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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+3.99%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$1.21B
AUM Growth
+$148M
Cap. Flow
+$99.8M
Cap. Flow %
8.23%
Top 10 Hldgs %
19.82%
Holding
899
New
109
Increased
447
Reduced
277
Closed
52

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$15M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.39M
3
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$6.58M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.08M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.82M

Top Sells

Rank Stock Value
1
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$8.5M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$7.19M
3
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$4.35M
4
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$3.23M
5
DD icon
DuPont de Nemours
DD
+$2.81M

Sector Composition

Rank Sector Weight
1 Miscellaneous 61.19%
2 Technology 6.12%
3 Healthcare 4.86%
4 Financials 4.73%
5 Industrials 4.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BND icon
101
Vanguard Total Bond Market
BND
$163B
$2.79M 0.23%
33,991
+945
+3% +$77.5K
SOXX icon
102
iShares Semiconductor ETF
SOXX
$42.8B
$2.77M 0.23%
52,506
+291
+0.6% +$14.5K
AMGN icon
103
Amgen
AMGN
$236B
$2.76M 0.23%
14,822
-3,106
-17% -$550K
SPLV icon
104
Invesco S&P 500 Low Volatility ETF
SPLV
$7.12B
$2.76M 0.23%
60,259
-1,339
-2% -$60.7K
SSO icon
105
ProShares Ultra S&P500
SSO
$9.11B
$2.74M 0.23%
226,912
-14,760
-6% -$171K
STPZ icon
106
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$540M
$2.71M 0.22%
51,815
+657
+1% +$34.3K
MOAT icon
107
VanEck Morningstar Wide Moat ETF
MOAT
$12.1B
$2.65M 0.22%
65,704
+8,146
+14% +$322K
FV icon
108
First Trust Dorsey Wright Focus 5 ETF
FV
$3.81B
$2.65M 0.22%
101,116
-1,314
-1% -$33.4K
CDNS icon
109
Cadence Design Systems
CDNS
$80.6B
$2.62M 0.22%
66,369
+9,695
+17% +$357K
FTEC icon
110
Fidelity MSCI Information Technology Index ETF
FTEC
$21.3B
$2.61M 0.22%
56,575
+6,607
+13% +$297K
O icon
111
Realty Income
O
$58B
$2.61M 0.22%
47,125
+958
+2% +$53.2K
WM icon
112
Waste Management
WM
$87.5B
$2.61M 0.22%
33,317
+8,860
+36% +$673K
VB icon
113
Vanguard Morningstar Small-Cap ETF
VB
$81B
$2.59M 0.21%
18,324
+11,260
+159% +$1.53M
FBT icon
114
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.95B
$2.59M 0.21%
20,872
+4,282
+26% +$507K
IUSG icon
115
iShares Core S&P US Growth ETF
IUSG
$33.5B
$2.58M 0.21%
51,215
-87,816
-63% -$4.35M
MMM icon
116
3M
MMM
$86.9B
$2.58M 0.21%
14,708
+1,424
+11% +$247K
VOO icon
117
Vanguard S&P 500 ETF
VOO
$1.05T
$2.57M 0.21%
11,133
+1,588
+17% +$360K
UNP icon
118
Union Pacific
UNP
$172B
$2.57M 0.21%
22,142
+3,074
+16% +$330K
ARCC icon
119
Ares Capital
ARCC
$14.4B
$2.52M 0.21%
153,770
+4,793
+3% +$77.6K
INTC icon
120
Intel
INTC
$506B
$2.51M 0.21%
65,804
+6,017
+10% +$214K
VWO icon
121
Vanguard FTSE Emerging Markets ETF
VWO
$129B
$2.48M 0.2%
56,846
-2,241
-4% -$97K
XLE icon
122
State Street Energy Select Sector SPDR ETF
XLE
$42.2B
$2.48M 0.2%
72,346
-13,102
-15% -$426K
VIG icon
123
Vanguard Dividend Appreciation ETF
VIG
$113B
$2.46M 0.2%
25,973
+224
+0.9% +$20.9K
MTUM icon
124
iShares MSCI USA Momentum Factor ETF
MTUM
$24.6B
$2.46M 0.2%
25,691
+3,755
+17% +$347K
TT icon
125
Trane Technologies
TT
$98.5B
$2.44M 0.2%
27,392
+1,124
+4% +$99.4K
3 4
5
6 7

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AIM
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DAM
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RPGK
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Sigma Planning Corp's Q3 2017 Portfolio in Review

As of Q3 2017, Sigma Planning Corp held 899 positions worth $1.21B, up 14% from $1.06B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $99.8M of net new capital in Q3 2017, opening 109 new positions and adding to 447 existing holdings. Its largest new stake was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.

By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 60% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares MSCI EAFE Value ETF, an estimated $8.5M trimmed.

  • Sigma Planning Corp's largest Q3 2017 buy was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2017, an estimated $15M increase.
  • Sigma Planning Corp's biggest Q3 2017 reduction was iShares MSCI EAFE Value ETF, cutting an estimated $8.5M.
  • Sigma Planning Corp fully exited DuPont de Nemours in Q3 2017, selling an estimated $2.81M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.21B portfolio in Q3 2017.
  • Sigma Planning Corp opened 109 new positions and closed 52 in Q3 2017.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.21B.

Based on Sigma Planning Corp's 13F filing for Q3 2017, filed 6 Nov 2017.