5.97M 0.18%
120,449
+10,784
+10% +$535K
CVS icon
114
CVS Health
CVS
$137B
$5.93M 0.18%
58,612
+702
+1% +$73.7K
MA icon
115
Mastercard
MA
$477B
$5.88M 0.18%
16,438
-1,023
-6% -$368K
LMT icon
116
Lockheed Martin
LMT
$134B
$5.85M 0.18%
13,252
-545
-4% -$221K
PYPL icon
117
PayPal
PYPL
$49.5B
$5.72M 0.17%
49,497
-72
-0.1% -$9.58K
BIV icon
118
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$5.72M 0.17%
69,789
+2,359
+3% +$199K
ACWV icon
119
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.26B
$5.67M 0.17%
54,045
-715
-1% -$73.8K
VIG icon
120
Vanguard Dividend Appreciation ETF
VIG
$111B
$5.56M 0.17%
34,270
-7,372
-18% -$1.19M
FTSL icon
121
First Trust Senior Loan Fund ETF
FTSL
$2.31B
$5.5M 0.16%
116,852
+1,260
+1% +$59.8K
FTSM icon
122
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$5.5M 0.16%
92,355
-130,862
-59% -$7.81M
DBC icon
123
Invesco DB Commodity Index Tracking Fund
DBC
$1.73B
$5.47M 0.16%
209,843
+159,729
+319% +$3.8M
QCOM icon
124
Qualcomm
QCOM
$176B
$5.43M 0.16%
35,553
+2,817
+9% +$472K
TXN icon
125
Texas Instruments
TXN
$255B
$5.32M 0.16%
29,012
-931
-3% -$164K
3 4
5
6 7

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BPS
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VPC
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WWA
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Sigma Planning Corp's Q1 2022 Portfolio in Review

As of Q1 2022, Sigma Planning Corp held 1,518 positions worth $3.34B, down 7% from $3.59B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q1 2022 filing shows 135 new, 612 increased, 579 reduced and 156 closed positions. Its largest new stake was VictoryShares US EQ Income Enhanced Volatility Wtd ETF: 114,873 shares worth $8.26M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $24.8M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q1 2022 buy was VictoryShares US EQ Income Enhanced Volatility Wtd ETF: 114,873 shares worth $8.26M.
  • Sigma Planning Corp added most to First Trust Value Line Dividend Fund in Q1 2022, an estimated $14.4M increase.
  • Sigma Planning Corp's biggest Q1 2022 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $24.8M.
  • Sigma Planning Corp fully exited iShares International Treasury Bond ETF in Q1 2022, selling an estimated $3.01M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.34B portfolio in Q1 2022.
  • Sigma Planning Corp opened 135 new positions and closed 156 in Q1 2022.
  • Sigma Planning Corp's portfolio value fell 7% quarter-over-quarter to $3.34B.

Based on Sigma Planning Corp's 13F filing for Q1 2022, filed 20 Apr 2022.