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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.53B
AUM Growth
+$248M
Cap. Flow
+$67.8M
Cap. Flow %
2.68%
Top 10 Hldgs %
24.76%
Holding
1,197
New
143
Increased
443
Reduced
455
Closed
136

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$12.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.3M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.8M
5
GLD icon
SPDR Gold Trust
GLD
+$8.31M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$14.2M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$10.4M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.27M
4
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$5.32M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5M

Sector Composition

Rank Sector Weight
1 Technology 11.79%
2 Consumer Discretionary 6.34%
3 Healthcare 4.95%
4 Communication Services 4.06%
5 Financials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FPE icon
101
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$5.42M 0.21%
282,784
+36,036
+15% +$688K
CLX icon
102
Clorox
CLX
$11.6B
$5.28M 0.21%
25,131
+619
+3% +$138K
SCHD icon
103
Schwab US Dividend Equity ETF
SCHD
$102B
$5.26M 0.21%
285,384
+35,493
+14% +$653K
VTI icon
104
Vanguard Total Stock Market ETF
VTI
$654B
$5.24M 0.21%
30,753
+580
+2% +$97.6K
VB icon
105
Vanguard Small-Cap ETF
VB
$79.5B
$5.18M 0.21%
33,680
+882
+3% +$135K
FPX icon
106
First Trust US Equity Opportunities ETF
FPX
$1.51B
$5.17M 0.2%
53,467
-26,740
-33% -$2.44M
GOVT icon
107
iShares US Treasury Bond ETF
GOVT
$43.6B
$5.12M 0.2%
183,145
+5,901
+3% +$165K
VEA icon
108
Vanguard FTSE Developed Markets ETF
VEA
$226B
$5.08M 0.2%
124,256
+5,062
+4% +$208K
CMCSA icon
109
Comcast
CMCSA
$79.1B
$5.08M 0.2%
109,799
+1,555
+1% +$67.6K
BMY icon
110
Bristol-Myers Squibb
BMY
$127B
$5.08M 0.2%
84,179
+5,110
+6% +$308K
CMG icon
111
Chipotle Mexican Grill
CMG
$40.8B
$5.07M 0.2%
203,750
-1,450
-0.7% -$34.9K
MRK icon
112
Merck
MRK
$324B
$5.04M 0.2%
63,612
-142
-0.2% -$11.1K
CAT icon
113
Caterpillar
CAT
$409B
$4.94M 0.2%
33,102
-2,815
-8% -$395K
XLY icon
114
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$4.93M 0.2%
67,118
+2,672
+4% +$189K
BABA icon
115
Alibaba
BABA
$269B
$4.84M 0.19%
16,465
+1,608
+11% +$424K
VUG icon
116
Vanguard Growth ETF
VUG
$216B
$4.81M 0.19%
126,828
+11,484
+10% +$424K
JPST icon
117
JPMorgan Ultra-Short Income ETF
JPST
$40B
$4.74M 0.19%
93,268
+7,362
+9% +$374K
GDX icon
118
VanEck Gold Miners ETF
GDX
$23B
$4.72M 0.19%
120,494
+67,535
+128% +$2.75M
XLI icon
119
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$4.58M 0.18%
59,455
+30,791
+107% +$2.3M
VIG icon
120
Vanguard Dividend Appreciation ETF
VIG
$111B
$4.53M 0.18%
35,223
+2,491
+8% +$313K
XLU icon
121
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
$4.52M 0.18%
152,168
-46,834
-24% -$1.39M
XLF icon
122
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$4.47M 0.18%
185,622
+2,840
+2% +$69.1K
VCIT icon
123
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
$4.45M 0.18%
46,401
-11,521
-20% -$1.11M
SOXX icon
124
iShares Semiconductor ETF
SOXX
$44.2B
$4.37M 0.17%
43,050
+945
+2% +$92.4K
VYM icon
125
Vanguard High Dividend Yield ETF
VYM
$81.1B
$4.36M 0.17%
53,846
-4,850
-8% -$397K
3 4
5
6 7

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SCM
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BPS
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VPC
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WWA
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Sigma Planning Corp's Q3 2020 Portfolio in Review

As of Q3 2020, Sigma Planning Corp held 1,197 positions worth $2.53B, up 11% from $2.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q3 2020 filing shows 143 new, 443 increased, 455 reduced and 136 closed positions. Its largest new stake was Abiomed Inc: 20,372 shares worth $5.64M. The largest sale was iShares Core S&P Mid-Cap ETF, an estimated $14.2M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2020 buy was Abiomed Inc: 20,372 shares worth $5.64M.
  • Sigma Planning Corp added most to iShares MSCI USA Momentum Factor ETF in Q3 2020, an estimated $16.1M increase.
  • Sigma Planning Corp's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $14.2M.
  • Sigma Planning Corp fully exited CyrusOne Inc Common Stock in Q3 2020, selling an estimated $3.05M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $2.53B portfolio in Q3 2020.
  • Sigma Planning Corp opened 143 new positions and closed 136 in Q3 2020.
  • Sigma Planning Corp's portfolio value rose 11% quarter-over-quarter to $2.53B.

Based on Sigma Planning Corp's 13F filing for Q3 2020, filed 3 Nov 2020.