We are live on
!
Find out more
SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+3.99%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.21B
AUM Growth
+$148M
(+14%)
Cap. Flow
+$110M
Cap. Flow
% of AUM
9.07%
Top 10 Holdings %
Top 10 Hldgs %
19.82%
Holding
899
New
109
Increased
447
Reduced
277
Closed
52
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$15M |
| 2 |
iShares S&P 500 Growth ETF
IVW
|
+$9.39M |
| 3 |
iShares Core S&P US Value ETF
IUSV
|
+$6.58M |
| 4 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$5.08M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$4.82M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE Value ETF
EFV
|
+$8.5M |
| 2 |
Vanguard Real Estate ETF
VNQ
|
+$7.19M |
| 3 |
iShares Core S&P US Growth ETF
IUSG
|
+$4.35M |
| 4 |
Fidelity MSCI Energy Index ETF
FENY
|
+$3.23M |
| 5 |
DuPont de Nemours
DD
|
+$2.81M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.02% |
| 2 | Healthcare | 4.77% |
| 3 | Financials | 4.73% |
| 4 | Industrials | 4.48% |
| 5 | Consumer Staples | 4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
Vanguard Total Bond Market
BND
$157B
| $2.79M | 0.23% |
33,991
+945
| +3% | +$77.5K |
|
102
iShares Semiconductor ETF
SOXX
$44.2B
| $2.77M | 0.23% |
52,506
+291
| +0.6% | +$14.5K |
|
103
Amgen
AMGN
$203B
| $2.76M | 0.23% |
14,822
-3,106
| -17% | -$550K |
|
104
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
| $2.76M | 0.23% |
60,259
-1,339
| -2% | -$60.7K |
|
105
ProShares Ultra S&P500
SSO
$7.82B
| $2.74M | 0.23% |
226,912
-14,760
| -6% | -$171K |
|
106
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$511M
| $2.71M | 0.22% |
51,815
+657
| +1% | +$34.3K |
|
107
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
| $2.65M | 0.22% |
65,704
+8,146
| +14% | +$322K |
|
108
First Trust Dorsey Wright Focus 5 ETF
FV
$3.61B
| $2.65M | 0.22% |
101,116
-1,314
| -1% | -$33.4K |
|
109
Cadence Design Systems
CDNS
$90B
| $2.62M | 0.22% |
66,369
+9,695
| +17% | +$357K |
|
110
Fidelity MSCI Information Technology Index ETF
FTEC
$19.9B
| $2.61M | 0.22% |
56,575
+6,607
| +13% | +$297K |
|
111
Realty Income
O
$61.2B
| $2.61M | 0.22% |
47,125
+958
| +2% | +$53.2K |
|
112
Waste Management
WM
$95.9B
| $2.61M | 0.22% |
33,317
+8,860
| +36% | +$673K |
|
113
Vanguard Small-Cap ETF
VB
$79.5B
| $2.59M | 0.21% |
18,324
+11,260
| +159% | +$1.53M |
|
114
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
| $2.59M | 0.21% |
20,872
+4,282
| +26% | +$507K |
|
|
115
iShares Core S&P US Growth ETF
IUSG
$31.1B
| $2.58M | 0.21% |
51,215
-87,816
| -63% | -$4.35M |
|
116
3M
MMM
$89B
| $2.58M | 0.21% |
14,708
+1,424
| +11% | +$247K |
|
117
Vanguard S&P 500 ETF
VOO
$968B
| $2.57M | 0.21% |
11,133
+1,588
| +17% | +$360K |
|
118
Union Pacific
UNP
$182B
| $2.57M | 0.21% |
22,142
+3,074
| +16% | +$330K |
|
119
Ares Capital
ARCC
$13.5B
| $2.52M | 0.21% |
153,770
+4,793
| +3% | +$77.6K |
|
120
Intel
INTC
$464B
| $2.51M | 0.21% |
65,804
+6,017
| +10% | +$214K |
|
121
Vanguard FTSE Emerging Markets ETF
VWO
$119B
| $2.48M | 0.2% |
56,846
-2,241
| -4% | -$97K |
|
122
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
| $2.48M | 0.2% |
72,346
-13,102
| -15% | -$426K |
|
123
Vanguard Dividend Appreciation ETF
VIG
$111B
| $2.46M | 0.2% |
25,973
+224
| +0.9% | +$20.9K |
|
124
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
| $2.46M | 0.2% |
25,691
+3,755
| +17% | +$347K |
|
125
Trane Technologies
TT
$106B
| $2.44M | 0.2% |
27,392
+1,124
| +4% | +$99.4K |
|
Similar funds
U
SL
WB
SCM
BPS
VPC
ACM
WWA
Sigma Planning Corp's Q3 2017 Portfolio in Review
As of Q3 2017, Sigma Planning Corp held 899 positions worth $1.21B, up 14% from $1.06B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Sigma Planning Corp deployed $110M of net new capital in Q3 2017, opening 109 new positions and adding to 447 existing holdings. Its largest new stake was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.
By sector, the portfolio is most concentrated in Technology at 6% of assets, up from 5.7% a quarter earlier, followed by Healthcare and Financials.
On the sell side, the largest reduction was iShares MSCI EAFE Value ETF, an estimated $8.5M trimmed.
- Sigma Planning Corp's largest Q3 2017 buy was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.
- Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2017, an estimated $15M increase.
- Sigma Planning Corp's biggest Q3 2017 reduction was iShares MSCI EAFE Value ETF, cutting an estimated $8.5M.
- Sigma Planning Corp fully exited DuPont de Nemours in Q3 2017, selling an estimated $2.81M.
- Sigma Planning Corp's ten largest holdings make up 20% of its $1.21B portfolio in Q3 2017.
- Sigma Planning Corp opened 109 new positions and closed 52 in Q3 2017.
- Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.21B.
Based on Sigma Planning Corp's 13F filing for Q3 2017, filed 6 Nov 2017.