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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+1.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.08B
AUM Growth
+$143M
(+7.3%)
Cap. Flow
+$123M
Cap. Flow
% of AUM
5.9%
Top 10 Holdings %
Top 10 Hldgs %
20.64%
Holding
1,098
New
109
Increased
483
Reduced
383
Closed
98
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Information Technology ETF
VGT
|
+$11.9M |
| 2 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$8.9M |
| 3 |
iShares MSCI Global Min Vol Factor ETF
ACWV
|
+$8.48M |
| 4 |
Invesco S&P MidCap Low Volatility ETF
XMLV
|
+$7.6M |
| 5 |
iShares S&P 500 Value ETF
IVE
|
+$7.12M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$9.05M |
| 2 |
iShares MBS ETF
MBB
|
+$7.28M |
| 3 |
Vanguard Total World Stock ETF
VT
|
+$4.1M |
| 4 |
iShares MSCI ACWI ETF
ACWI
|
+$4.02M |
| 5 |
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
|
+$3.36M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.08% |
| 2 | Financials | 4.39% |
| 3 | Consumer Discretionary | 4.39% |
| 4 | Industrials | 4.11% |
| 5 | Healthcare | 3.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
iShares US Utilities ETF
IDU
$1.41B
| $4.54M | 0.22% |
55,716
-12,168
| -18% | -$946K |
|
102
ARK Innovation ETF
ARKK
$5.89B
| $4.5M | 0.22% |
104,916
-3,663
| -3% | -$168K |
|
103
Southern Company
SO
$110B
| $4.47M | 0.21% |
72,322
+220
| +0.3% | +$12.8K |
|
104
CMS Energy
CMS
$23.1B
| $4.44M | 0.21% |
69,412
+55,913
| +414% | +$3.39M |
|
105
Caterpillar
CAT
$409B
| $4.42M | 0.21% |
35,001
+687
| +2% | +$87.3K |
|
106
Ford
F
$57.3B
| $4.41M | 0.21% |
481,354
-17,118
| -3% | -$163K |
|
107
Schwab US Large-Cap Growth ETF
SCHG
$58.5B
| $4.37M | 0.21% |
416,272
-3,360
| -0.8% | -$35.4K |
|
|
AVLR
108
DELISTED
Avalara, Inc.
AVLR
| $4.36M | 0.21% |
+64,831
| New | +$5.24M |
|
109
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
| $4.36M | 0.21% |
48,894
-16,816
| -26% | -$1.52M |
|
110
iShares US Treasury Bond ETF
GOVT
$43.6B
| $4.34M | 0.21% |
164,801
+37,811
| +30% | +$987K |
|
111
iShares Russell Mid-Cap Growth ETF
IWP
$20B
| $4.34M | 0.21% |
61,348
+9,090
| +17% | +$653K |
|
112
Copart
CPRT
$25.9B
| $4.33M | 0.21% |
215,540
+14,548
| +7% | +$282K |
|
113
Fidelity MSCI Information Technology Index ETF
FTEC
$19.9B
| $4.29M | 0.21% |
67,337
-12,158
| -15% | -$774K |
|
114
iShares Morningstar Growth ETF
ILCG
$3.1B
| $4.29M | 0.21% |
112,075
+104,655
| +1,410% | +$4.06M |
|
115
Vanguard S&P 500 Growth ETF
VOOG
$25.4B
| $4.25M | 0.2% |
157,878
+684
| +0.4% | +$18.5K |
|
116
Vanguard High Dividend Yield ETF
VYM
$81.1B
| $4.25M | 0.2% |
47,895
+117
| +0.2% | +$10.2K |
|
117
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
| $4.24M | 0.2% |
53,014
+844
| +2% | +$66.4K |
|
118
Starbucks
SBUX
$118B
| $4.23M | 0.2% |
47,806
-1,843
| -4% | -$171K |
|
119
Honeywell
HON
$77B
| $4.21M | 0.2% |
26,369
+761
| +3% | +$121K |
|
120
UnitedHealth
UNH
$382B
| $4.2M | 0.2% |
19,343
+634
| +3% | +$153K |
|
121
CVS Health
CVS
$137B
| $4.14M | 0.2% |
65,694
+7,280
| +12% | +$431K |
|
122
Pacer Trendpilot US Large Cap ETF
PTLC
$3.24B
| $4.12M | 0.2% |
132,741
-12,093
| -8% | -$373K |
|
123
General Mills
GIS
$19.2B
| $4.08M | 0.2% |
73,938
-3,503
| -5% | -$189K |
|
124
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.45B
| $4.07M | 0.2% |
71,319
+4,488
| +7% | +$258K |
|
125
Costco
COST
$415B
| $4M | 0.19% |
13,877
+1,220
| +10% | +$343K |
|
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Sigma Planning Corp's Q3 2019 Portfolio in Review
As of Q3 2019, Sigma Planning Corp held 1,098 positions worth $2.08B, up 7.3% from $1.94B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Sigma Planning Corp deployed $123M of net new capital in Q3 2019, opening 109 new positions and adding to 483 existing holdings. Its largest new stake was Chipotle Mexican Grill: 389,450 shares worth $6.55M.
By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $9.05M trimmed.
- Sigma Planning Corp's largest Q3 2019 buy was Chipotle Mexican Grill: 389,450 shares worth $6.55M.
- Sigma Planning Corp added most to Vanguard Information Technology ETF in Q3 2019, an estimated $11.9M increase.
- Sigma Planning Corp's biggest Q3 2019 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $9.05M.
- Sigma Planning Corp fully exited Vanguard Total World Stock ETF in Q3 2019, selling an estimated $4.1M.
- Sigma Planning Corp's ten largest holdings make up 21% of its $2.08B portfolio in Q3 2019.
- Sigma Planning Corp opened 109 new positions and closed 98 in Q3 2019.
- Sigma Planning Corp's portfolio value rose 7.3% quarter-over-quarter to $2.08B.
Based on Sigma Planning Corp's 13F filing for Q3 2019, filed 1 Nov 2019.