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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+4.97%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$1.03B
AUM Growth
+$118M
Cap. Flow
+$80.3M
Cap. Flow %
7.77%
Top 10 Hldgs %
17.52%
Holding
846
New
111
Increased
409
Reduced
233
Closed
70

Top Buys

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$8.81M
2
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$8.13M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.49M
5
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$3.04M

Top Sells

Rank Stock Value
1
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$8.3M
2
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$7.99M
3
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$6.79M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$4.41M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.52M

Sector Composition

Rank Sector Weight
1 Miscellaneous 59.38%
2 Technology 5.53%
3 Financials 5.07%
4 Healthcare 4.98%
5 Industrials 4.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STPZ icon
101
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$540M
$2.42M 0.23%
45,814
+2,572
+6% +$135K
GEM icon
102
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.79B
$2.42M 0.23%
80,585
+2,350
+3% +$68.1K
VIG icon
103
Vanguard Dividend Appreciation ETF
VIG
$113B
$2.41M 0.23%
26,797
+1,559
+6% +$138K
RING icon
104
iShares MSCI Global Gold Miners ETF
RING
$2.53B
$2.38M 0.23%
125,383
+5,270
+4% +$101K
ETN icon
105
Eaton
ETN
$160B
$2.35M 0.23%
31,738
+473
+2% +$33.6K
GNL icon
106
Global Net Lease
GNL
$2.11B
$2.34M 0.23%
97,130
-795
-0.8% -$18.9K
INTC icon
107
Intel
INTC
$506B
$2.33M 0.23%
64,672
+335
+0.5% +$12.1K
FV icon
108
First Trust Dorsey Wright Focus 5 ETF
FV
$3.81B
$2.33M 0.23%
96,940
-14,015
-13% -$336K
IDV icon
109
iShares International Select Dividend ETF
IDV
$8.77B
$2.33M 0.23%
73,904
+18,976
+35% +$585K
SPHD icon
110
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.43B
$2.32M 0.22%
57,351
+4,678
+9% +$188K
DGRO icon
111
iShares Core Dividend Growth ETF
DGRO
$43.6B
$2.31M 0.22%
75,727
-226,158
-75% -$6.79M
SCZ icon
112
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.2B
$2.3M 0.22%
42,424
+4,376
+12% +$230K
OHI icon
113
Omega Healthcare
OHI
$14.1B
$2.28M 0.22%
69,065
+8,082
+13% +$260K
GLD icon
114
SPDR Gold Trust
GLD
$150B
$2.27M 0.22%
19,127
-1,219
-6% -$142K
VBK icon
115
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.7B
$2.27M 0.22%
16,110
+12,828
+391% +$1.78M
BN icon
116
Brookfield
BN
$90B
$2.25M 0.22%
+172,892
New +$2.19M
TRGP icon
117
Targa Resources
TRGP
$62.2B
$2.2M 0.21%
36,660
-5,214
-12% -$303K
BP icon
118
BP
BP
$113B
$2.19M 0.21%
72,621
+23,930
+49% +$727K
MMM icon
119
3M
MMM
$86.9B
$2.18M 0.21%
13,618
+189
+1% +$29K
SDY icon
120
State Street SPDR S&P Dividend ETF
SDY
$21.7B
$2.16M 0.21%
24,512
+9,373
+62% +$819K
TT icon
121
Trane Technologies
TT
$98.5B
$2.15M 0.21%
26,463
+19,638
+288% +$1.56M
HR icon
122
Healthcare Realty
HR
$6.55B
$2.15M 0.21%
68,337
+660
+1% +$20K
MOAT icon
123
VanEck Morningstar Wide Moat ETF
MOAT
$12.1B
$2.14M 0.21%
56,984
+915
+2% +$33.7K
GIS icon
124
General Mills
GIS
$20.5B
$2.13M 0.21%
36,117
+1,292
+4% +$79K
SOXX icon
125
iShares Semiconductor ETF
SOXX
$42.8B
$2.13M 0.21%
46,596
+2,994
+7% +$131K
3 4
5
6 7

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AIM
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DAM
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RPGK
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APP
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SCTC
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Sigma Planning Corp's Q1 2017 Portfolio in Review

As of Q1 2017, Sigma Planning Corp held 846 positions worth $1.03B, up 13% from $915M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp deployed $80.3M of net new capital in Q1 2017, opening 111 new positions and adding to 409 existing holdings. Its largest new stake was iShares MSCI EAFE Value ETF: 165,518 shares worth $8.33M.

By sector, the portfolio is most concentrated in Miscellaneous at 59% of assets, down from 60% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was iShares Core S&P US Growth ETF, an estimated $8.3M trimmed.

  • Sigma Planning Corp's largest Q1 2017 buy was iShares MSCI EAFE Value ETF: 165,518 shares worth $8.33M.
  • Sigma Planning Corp added most to iShares Core S&P Total US Stock Market ETF in Q1 2017, an estimated $8.81M increase.
  • Sigma Planning Corp's biggest Q1 2017 reduction was iShares Core S&P US Growth ETF, cutting an estimated $8.3M.
  • Sigma Planning Corp fully exited Papa John's in Q1 2017, selling an estimated $1.32M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $1.03B portfolio in Q1 2017.
  • Sigma Planning Corp opened 111 new positions and closed 70 in Q1 2017.
  • Sigma Planning Corp's portfolio value rose 13% quarter-over-quarter to $1.03B.

Based on Sigma Planning Corp's 13F filing for Q1 2017, filed 24 Apr 2017.