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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+7.5%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.37B
AUM Growth
+$287M
(+14%)
Cap. Flow
+$149M
Cap. Flow
% of AUM
6.27%
Top 10 Holdings %
Top 10 Hldgs %
22.16%
Holding
1,143
New
143
Increased
513
Reduced
371
Closed
92
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core Dividend Growth ETF
DGRO
|
+$7.45M |
| 2 |
Invesco Dorsey Wright Momentum ETF
PDP
|
+$6.06M |
| 3 |
State Street Technology Select Sector SPDR ETF
XLK
|
+$6.01M |
| 4 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$5.52M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$4.67M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$6.41M |
| 2 |
NextEra Energy
NEE
|
+$5.94M |
| 3 |
Chipotle Mexican Grill
CMG
|
+$5.85M |
| 4 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$5.59M |
| 5 |
iShares S&P 500 Growth ETF
IVW
|
+$4.89M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.36% |
| 2 | Financials | 4.5% |
| 3 | Healthcare | 4.01% |
| 4 | Industrials | 3.83% |
| 5 | Consumer Discretionary | 3.66% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
Caterpillar
CAT
$409B
| $5.09M | 0.21% |
34,444
-557
| -2% | -$77.7K |
|
102
NVIDIA
NVDA
$5.01T
| $5.07M | 0.21% |
862,080
+37,840
| +5% | +$197K |
|
103
iShares TIPS Bond ETF
TIP
$14.5B
| $5.07M | 0.21% |
43,504
-2,722
| -6% | -$316K |
|
104
iShares Select Dividend ETF
DVY
$24B
| $4.97M | 0.21% |
47,032
-3,056
| -6% | -$315K |
|
105
Starbucks
SBUX
$118B
| $4.89M | 0.21% |
55,625
+7,819
| +16% | +$667K |
|
106
Schwab US Large-Cap Growth ETF
SCHG
$58.5B
| $4.87M | 0.21% |
419,440
+3,168
| +0.8% | +$34.9K |
|
107
iShares US Utilities ETF
IDU
$1.41B
| $4.78M | 0.2% |
58,932
+3,216
| +6% | +$256K |
|
108
iShares US Treasury Bond ETF
GOVT
$43.6B
| $4.72M | 0.2% |
182,058
+17,257
| +10% | +$451K |
|
109
United Parcel Service
UPS
$97.6B
| $4.72M | 0.2% |
40,350
+1,168
| +3% | +$138K |
|
110
iShares Russell Mid-Cap Growth ETF
IWP
$20B
| $4.69M | 0.2% |
61,434
+86
| +0.1% | +$6.3K |
|
111
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.31B
| $4.68M | 0.2% |
64,150
+19,491
| +44% | +$1.38M |
|
112
Ford
F
$57.3B
| $4.67M | 0.2% |
502,643
+21,289
| +4% | +$191K |
|
113
Pacer Trendpilot US Large Cap ETF
PTLC
$3.24B
| $4.67M | 0.2% |
139,688
+6,947
| +5% | +$224K |
|
114
Vanguard High Dividend Yield ETF
VYM
$81.1B
| $4.65M | 0.2% |
49,650
+1,755
| +4% | +$159K |
|
115
CVS Health
CVS
$137B
| $4.61M | 0.19% |
62,097
-3,597
| -5% | -$253K |
|
116
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
| $4.6M | 0.19% |
47,598
-1,296
| -3% | -$120K |
|
117
Vanguard Small-Cap Value ETF
VBR
$37.1B
| $4.59M | 0.19% |
33,490
+3,886
| +13% | +$515K |
|
118
Costco
COST
$415B
| $4.56M | 0.19% |
15,504
+1,627
| +12% | +$484K |
|
119
iShares Core MSCI Total International Stock ETF
IXUS
$57.5B
| $4.55M | 0.19% |
73,479
-12,806
| -15% | -$767K |
|
|
HDV
120
iShares Core High Dividend ETF
HDV
$14.4B
| $4.38M | 0.18% |
223,200
-69,210
| -24% | -$1.32M |
|
121
Merck
MRK
$324B
| $4.35M | 0.18% |
50,158
+786
| +2% | +$64.6K |
|
122
CMS Energy
CMS
$23.1B
| $4.33M | 0.18% |
68,961
-451
| -0.6% | -$28.1K |
|
123
iShares Russell 1000 Growth ETF
IWF
$122B
| $4.28M | 0.18% |
97,356
-520
| -0.5% | -$21.7K |
|
124
General Mills
GIS
$19.2B
| $4.24M | 0.18% |
79,206
+5,268
| +7% | +$278K |
|
125
ARK Innovation ETF
ARKK
$5.89B
| $4.22M | 0.18% |
84,384
-20,532
| -20% | -$954K |
|
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Sigma Planning Corp's Q4 2019 Portfolio in Review
As of Q4 2019, Sigma Planning Corp held 1,143 positions worth $2.37B, up 14% from $2.08B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Sigma Planning Corp deployed $149M of net new capital in Q4 2019, opening 143 new positions and adding to 513 existing holdings. Its largest new stake was iShares US Transportation ETF: 66,896 shares worth $3.27M.
By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.1% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $6.41M trimmed.
- Sigma Planning Corp's largest Q4 2019 buy was iShares US Transportation ETF: 66,896 shares worth $3.27M.
- Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q4 2019, an estimated $7.45M increase.
- Sigma Planning Corp's biggest Q4 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.41M.
- Sigma Planning Corp fully exited Avalara, Inc. in Q4 2019, selling an estimated $4.36M.
- Sigma Planning Corp's ten largest holdings make up 22% of its $2.37B portfolio in Q4 2019.
- Sigma Planning Corp opened 143 new positions and closed 92 in Q4 2019.
- Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $2.37B.
Based on Sigma Planning Corp's 13F filing for Q4 2019, filed 3 Feb 2020.