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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+12.59%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.76B
AUM Growth
+$386M
Cap. Flow
+$217M
Cap. Flow %
12.31%
Top 10 Hldgs %
19.78%
Holding
1,008
New
157
Increased
460
Reduced
296
Closed
68

Top Buys

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$21.8M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$9.97M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$9.39M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$9.32M
5
MBB icon
iShares MBS ETF
MBB
+$9.11M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$7.42M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$5.97M
3
SSO icon
ProShares Ultra S&P500
SSO
+$5.95M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.88M
5
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$5.68M

Sector Composition

Rank Sector Weight
1 Technology 7.02%
2 Healthcare 4.47%
3 Financials 4.46%
4 Industrials 4.26%
5 Consumer Discretionary 4.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRM icon
101
Salesforce
CRM
$134B
$4.21M 0.24%
26,602
+7,444
+39% +$1.15M
STPZ icon
102
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$511M
$4.13M 0.23%
79,844
+2,509
+3% +$129K
VOOG icon
103
Vanguard S&P 500 Growth ETF
VOOG
$25.4B
$4.13M 0.23%
160,158
-10,548
-6% -$258K
VGT icon
104
Vanguard Information Technology ETF
VGT
$139B
$4.04M 0.23%
160,888
+113,504
+240% +$2.64M
NVDA icon
105
NVIDIA
NVDA
$5.01T
$4.02M 0.23%
895,960
+74,200
+9% +$288K
VYM icon
106
Vanguard High Dividend Yield ETF
VYM
$81.1B
$4.02M 0.23%
46,896
+5,175
+12% +$432K
VB icon
107
Vanguard Small-Cap ETF
VB
$79.5B
$3.91M 0.22%
25,572
+8,451
+49% +$1.26M
FNCL icon
108
Fidelity MSCI Financials Index ETF
FNCL
$2.35B
$3.89M 0.22%
103,582
-7,416
-7% -$280K
HON icon
109
Honeywell
HON
$77.1B
$3.88M 0.22%
25,876
-1,233
-5% -$172K
PTLC icon
110
Pacer Trendpilot US Large Cap ETF
PTLC
$3.24B
$3.86M 0.22%
131,469
+100,376
+323% +$2.9M
KO icon
111
Coca-Cola
KO
$354B
$3.84M 0.22%
81,903
+13,506
+20% +$632K
BIL icon
112
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
$3.83M 0.22%
41,870
+16,568
+65% +$1.52M
GIS icon
113
General Mills
GIS
$19.2B
$3.81M 0.22%
73,695
+10,163
+16% +$460K
UNH icon
114
UnitedHealth
UNH
$382B
$3.8M 0.22%
15,381
+692
+5% +$176K
IWP icon
115
iShares Russell Mid-Cap Growth ETF
IWP
$20B
$3.77M 0.21%
55,636
+26,984
+94% +$1.73M
SCHG icon
116
Schwab US Large-Cap Growth ETF
SCHG
$58.5B
$3.75M 0.21%
377,664
+158,824
+73% +$1.5M
XLY icon
117
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$3.73M 0.21%
65,474
+10,722
+20% +$581K
STIP icon
118
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$3.71M 0.21%
37,240
-3,439
-8% -$340K
ISTB icon
119
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.08B
$3.7M 0.21%
74,263
-120,760
-62% -$5.97M
NOBL icon
120
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
$3.66M 0.21%
107,924
+6,582
+6% +$213K
MMM icon
121
3M
MMM
$89B
$3.62M 0.21%
20,806
+1,277
+7% +$215K
SMDV icon
122
ProShares Russell 2000 Dividend Growers ETF
SMDV
$699M
$3.6M 0.2%
61,765
+56,035
+978% +$3.23M
MRK icon
123
Merck
MRK
$324B
$3.59M 0.2%
45,182
-390
-0.9% -$29.2K
FENY icon
124
Fidelity MSCI Energy Index ETF
FENY
$2.02B
$3.55M 0.2%
196,419
+30,527
+18% +$536K
SO icon
125
Southern Company
SO
$110B
$3.54M 0.2%
68,559
+9,722
+17% +$477K
3 4
5
6 7

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WB
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BPS
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VPC
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WWA
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Sigma Planning Corp's Q1 2019 Portfolio in Review

As of Q1 2019, Sigma Planning Corp held 1,008 positions worth $1.76B, up 28% from $1.37B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $217M of net new capital in Q1 2019, opening 157 new positions and adding to 460 existing holdings. Its largest new stake was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $7.42M trimmed.

  • Sigma Planning Corp's largest Q1 2019 buy was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.
  • Sigma Planning Corp added most to Invesco S&P 500 Low Volatility ETF in Q1 2019, an estimated $21.8M increase.
  • Sigma Planning Corp's biggest Q1 2019 reduction was iShares Floating Rate Bond ETF, cutting an estimated $7.42M.
  • Sigma Planning Corp fully exited iShares Micro-Cap ETF in Q1 2019, selling an estimated $1.5M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.76B portfolio in Q1 2019.
  • Sigma Planning Corp opened 157 new positions and closed 68 in Q1 2019.
  • Sigma Planning Corp's portfolio value rose 28% quarter-over-quarter to $1.76B.

Based on Sigma Planning Corp's 13F filing for Q1 2019, filed 1 May 2019.