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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.37B
AUM Growth
+$69.6M
Cap. Flow
+$92.5M
Cap. Flow %
6.76%
Top 10 Hldgs %
19.28%
Holding
943
New
91
Increased
412
Reduced
335
Closed
84

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$6.67M
2
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$6.36M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.83M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.66M
5
FDMO icon
Fidelity Momentum Factor ETF
FDMO
+$4.71M

Top Sells

Rank Stock Value
1
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$5.02M
2
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$4.57M
3
CC icon
Chemours
CC
+$4.34M
4
GEM icon
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
+$3.54M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.05M

Sector Composition

Rank Sector Weight
1 Technology 6.21%
2 Financials 5.18%
3 Healthcare 4.6%
4 Industrials 4.53%
5 Consumer Discretionary 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLY icon
101
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$3.17M 0.23%
62,648
+4,650
+8% +$242K
XLV icon
102
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$3.17M 0.23%
38,914
+1,244
+3% +$106K
IDV icon
103
iShares International Select Dividend ETF
IDV
$8.25B
$3.16M 0.23%
95,648
-7,183
-7% -$244K
XLK icon
104
State Street Technology Select Sector SPDR ETF
XLK
$115B
$3.14M 0.23%
95,876
+32,270
+51% +$1.08M
VWO icon
105
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$3.12M 0.23%
66,438
+9,616
+17% +$461K
KO icon
106
Coca-Cola
KO
$354B
$3.11M 0.23%
71,671
-2,358
-3% -$106K
MOAT icon
107
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
$3.11M 0.23%
75,014
+3,106
+4% +$135K
XYZ
108
Block Inc
XYZ
$45.9B
$3.08M 0.23%
62,633
+49,949
+394% +$2.29M
STPZ icon
109
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$511M
$3.06M 0.22%
58,936
+3,336
+6% +$173K
GE icon
110
GE Aerospace
GE
$367B
$3.02M 0.22%
46,671
-3,607
-7% -$267K
VOO icon
111
Vanguard S&P 500 ETF
VOO
$968B
$2.99M 0.22%
12,363
+877
+8% +$220K
IBM icon
112
IBM
IBM
$202B
$2.97M 0.22%
20,262
+5,906
+41% +$894K
SH icon
113
ProShares Short S&P500
SH
$887M
$2.94M 0.22%
+24,275
New +$2.86M
XLI icon
114
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$2.9M 0.21%
39,067
+4,506
+13% +$347K
MDY icon
115
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$2.9M 0.21%
8,471
+1,673
+25% +$582K
FPX icon
116
First Trust US Equity Opportunities ETF
FPX
$1.51B
$2.89M 0.21%
42,212
+4,443
+12% +$315K
WM icon
117
Waste Management
WM
$95.9B
$2.89M 0.21%
34,355
+573
+2% +$49.2K
SPLV icon
118
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
$2.87M 0.21%
61,196
+43
+0.1% +$2.03K
VB icon
119
Vanguard Small-Cap ETF
VB
$79.5B
$2.82M 0.21%
19,199
-121
-0.6% -$18.1K
NOBL icon
120
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
$2.79M 0.2%
89,634
-4,460
-5% -$143K
FIDU icon
121
Fidelity MSCI Industrials Index ETF
FIDU
$2.34B
$2.79M 0.2%
73,624
+16,731
+29% +$656K
FBT icon
122
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$2.77M 0.2%
20,863
-88
-0.4% -$12K
XLE icon
123
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$2.77M 0.2%
82,158
+5,204
+7% +$184K
RJA
124
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return
RJA
$2.73M 0.2%
442,375
+266,931
+152% +$1.65M
AMGN icon
125
Amgen
AMGN
$203B
$2.71M 0.2%
15,868
-693
-4% -$127K
3 4
5
6 7

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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q1 2018 Portfolio in Review

As of Q1 2018, Sigma Planning Corp held 943 positions worth $1.37B, up 5.4% from $1.3B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp deployed $92.5M of net new capital in Q1 2018, opening 91 new positions and adding to 412 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 209,860 shares worth $3.36M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Fidelity MSCI Consumer Staples Index ETF, an estimated $5.02M trimmed.

  • Sigma Planning Corp's largest Q1 2018 buy was Highland Opportunities and Income Fund: 209,860 shares worth $3.36M.
  • Sigma Planning Corp added most to State Street SPDR Dow Jones Industrial Average ETF Trust in Q1 2018, an estimated $6.67M increase.
  • Sigma Planning Corp's biggest Q1 2018 reduction was Fidelity MSCI Consumer Staples Index ETF, cutting an estimated $5.02M.
  • Sigma Planning Corp fully exited Chemours in Q1 2018, selling an estimated $4.34M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $1.37B portfolio in Q1 2018.
  • Sigma Planning Corp opened 91 new positions and closed 84 in Q1 2018.
  • Sigma Planning Corp's portfolio value rose 5.4% quarter-over-quarter to $1.37B.

Based on Sigma Planning Corp's 13F filing for Q1 2018, filed 11 May 2018.