We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+21.42%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.28B
AUM Growth
+$594M
Cap. Flow
+$272M
Cap. Flow %
11.95%
Top 10 Hldgs %
24.27%
Holding
1,116
New
201
Increased
513
Reduced
312
Closed
62

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$20.9M
2
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$10.6M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$8.59M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$8.46M
5
MSFT icon
Microsoft
MSFT
+$8.38M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.33M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$4.61M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$4.28M
4
STPZ icon
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
+$3.82M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.69M

Sector Composition

Rank Sector Weight
1 Technology 10.99%
2 Healthcare 5.18%
3 Consumer Discretionary 5.15%
4 Communication Services 3.99%
5 Financials 3.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
101
Vanguard Total Stock Market ETF
VTI
$654B
$4.72M 0.21%
30,173
-1,907
-6% -$281K
MRK icon
102
Merck
MRK
$324B
$4.7M 0.21%
63,754
+8,055
+14% +$606K
MOAT icon
103
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
$4.7M 0.21%
89,999
-397
-0.4% -$19.8K
BMY icon
104
Bristol-Myers Squibb
BMY
$127B
$4.65M 0.2%
79,069
+19,799
+33% +$1.18M
VEA icon
105
Vanguard FTSE Developed Markets ETF
VEA
$226B
$4.62M 0.2%
119,194
-12,101
-9% -$442K
VYM icon
106
Vanguard High Dividend Yield ETF
VYM
$81.1B
$4.62M 0.2%
58,696
+6,932
+13% +$539K
FPE icon
107
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$4.54M 0.2%
246,748
+17,809
+8% +$321K
CAT icon
108
Caterpillar
CAT
$409B
$4.54M 0.2%
35,917
+2,880
+9% +$341K
CVX icon
109
Chevron
CVX
$388B
$4.38M 0.19%
49,082
-3,097
-6% -$277K
JPST icon
110
JPMorgan Ultra-Short Income ETF
JPST
$40B
$4.36M 0.19%
85,906
-18,234
-18% -$918K
CMG icon
111
Chipotle Mexican Grill
CMG
$40.8B
$4.32M 0.19%
+205,200
New +$3.8M
SCHD icon
112
Schwab US Dividend Equity ETF
SCHD
$102B
$4.31M 0.19%
249,891
+37,941
+18% +$641K
HUM icon
113
Humana
HUM
$46.7B
$4.29M 0.19%
11,074
+9,300
+524% +$3.48M
BAC icon
114
Bank of America
BAC
$435B
$4.26M 0.19%
179,503
-3,124
-2% -$73.8K
XLF icon
115
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$4.23M 0.19%
182,782
-1,697
-0.9% -$38.5K
CMCSA icon
116
Comcast
CMCSA
$79.1B
$4.22M 0.19%
108,244
+63,555
+142% +$2.42M
CRM icon
117
Salesforce
CRM
$134B
$4.21M 0.18%
22,462
+1,147
+5% +$193K
VOOG icon
118
Vanguard S&P 500 Growth ETF
VOOG
$25.4B
$4.21M 0.18%
135,096
-5,244
-4% -$151K
VRSN icon
119
VeriSign
VRSN
$25.3B
$4.12M 0.18%
19,928
+4,995
+33% +$1.04M
XLY icon
120
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$4.12M 0.18%
64,446
+11,604
+22% +$684K
UPS icon
121
United Parcel Service
UPS
$97.6B
$4.11M 0.18%
36,984
+3,826
+12% +$382K
MGV icon
122
Vanguard Mega Cap Value ETF
MGV
$13.2B
$4.1M 0.18%
56,040
+10,083
+22% +$730K
IJK icon
123
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$4.1M 0.18%
73,176
+26,128
+56% +$1.36M
F icon
124
Ford
F
$57.3B
$4.03M 0.18%
662,153
+183,668
+38% +$1.02M
CMS icon
125
CMS Energy
CMS
$23.1B
$4.02M 0.18%
68,886
+765
+1% +$44.3K
3 4
5
6 7

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q2 2020 Portfolio in Review

As of Q2 2020, Sigma Planning Corp held 1,116 positions worth $2.28B, up 35% from $1.68B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp deployed $272M of net new capital in Q2 2020, opening 201 new positions and adding to 513 existing holdings. Its largest new stake was Chipotle Mexican Grill: 205,200 shares worth $4.32M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 8.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $6.33M trimmed.

  • Sigma Planning Corp's largest Q2 2020 buy was Chipotle Mexican Grill: 205,200 shares worth $4.32M.
  • Sigma Planning Corp added most to iShares 7-10 Year Treasury Bond ETF in Q2 2020, an estimated $20.9M increase.
  • Sigma Planning Corp's biggest Q2 2020 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $6.33M.
  • Sigma Planning Corp fully exited Invesco DB US Dollar Index Bullish Fund in Q2 2020, selling an estimated $1.87M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $2.28B portfolio in Q2 2020.
  • Sigma Planning Corp opened 201 new positions and closed 62 in Q2 2020.
  • Sigma Planning Corp's portfolio value rose 35% quarter-over-quarter to $2.28B.

Based on Sigma Planning Corp's 13F filing for Q2 2020, filed 31 Jul 2020.