We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+7.5%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$2.37B
AUM Growth
+$287M
Cap. Flow
+$62.5M
Cap. Flow %
2.64%
Top 10 Hldgs %
22.16%
Holding
1,143
New
143
Increased
513
Reduced
371
Closed
92

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$7.45M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.06M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$6.01M
4
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$5.52M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.67M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.41M
2
NEE icon
NextEra Energy
NEE
+$5.94M
3
CMG icon
Chipotle Mexican Grill
CMG
+$5.85M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.59M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$4.89M

Sector Composition

Rank Sector Weight
1 Miscellaneous 63.92%
2 Technology 7.36%
3 Financials 4.51%
4 Healthcare 4.09%
5 Industrials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAT icon
101
Caterpillar
CAT
$360B
$5.09M 0.21%
34,444
-557
-2% -$77.7K
NVDA icon
102
NVIDIA
NVDA
$5.17T
$5.07M 0.21%
862,080
+37,840
+5% +$197K
TIP icon
103
iShares TIPS Bond ETF
TIP
$14.6B
$5.07M 0.21%
43,504
-2,722
-6% -$316K
DVY icon
104
iShares Select Dividend ETF
DVY
$23.1B
$4.97M 0.21%
47,032
-3,056
-6% -$315K
SBUX icon
105
Starbucks
SBUX
$111B
$4.89M 0.21%
55,625
+7,819
+16% +$667K
SCHG icon
106
Schwab US Large-Cap Growth ETF
SCHG
$62B
$4.87M 0.21%
419,440
+3,168
+0.8% +$34.9K
IDU icon
107
iShares US Utilities ETF
IDU
$1.25B
$4.78M 0.2%
58,932
+3,216
+6% +$256K
GOVT icon
108
iShares US Treasury Bond ETF
GOVT
$41.3B
$4.72M 0.2%
182,058
+17,257
+10% +$451K
UPS icon
109
United Parcel Service
UPS
$84B
$4.72M 0.2%
40,350
+1,168
+3% +$138K
IWP icon
110
iShares Russell Mid-Cap Growth ETF
IWP
$19B
$4.69M 0.2%
61,434
+86
+0.1% +$6.3K
FTC icon
111
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.29B
$4.68M 0.2%
64,150
+19,491
+44% +$1.38M
F icon
112
Ford
F
$53.2B
$4.67M 0.2%
502,643
+21,289
+4% +$191K
PTLC icon
113
Pacer Trendpilot US Large Cap ETF
PTLC
$3.29B
$4.67M 0.2%
139,688
+6,947
+5% +$224K
VYM icon
114
Vanguard High Dividend Yield ETF
VYM
$81.1B
$4.65M 0.2%
49,650
+1,755
+4% +$159K
CVS icon
115
CVS Health
CVS
$117B
$4.61M 0.19%
62,097
-3,597
-5% -$253K
IJT icon
116
iShares S&P Small-Cap 600 Growth ETF
IJT
$7.9B
$4.6M 0.19%
47,598
-1,296
-3% -$120K
VBR icon
117
Vanguard Morningstar Small-Cap Value ETF
VBR
$36.3B
$4.59M 0.19%
33,490
+3,886
+13% +$515K
COST icon
118
Costco
COST
$396B
$4.56M 0.19%
15,504
+1,627
+12% +$484K
IXUS icon
119
iShares Core MSCI Total International Stock ETF
IXUS
$59.2B
$4.55M 0.19%
73,479
-12,806
-15% -$767K
HDV
120
iShares Core High Dividend ETF
HDV
$15.3B
$4.38M 0.18%
223,200
-69,210
-24% -$1.32M
MRK icon
121
Merck
MRK
$358B
$4.35M 0.18%
50,158
+786
+2% +$64.6K
CMS icon
122
CMS Energy
CMS
$20.7B
$4.33M 0.18%
68,961
-451
-0.6% -$28.1K
IWF icon
123
iShares Russell 1000 Growth ETF
IWF
$123B
$4.28M 0.18%
97,356
-520
-0.5% -$21.7K
GIS icon
124
General Mills
GIS
$19.7B
$4.24M 0.18%
79,206
+5,268
+7% +$278K
ARKK icon
125
ARK Innovation ETF
ARKK
$6.41B
$4.22M 0.18%
84,384
-20,532
-20% -$954K
3 4
5
6 7

Similar funds

PFM
Potomac Fund Management Miami, Florida $3.97B AUM 18.34% 1-Year Est. Return
NMERB
New Mexico Educational Retirement Board Santa Fe, New Mexico $3.98B AUM 43.29% 1-Year Est. Return
CS
CapitalatWork SA Auderghem $3.99B AUM 29.18% 1-Year Est. Return
AIM
Achmea Investment Management Zeist, Netherlands $4B AUM 31.99% 1-Year Est. Return
DAM
Davis Asset Management Sausalito, California $3.95B AUM 11.79% 1-Year Est. Return
RPGK
Retirement Planning Group (Kansas) Leawood, Kansas $3.94B AUM 18.64% 1-Year Est. Return
APP
Avantax Planning Partners Dubuque, Iowa $4.02B AUM 20% 1-Year Est. Return
SCTC
Sanibel Captiva Trust Company Sanibel, Florida $4.02B AUM 34.36% 1-Year Est. Return

Sigma Planning Corp's Q4 2019 Portfolio in Review

As of Q4 2019, Sigma Planning Corp held 1,143 positions worth $2.37B, up 14% from $2.08B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp's Q4 2019 filing shows 143 new, 513 increased, 371 reduced and 92 closed positions. Its largest new stake was iShares US Transportation ETF: 66,896 shares worth $3.27M. The largest sale was iShares Core S&P 500 ETF, an estimated $6.41M.

By sector, the portfolio is most concentrated in Miscellaneous at 64% of assets, up from 62% a quarter earlier, followed by Technology and Financials.

  • Sigma Planning Corp's largest Q4 2019 buy was iShares US Transportation ETF: 66,896 shares worth $3.27M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q4 2019, an estimated $7.45M increase.
  • Sigma Planning Corp's biggest Q4 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.41M.
  • Sigma Planning Corp fully exited Avalara, Inc. in Q4 2019, selling an estimated $4.36M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.37B portfolio in Q4 2019.
  • Sigma Planning Corp opened 143 new positions and closed 92 in Q4 2019.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $2.37B.

Based on Sigma Planning Corp's 13F filing for Q4 2019, filed 3 Feb 2020.