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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+2.31%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$915M
AUM Growth
+$71.4M
(+8.5%)
Cap. Flow
+$59.7M
Cap. Flow
% of AUM
6.52%
Top 10 Holdings %
Top 10 Hldgs %
17.37%
Holding
832
New
89
Increased
316
Reduced
308
Closed
97
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P US Value ETF
IUSV
|
+$8.45M |
| 2 |
iShares Core Dividend Growth ETF
DGRO
|
+$7.41M |
| 3 |
HDV
iShares Core High Dividend ETF
HDV
|
+$7.4M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$6.26M |
| 5 |
iShares Core S&P US Growth ETF
IUSG
|
+$5.04M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P 500 Growth ETF
IVW
|
+$4.63M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$3.97M |
| 3 |
iShares MSCI Global Gold Miners ETF
RING
|
+$3.6M |
| 4 |
iShares US Real Estate ETF
IYR
|
+$1.86M |
| 5 |
iShares S&P Mid-Cap 400 Value ETF
IJJ
|
+$1.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 5.02% |
| 2 | Consumer Staples | 4.87% |
| 3 | Financials | 4.78% |
| 4 | Industrials | 4.53% |
| 5 | Healthcare | 4.28% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
Eaton
ETN
$157B
| $2.1M | 0.23% |
31,265
+18,493
| +145% | +$1.21M |
|
102
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.63B
| $2.09M | 0.23% |
+78,235
| New | +$2.15M |
|
103
Caterpillar
CAT
$409B
| $2.08M | 0.23% |
22,460
+4,518
| +25% | +$409K |
|
104
Fidelity MSCI Health Care Index ETF
FHLC
$3.27B
| $2.08M | 0.23% |
63,190
+33,673
| +114% | +$1.12M |
|
105
Realty Income
O
$61.2B
| $2.07M | 0.23% |
37,160
+2,891
| +8% | +$162K |
|
106
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.36B
| $2.06M | 0.23% |
52,673
+8,886
| +20% | +$341K |
|
|
107
iShares MSCI Global Gold Miners ETF
RING
$2.31B
| $2.06M | 0.22% |
120,113
-193,574
| -62% | -$3.6M |
|
108
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
| $2.03M | 0.22% |
29,387
+4,579
| +18% | +$318K |
|
109
Wells Fargo
WFC
$261B
| $2.02M | 0.22% |
36,616
-6,626
| -15% | -$333K |
|
110
3M
MMM
$89B
| $2M | 0.22% |
13,429
-30
| -0.2% | -$4.33K |
|
111
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
| $1.99M | 0.22% |
52,756
-1,506
| -3% | -$54.5K |
|
112
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
| $1.98M | 0.22% |
19,487
+9,322
| +92% | +$945K |
|
113
Healthcare Realty
HR
$7.42B
| $1.97M | 0.22% |
67,677
+664
| +1% | +$19.5K |
|
114
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
| $1.95M | 0.21% |
56,069
+1,862
| +3% | +$64.1K |
|
115
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$257M
| $1.94M | 0.21% |
20,787
+183
| +0.9% | +$15.9K |
|
116
DuPont de Nemours
DD
$18.6B
| $1.94M | 0.21% |
13,379
+3,784
| +39% | +$527K |
|
117
Union Pacific
UNP
$182B
| $1.91M | 0.21% |
18,461
+8,029
| +77% | +$789K |
|
118
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
| $1.91M | 0.21% |
69,864
-756
| -1% | -$20K |
|
119
Sysco
SYY
$39.7B
| $1.91M | 0.21% |
34,516
-1,134
| -3% | -$58.9K |
|
120
Omega Healthcare
OHI
$15.4B
| $1.91M | 0.21% |
60,983
+13,310
| +28% | +$411K |
|
121
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
| $1.9M | 0.21% |
38,048
+10,372
| +37% | +$523K |
|
122
Schwab US Large-Cap Growth ETF
SCHG
$58.5B
| $1.88M | 0.21% |
269,080
+12,808
| +5% | +$88.6K |
|
123
Bristol-Myers Squibb
BMY
$127B
| $1.87M | 0.2% |
32,036
+4,279
| +15% | +$234K |
|
124
Walmart Inc
WMT
$871B
| $1.86M | 0.2% |
80,736
-3,708
| -4% | -$86.5K |
|
125
FS KKR Capital
FSK
$2.98B
| $1.82M | 0.2% |
44,093
-4,975
| -10% | -$195K |
|
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Sigma Planning Corp's Q4 2016 Portfolio in Review
As of Q4 2016, Sigma Planning Corp held 832 positions worth $915M, up 8.5% from $843M the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Sigma Planning Corp deployed $59.7M of net new capital in Q4 2016, opening 89 new positions and adding to 316 existing holdings. Its largest new stake was ProShares Ultra S&P500: 356,808 shares worth $3.4M.
By sector, the portfolio is most concentrated in Technology at 5% of assets, up from 4.9% a quarter earlier, followed by Consumer Staples and Financials.
On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $4.63M trimmed.
- Sigma Planning Corp's largest Q4 2016 buy was ProShares Ultra S&P500: 356,808 shares worth $3.4M.
- Sigma Planning Corp added most to iShares Core S&P US Value ETF in Q4 2016, an estimated $8.45M increase.
- Sigma Planning Corp's biggest Q4 2016 reduction was iShares S&P 500 Growth ETF, cutting an estimated $4.63M.
- Sigma Planning Corp fully exited Guggenheim BulletShares 2016 High Yield Corporate Bond ETF in Q4 2016, selling an estimated $1.25M.
- Sigma Planning Corp's ten largest holdings make up 17% of its $915M portfolio in Q4 2016.
- Sigma Planning Corp opened 89 new positions and closed 97 in Q4 2016.
- Sigma Planning Corp's portfolio value rose 8.5% quarter-over-quarter to $915M.
Based on Sigma Planning Corp's 13F filing for Q4 2016, filed 23 Jan 2017.