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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.58%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$843M
AUM Growth
+$76.4M
Cap. Flow
+$63.7M
Cap. Flow %
7.56%
Top 10 Hldgs %
17.77%
Holding
802
New
105
Increased
397
Reduced
227
Closed
58

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.4M
2
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$6.7M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$3.74M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$3.37M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.79M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$6.61M
2
OEF icon
iShares S&P 100 ETF
OEF
+$6.52M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.12M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.75M
5
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$3.69M

Sector Composition

Rank Sector Weight
1 Consumer Staples 4.96%
2 Technology 4.88%
3 Healthcare 4.65%
4 Industrials 3.9%
5 Financials 3.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDY icon
101
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$1.94M 0.23%
23,033
+1,304
+6% +$111K
XLE icon
102
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$1.92M 0.23%
54,262
-1,658
-3% -$56.8K
WFC icon
103
Wells Fargo
WFC
$261B
$1.92M 0.23%
43,242
-3,076
-7% -$147K
NEE icon
104
NextEra Energy
NEE
$187B
$1.9M 0.22%
62,048
+2,688
+5% +$84.7K
FSK icon
105
FS KKR Capital
FSK
$2.98B
$1.86M 0.22%
49,068
+6,959
+17% +$264K
IAU icon
106
iShares Gold Trust
IAU
$63B
$1.85M 0.22%
72,933
+550
+0.8% +$14.2K
MOAT icon
107
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
$1.85M 0.22%
54,207
-3,305
-6% -$113K
XLU icon
108
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
$1.82M 0.22%
74,300
+21,790
+41% +$553K
SPYV icon
109
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
$1.82M 0.22%
70,620
+2,104
+3% +$54.1K
VCSH icon
110
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$1.79M 0.21%
22,256
+4,730
+27% +$382K
XLV icon
111
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$1.79M 0.21%
24,808
-1,814
-7% -$134K
SCHG icon
112
Schwab US Large-Cap Growth ETF
SCHG
$58.5B
$1.78M 0.21%
256,272
+21,496
+9% +$148K
MTUM icon
113
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$1.78M 0.21%
22,955
-154
-0.7% -$12K
UAA icon
114
Under Armour
UAA
$3B
$1.76M 0.21%
45,533
+11,663
+34% +$471K
VWO icon
115
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$1.76M 0.21%
46,753
+2,366
+5% +$88.1K
SYY icon
116
Sysco
SYY
$39.7B
$1.75M 0.21%
35,650
+220
+0.6% +$11.3K
SPHD icon
117
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.36B
$1.7M 0.2%
43,787
+8,945
+26% +$350K
IWM icon
118
iShares Russell 2000 ETF
IWM
$80.9B
$1.7M 0.2%
13,683
+1,024
+8% +$124K
EMB icon
119
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$1.7M 0.2%
14,491
+1,889
+15% +$220K
OHI icon
120
Omega Healthcare
OHI
$15.4B
$1.69M 0.2%
47,673
+1,413
+3% +$50.2K
SMLV icon
121
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$257M
$1.69M 0.2%
+20,604
New +$1.68M
PGX icon
122
Invesco Preferred ETF
PGX
$3.84B
$1.68M 0.2%
110,762
+10,383
+10% +$159K
OEF icon
123
iShares S&P 100 ETF
OEF
$19.8B
$1.67M 0.2%
17,433
-67,931
-80% -$6.52M
IDV icon
124
iShares International Select Dividend ETF
IDV
$8.25B
$1.61M 0.19%
53,854
+685
+1% +$20.3K
NKE icon
125
Nike
NKE
$61.9B
$1.61M 0.19%
30,546
-2,817
-8% -$159K
3 4
5
6 7

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SL
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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2016 Portfolio in Review

As of Q3 2016, Sigma Planning Corp held 802 positions worth $843M, up 10% from $767M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp deployed $63.7M of net new capital in Q3 2016, opening 105 new positions and adding to 397 existing holdings. Its largest new stake was State Street SPDR US Small Cap Low Volatility Index ETF: 20,604 shares worth $1.69M.

By sector, the portfolio is most concentrated in Consumer Staples at 5% of assets, down from 5.7% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares Core S&P Total US Stock Market ETF, an estimated $6.61M trimmed.

  • Sigma Planning Corp's largest Q3 2016 buy was State Street SPDR US Small Cap Low Volatility Index ETF: 20,604 shares worth $1.69M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2016, an estimated $10.4M increase.
  • Sigma Planning Corp's biggest Q3 2016 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $6.61M.
  • Sigma Planning Corp fully exited State Street SPDR S&P 600 Small Cap Value ETF in Q3 2016, selling an estimated $1.77M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $843M portfolio in Q3 2016.
  • Sigma Planning Corp opened 105 new positions and closed 58 in Q3 2016.
  • Sigma Planning Corp's portfolio value rose 10% quarter-over-quarter to $843M.

Based on Sigma Planning Corp's 13F filing for Q3 2016, filed 7 Nov 2016.