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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$1.37B
AUM Growth
+$69.6M
Cap. Flow
+$92M
Cap. Flow %
6.73%
Top 10 Hldgs %
19.28%
Holding
943
New
91
Increased
412
Reduced
335
Closed
84

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$6.67M
2
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$6.36M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.83M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.66M
5
FDMO icon
Fidelity Momentum Factor ETF
FDMO
+$4.71M

Top Sells

Rank Stock Value
1
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$5.02M
2
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$4.57M
3
CC icon
Chemours
CC
+$4.34M
4
GEM icon
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
+$3.54M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.05M

Sector Composition

Rank Sector Weight
1 Miscellaneous 62.56%
2 Technology 6.31%
3 Financials 5.18%
4 Healthcare 4.67%
5 Industrials 4.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLY icon
101
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.3B
$3.17M 0.23%
62,648
+4,650
+8% +$242K
XLV icon
102
State Street Health Care Select Sector SPDR ETF
XLV
$44.6B
$3.17M 0.23%
38,914
+1,244
+3% +$106K
IDV icon
103
iShares International Select Dividend ETF
IDV
$8.77B
$3.16M 0.23%
95,648
-7,183
-7% -$244K
XLK icon
104
State Street Technology Select Sector SPDR ETF
XLK
$122B
$3.14M 0.23%
95,876
+32,270
+51% +$1.08M
VWO icon
105
Vanguard FTSE Emerging Markets ETF
VWO
$129B
$3.12M 0.23%
66,438
+9,616
+17% +$461K
KO icon
106
Coca-Cola
KO
$379B
$3.11M 0.23%
71,671
-2,358
-3% -$106K
MOAT icon
107
VanEck Morningstar Wide Moat ETF
MOAT
$12.1B
$3.11M 0.23%
75,014
+3,106
+4% +$135K
XYZ
108
Block Inc
XYZ
$49.7B
$3.08M 0.23%
62,633
+49,949
+394% +$2.29M
STPZ icon
109
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$540M
$3.06M 0.22%
58,936
+3,336
+6% +$173K
GE icon
110
GE Aerospace
GE
$350B
$3.02M 0.22%
46,671
-3,607
-7% -$267K
VOO icon
111
Vanguard S&P 500 ETF
VOO
$1.05T
$2.99M 0.22%
12,363
+877
+8% +$220K
IBM icon
112
IBM
IBM
$221B
$2.97M 0.22%
20,262
+5,906
+41% +$894K
SH icon
113
ProShares Short S&P500
SH
$863M
$2.94M 0.22%
+24,275
New +$2.86M
XLI icon
114
State Street Industrial Select Sector SPDR ETF
XLI
$32.2B
$2.9M 0.21%
39,067
+4,506
+13% +$347K
MDY icon
115
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.5B
$2.9M 0.21%
8,471
+1,673
+25% +$582K
FPX icon
116
First Trust US Equity Opportunities ETF
FPX
$1.5B
$2.89M 0.21%
42,212
+4,443
+12% +$315K
WM icon
117
Waste Management
WM
$87.5B
$2.89M 0.21%
34,355
+573
+2% +$49.2K
SPLV icon
118
Invesco S&P 500 Low Volatility ETF
SPLV
$7.12B
$2.87M 0.21%
61,196
+43
+0.1% +$2.03K
VB icon
119
Vanguard Morningstar Small-Cap ETF
VB
$81B
$2.82M 0.21%
19,199
-121
-0.6% -$18.1K
NOBL icon
120
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.7B
$2.79M 0.2%
89,634
-4,460
-5% -$143K
FIDU icon
121
Fidelity MSCI Industrials Index ETF
FIDU
$2.28B
$2.79M 0.2%
73,624
+16,731
+29% +$656K
FBT icon
122
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.95B
$2.77M 0.2%
20,863
-88
-0.4% -$12K
XLE icon
123
State Street Energy Select Sector SPDR ETF
XLE
$42.2B
$2.77M 0.2%
82,158
+5,204
+7% +$184K
RJA
124
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return
RJA
$2.73M 0.2%
442,375
+266,931
+152% +$1.65M
AMGN icon
125
Amgen
AMGN
$236B
$2.71M 0.2%
15,868
-693
-4% -$127K
3 4
5
6 7

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NMERB
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CS
CapitalatWork SA Auderghem $3.99B AUM 29.18% 1-Year Est. Return
AIM
Achmea Investment Management Zeist, Netherlands $4B AUM 31.99% 1-Year Est. Return
DAM
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RPGK
Retirement Planning Group (Kansas) Leawood, Kansas $3.94B AUM 18.64% 1-Year Est. Return
APP
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SCTC
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Sigma Planning Corp's Q1 2018 Portfolio in Review

As of Q1 2018, Sigma Planning Corp held 943 positions worth $1.37B, up 5.4% from $1.3B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp deployed $92M of net new capital in Q1 2018, opening 91 new positions and adding to 412 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 209,860 shares worth $3.36M.

By sector, the portfolio is most concentrated in Miscellaneous at 63% of assets, up from 60% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Fidelity MSCI Consumer Staples Index ETF, an estimated $5.02M trimmed.

  • Sigma Planning Corp's largest Q1 2018 buy was Highland Opportunities and Income Fund: 209,860 shares worth $3.36M.
  • Sigma Planning Corp added most to State Street SPDR Dow Jones Industrial Average ETF Trust in Q1 2018, an estimated $6.67M increase.
  • Sigma Planning Corp's biggest Q1 2018 reduction was Fidelity MSCI Consumer Staples Index ETF, cutting an estimated $5.02M.
  • Sigma Planning Corp fully exited Chemours in Q1 2018, selling an estimated $4.34M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $1.37B portfolio in Q1 2018.
  • Sigma Planning Corp opened 91 new positions and closed 84 in Q1 2018.
  • Sigma Planning Corp's portfolio value rose 5.4% quarter-over-quarter to $1.37B.

Based on Sigma Planning Corp's 13F filing for Q1 2018, filed 11 May 2018.