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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-15.19%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.68B
AUM Growth
-$686M
(-29%)
Cap. Flow
-$313M
Cap. Flow
% of AUM
-18.61%
Top 10 Holdings %
Top 10 Hldgs %
24.56%
Holding
1,150
New
99
Increased
340
Reduced
463
Closed
235
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$14.9M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$13M |
| 3 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$11M |
| 4 |
First Trust Enhanced Short Maturity ETF
FTSM
|
+$4.19M |
| 5 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$3.69M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$16M |
| 2 |
iShares S&P 500 Growth ETF
IVW
|
+$12.7M |
| 3 |
Invesco S&P MidCap Low Volatility ETF
XMLV
|
+$9.08M |
| 4 |
iShares MSCI EAFE Min Vol Factor ETF
EFAV
|
+$8.23M |
| 5 |
Copart
CPRT
|
+$7.69M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.92% |
| 2 | Healthcare | 4.9% |
| 3 | Consumer Discretionary | 4.23% |
| 4 | Communication Services | 3.99% |
| 5 | Consumer Staples | 3.91% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.31B
| $3.59M | 0.21% |
59,854
-4,296
| -7% | -$303K |
|
102
CVS Health
CVS
$137B
| $3.55M | 0.21% |
59,820
-2,277
| -4% | -$152K |
|
103
Vanguard Real Estate ETF
VNQ
$39.9B
| $3.52M | 0.21% |
50,411
+8,914
| +21% | +$783K |
|
104
Vanguard S&P 500 Growth ETF
VOOG
$25.4B
| $3.48M | 0.21% |
140,340
-2,712
| -2% | -$77K |
|
105
iShares Floating Rate Bond ETF
FLOT
$10.1B
| $3.45M | 0.2% |
70,723
-62,099
| -47% | -$3.11M |
|
106
Vanguard Small-Cap ETF
VB
$79.5B
| $3.42M | 0.2% |
29,608
-1,655
| -5% | -$249K |
|
107
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
| $3.41M | 0.2% |
38,516
-13,693
| -26% | -$1.33M |
|
108
iShares Select Dividend ETF
DVY
$24B
| $3.38M | 0.2% |
46,023
-1,009
| -2% | -$96.4K |
|
109
Southern Company
SO
$110B
| $3.34M | 0.2% |
61,738
-756
| -1% | -$47.9K |
|
110
Bristol-Myers Squibb
BMY
$127B
| $3.3M | 0.2% |
59,270
+3,661
| +7% | +$224K |
|
111
iShares Preferred and Income Securities ETF
PFF
$13.2B
| $3.27M | 0.19% |
102,562
+1,563
| +2% | +$56K |
|
112
Starbucks
SBUX
$118B
| $3.22M | 0.19% |
48,996
-6,629
| -12% | -$536K |
|
113
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
| $3.19M | 0.19% |
31,983
+1,634
| +5% | +$164K |
|
114
Netflix
NFLX
$292B
| $3.18M | 0.19% |
84,760
+1,350
| +2% | +$47.8K |
|
115
Schwab US Dividend Equity ETF
SCHD
$102B
| $3.18M | 0.19% |
211,950
+35,556
| +20% | +$638K |
|
116
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.26B
| $3.16M | 0.19% |
39,311
-73,860
| -65% | -$6.81M |
|
117
Vanguard Total Bond Market
BND
$157B
| $3.11M | 0.18% |
36,414
+3,166
| +10% | +$269K |
|
118
United Parcel Service
UPS
$97.6B
| $3.1M | 0.18% |
33,158
-7,192
| -18% | -$745K |
|
|
VPU
119
Vanguard Utilities ETF
VPU
$8.83B
| $3.07M | 0.18% |
25,201
-1,009
| -4% | -$142K |
|
120
iShares S&P Small-Cap 600 Value ETF
IJS
$8.11B
| $3.07M | 0.18% |
61,480
-4,512
| -7% | -$313K |
|
121
Salesforce
CRM
$134B
| $3.07M | 0.18% |
21,315
-725
| -3% | -$124K |
|
122
Kimberly-Clark
KMB
$36.4B
| $3.07M | 0.18% |
23,973
+1,112
| +5% | +$154K |
|
123
PayPal
PYPL
$49.5B
| $3.06M | 0.18% |
31,963
+1,814
| +6% | +$200K |
|
124
Vanguard Mega Cap Value ETF
MGV
$13.2B
| $3.03M | 0.18% |
45,957
+4,353
| +10% | +$348K |
|
125
iShares Core MSCI Total International Stock ETF
IXUS
$57.5B
| $3.01M | 0.18% |
64,043
-9,436
| -13% | -$533K |
|
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Sigma Planning Corp's Q1 2020 Portfolio in Review
As of Q1 2020, Sigma Planning Corp held 1,150 positions worth $1.68B, down 29% from $2.37B the previous quarter. Its ten largest holdings account for 25% of the portfolio.
Sigma Planning Corp withdrew a net $313M in Q1 2020, closing 235 positions and reducing 463 holdings. Its most notable exit was Copart, an estimated $7.69M position sold in full.
By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, Sigma Planning Corp opened a new position in VanEck Semiconductor ETF worth $2.81M.
- Sigma Planning Corp's largest Q1 2020 buy was VanEck Semiconductor ETF: 47,920 shares worth $2.81M.
- Sigma Planning Corp added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $14.9M increase.
- Sigma Planning Corp's biggest Q1 2020 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $16M.
- Sigma Planning Corp fully exited Copart in Q1 2020, selling an estimated $7.69M.
- Sigma Planning Corp's ten largest holdings make up 25% of its $1.68B portfolio in Q1 2020.
- Sigma Planning Corp opened 99 new positions and closed 235 in Q1 2020.
- Sigma Planning Corp's portfolio value fell 29% quarter-over-quarter to $1.68B.
Based on Sigma Planning Corp's 13F filing for Q1 2020, filed 1 May 2020.