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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+6.51%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.13B
AUM Growth
+$190M
Cap. Flow
+$107M
Cap. Flow %
3.41%
Top 10 Hldgs %
18.65%
Holding
1,432
New
237
Increased
632
Reduced
426
Closed
107

Top Buys

Rank Stock Value
1
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
+$13M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.73M
3
TPR icon
Tapestry
TPR
+$8.3M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$8.22M
5
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$7.78M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.1M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$13.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$12.2M
5
GLD icon
SPDR Gold Trust
GLD
+$9.82M

Sector Composition

Rank Sector Weight
1 Miscellaneous 57.87%
2 Technology 10.14%
3 Consumer Discretionary 6.28%
4 Financials 4.83%
5 Healthcare 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XYZ
101
Block Inc
XYZ
$46B
$6.91M 0.22%
30,422
-16,798
-36% -$3.93M
LMBS icon
102
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.43B
$6.84M 0.22%
134,053
+6,104
+5% +$314K
ARKG icon
103
ARK Genomic Revolution ETF
ARKG
$2B
$6.79M 0.22%
76,542
-27,350
-26% -$2.71M
SIVB
104
DELISTED
SVB Financial Group
SIVB
$6.79M 0.22%
+13,758
New +$6.77M
F icon
105
Ford
F
$53.2B
$6.76M 0.22%
552,074
-86,905
-14% -$994K
TGT icon
106
Target
TGT
$70.3B
$6.66M 0.21%
33,608
+971
+3% +$182K
JPST icon
107
JPMorgan Ultra-Short Income ETF
JPST
$41.5B
$6.65M 0.21%
130,969
+19,672
+18% +$999K
MINT icon
108
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.6B
$6.64M 0.21%
65,157
+5,676
+10% +$579K
EFA icon
109
iShares MSCI EAFE ETF
EFA
$77.6B
$6.62M 0.21%
87,307
+62,892
+258% +$4.74M
FPE icon
110
First Trust Preferred Securities and Income ETF
FPE
$6.21B
$6.62M 0.21%
328,429
+30,203
+10% +$610K
INTC icon
111
Intel
INTC
$534B
$6.61M 0.21%
103,293
-8,834
-8% -$526K
FTEC icon
112
Fidelity MSCI Information Technology Index ETF
FTEC
$20.9B
$6.49M 0.21%
61,346
-8,050
-12% -$856K
XLV icon
113
State Street Health Care Select Sector SPDR ETF
XLV
$43.5B
$6.47M 0.21%
55,403
-382
-0.7% -$44.1K
XLB icon
114
State Street Materials Select Sector SPDR ETF
XLB
$8.33B
$6.43M 0.21%
163,264
-68,164
-29% -$2.57M
VTI icon
115
Vanguard Morningstar Total Stock Market ETF
VTI
$678B
$6.41M 0.2%
31,011
+159
+0.5% +$32.2K
MA icon
116
Mastercard
MA
$497B
$6.22M 0.2%
17,461
-8
-0% -$2.79K
FTSM icon
117
First Trust Enhanced Short Maturity ETF
FTSM
$6.54B
$6.17M 0.2%
102,867
-12,328
-11% -$740K
RDVY icon
118
First Trust Rising Dividend Achievers ETF
RDVY
$24.8B
$6.13M 0.2%
134,734
+114,483
+565% +$4.88M
WBD icon
119
Warner Bros
WBD
$70.4B
$6.1M 0.19%
+140,268
New +$7M
AMAT icon
120
Applied Materials
AMAT
$330B
$6.08M 0.19%
45,518
+33,801
+288% +$3.73M
IUSV icon
121
iShares Core S&P US Value ETF
IUSV
$27.2B
$6.04M 0.19%
87,624
+24,715
+39% +$1.62M
TLT icon
122
iShares 20+ Year Treasury Bond ETF
TLT
$46.5B
$6.03M 0.19%
44,489
-17,126
-28% -$2.48M
FPX icon
123
First Trust US Equity Opportunities ETF
FPX
$1.43B
$6.02M 0.19%
50,526
-19,604
-28% -$2.46M
UPS icon
124
United Parcel Service
UPS
$84B
$6M 0.19%
35,294
-17,952
-34% -$2.9M
TXN icon
125
Texas Instruments
TXN
$238B
$5.91M 0.19%
31,260
+439
+1% +$76.3K
3 4
5
6 7

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DAM
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RPGK
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SCTC
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Sigma Planning Corp's Q1 2021 Portfolio in Review

As of Q1 2021, Sigma Planning Corp held 1,432 positions worth $3.13B, up 6.5% from $2.94B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp deployed $107M of net new capital in Q1 2021, opening 237 new positions and adding to 632 existing holdings. Its largest new stake was Tapestry: 215,385 shares worth $8.88M.

By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, down from 58% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $21.7M trimmed.

  • Sigma Planning Corp's largest Q1 2021 buy was Tapestry: 215,385 shares worth $8.88M.
  • Sigma Planning Corp added most to Pacer Trendpilot US Bond ETF in Q1 2021, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $21.7M.
  • Sigma Planning Corp fully exited Invesco CurrencyShares Japanese Yen Trust in Q1 2021, selling an estimated $8.35M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.13B portfolio in Q1 2021.
  • Sigma Planning Corp opened 237 new positions and closed 107 in Q1 2021.
  • Sigma Planning Corp's portfolio value rose 6.5% quarter-over-quarter to $3.13B.

Based on Sigma Planning Corp's 13F filing for Q1 2021, filed 6 May 2021.